Roberts v. Heim

130 F.R.D. 424, 1989 WL 200381
CourtDistrict Court, N.D. California
DecidedNovember 17, 1989
DocketNo. C 84-8069 TEH
StatusPublished
Cited by33 cases

This text of 130 F.R.D. 424 (Roberts v. Heim) is published on Counsel Stack Legal Research, covering District Court, N.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Roberts v. Heim, 130 F.R.D. 424, 1989 WL 200381 (N.D. Cal. 1989).

Opinion

ORDER

THELTON E. HENDERSON, District Judge.

The foregoing recommendations of the Special Master are adopted in their entirety and shall become an Order of this Court.

RECOMMENDATION OF SPECIAL MASTER AND ORDER THEREON

(Re Defendants’ Contention Interrogatories to Plaintiffs)

I INTRODUCTION

GERALD A. COHN, Special Master.

Defendants, FOX & COMPANY, FRIEDMAN & SHAFTAN, BASKIN & STEIN-GUT, and the WICHITA PARTNERSHIPS, move the Court to compel Plaintiffs to provide them with further responses to three sub-interrogatories contained in Defendants’ Joint Second Set Of Interrogatories. A previous motion regarding this set of interrogatories was heard by the Special Master which resulted in an Order for Plaintiffs to provide further and more detailed answers to Defendants’ interrogatories.

Initially, it should be noted that this joint set of interrogatories is indeed burdensome to Plaintiffs and there is little doubt that Plaintiffs have had to expend a great deal of time and energy in preparing their answers. But as was pointed out at the time of the prior hearing, Plaintiffs have brought a massive and complex class action and Defendants are entitled to know the factual basis for the claims which have been brought against them. Fortunately, only three sub-interrogatories remain in contention at this time. They are interrogatories 19(a), 22(a) and 41(b).

The dispute regarding interrogatory 41(b) can be disposed of summarily. Plaintiffs assert without reservation that they do not contend that at the time the subject partnerships actually acquired certain mineral rights and leases other comparable mineral rights and leases were available to these partnerships. As Plaintiffs apparently make no such claim, it is not an issue in this lawsuit and Defendants have no need for this answer. However, Plaintiffs should be aware that they will have to adhere to this position and will not be permitted to introduce any such evidence ei[427]*427ther in response to any summary judgment motions which may be brought by Defendants or at the time of trial. With this understanding, the Special Master recommends that no further answers to this interrogatory sub-part need be given.

II THE PROPER SCOPE OF CONTENTION INTERROGATORIES

The remaining two interrogatory sub-parts raise several issues which constantly bedevil the discovery process in cases of all sizes and nature. The Courts generally approve of appropriately timed contention interrogatories as they tend to narrow issues, avoid wasteful preparation, and, it is hoped, expedite a resolution of the litigation. At the same time, the Courts are loathe to require a party to “write basically a portrait of their trial” for the other parties, as stated by Magistrate Brazil in Cummins v. Johnson & Higgins, Inc., C 88 0364 JPV (June 5, 1989).1 The Special Master in this case, in essence, expressed the same view when he previously stated that in answering Defendants’ contention interrogatories Plaintiffs did not have to “start with Adam and Eve” or “write a book” for Defendants.

At the time of the hearing of Defendants’ first motion to compel further answers to this joint set of interrogatories it was also stated by the Special Master that it is not possible to announce in advance a hard and fast rule as to the exact amount of detail a party has to supply in response to a contention interrogatory. The answer to this question can only be determined on a case-by-case basis and by attempting to find a reasonable solution as specific problems arise.

Ill THE FORM OF THE INTERROGATORIES

As has been noted by Plaintiffs in their memorandum, section 6b of the Northern District’s recently published Guidelines For Discovery Motion Practice And Trial (1989) provides in part:

“Argumentative interrogatories, attempts to cross-examine, multiple repetitive interrogatories (such as ‘state all facts on which an allegation or a denial is based’) are objectionable.”

In Cummins it was noted that these guidelines do not have the force of binding law but are of considerable importance in deciding motions such as this one. Additionally, it was stated that the above-cited language does not make every interrogatory which asks a party to “state all facts” objectionable per se. The Special Master concurs in these observations.

It is not difficult to discern a significant difference between an interrogatory which, for example, asks a plaintiff to “state all facts upon which you base your contention that defendant is liable in this action” and an interrogatory which asks a plaintiff to “state all facts upon which you base your contention that defendant was in attendance at the meeting of January 10, 1989”. The latter is a reasonable interrogatory and the former is not. The difficulty is that there is a substantial middle ground between these extremes and, therefore, each interrogatory has to be judged in terms of its scope and in terms of the overall context of the case at the time it is asked.

IV FACTS IN POSSESSION OF EXPERTS

If an answer to any of the Defendants’ interrogatories can only be provided by resort to Plaintiffs’ experts, Plaintiffs should so state in their answers to such an interrogatory. If this be the case, then Defendants can only ascertain this information through expert discovery as provided for in Federal Rule of Civil Procedure [428]*42826(b)(4)(A) and may not do so through the vehicle of contention interrogatories, as will be discussed below. On the other hand, if Plaintiffs possess factual information independent of that to be furnished by their experts, it should be provided in Plaintiffs’ responses to Defendants’ contention interrogatories. This is required even if Plaintiffs have conveyed this information to their experts who may later use it as a portion of their testimony.

Defendants assert in their memorandum:

“Even if plaintiffs have already engaged an expert, facts responsive to interrogatories are not shielded from discovery, whether those facts are given by a party to its expert, or known to a party through the expert. 4 Moore’s Federal Practice, ¶[26.66[2] at 26,409 (1989).” (Defendants’ Memorandum p. 6, lines 15-19.)

The actual language in the above-referenced section of Moore’s reads:

“As to trial preparation work, Rule 26(b)(4) protects both the expert and the party from discovery. This does not mean, however, that, independent of the expert’s knowledge, the facts themselves are shielded from discovery. And facts given by the party to the expert can no more be protected than facts given to counsel by a party can be brought within the attorney-client privilege. The same should be true of facts known to a party through the. expert. This seems necessarily true in light of the 1970 amendment to Rule 33 making opinions, conclusions, and contentions discoverable.” (emphasis added)

Moore’s cites no authority or legislative history for the proposition contained in the last two sentences of the above quote which contradicts the clear language of Rule 26(b)(4) which states in pertinent part:

“Discovery of

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130 F.R.D. 424, 1989 WL 200381, Counsel Stack Legal Research, https://law.counselstack.com/opinion/roberts-v-heim-cand-1989.