Robert M. Miller v. Federal Deposit Insurance Corporation

2014 MSPB 83
Merit Systems Protection Board·Decided November 6, 2014·Published·Cited by 2 cases

Opinion

UNITED STATES OF AMERICA MERIT SYSTEMS PROTECTION BOARD 2014 MSPB 83

Docket No. SF-1221-13-0574-W-2

Robert M. Miller, Appellant, v. Federal Deposit Insurance Corporation, Agency. November 6, 2014

Robert M. Miller, San Francisco, California, pro se.

Thomas J. Sarisky, Arlington, Virginia, for the agency.

BEFORE

Susan Tsui Grundmann, Chairman Anne M. Wagner, Vice Chairman Mark A. Robbins, Member

OPINION AND ORDER

¶1 The appellant has filed a petition for review of an initial decision that dismissed his individual right of action (IRA) appeal for lack of jurisdiction because, among other things, his claim of reprisal for disclosing information during an internal grievance process was not a matter that could be adjudicated in this IRA appeal, regardless of whether the pertinent provisions of the Whistleblower Protection Enhancement Act of 2012 (WPEA), Pub. L. No. 112-199, 126 Stat. 1465, applied retroactively. For the following reasons, we 2

DENY the petition for review, AFFIRM the initial decision as modified, and DISMISS this appeal for lack of jurisdiction.

BACKGROUND ¶2 In Miller v. Federal Deposit Insurance Corporation, MSPB Docket No. SF-3443-12-0301-I-1, Final Order (June 26, 2013), the Board forwarded the appellant’s petition for review to the Western Regional Office for docketing as an IRA appeal, and this appeal followed. See Miller v. Federal Deposit Insurance Corporation, MSPB Docket No. SF-1221-13-0574-W-1, Initial Appeal File (W-1 IAF), Tab 1. As explained in more detail below, all of the material events in this matter occurred before the relevant provisions of the WPEA took effect on December 27, 2012. See WPEA § 202. An IRA appeal is authorized by statute only in certain reprisal cases as designated in 5 U.S.C. § 1221(a). Prior to the WPEA, an eligible individual’s entitlement to seek corrective action from the Board in an IRA appeal was limited to covered personnel actions taken or proposed to be taken as a result of a prohibited personnel practice (PPP) described in 5 U.S.C. § 2302(b)(8), i.e., retaliation for whistleblowing. See 5 U.S.C. § 1221(a) (2011); see also 5 C.F.R. § 1209.4(b) (defining “whistleblowing”). The WPEA extended the IRA appeal right in section 1221(a) to include not only PPPs described in 5 U.S.C. § 2302(b)(8) but also PPPs described in 5 U.S.C. § 2302(b)(9)(A)(i), (B), (C), and (D), as amended by the WPEA. WPEA § 101(b)(1)(A). The administrative judge dismissed this appeal without prejudice to refiling pending the Board’s decision in Hooker v. Department of Veterans Affairs, 120 M.S.P.R. 629 (2014), regarding whether the expanded IRA appeal provisions in the WPEA should be applied retroactively. See W-1 IAF, Tab 8, Initial Decision. ¶3 After this appeal was refiled, the administrative judge issued an order to show cause explaining that, in Hooker, 120 M.S.P.R. 629, ¶¶ 8-15, the Board 3

determined that the new IRA appeal right in section 101(b)(1)(A) of the WPEA pertaining to the PPPs described in 5 U.S.C. § 2302(b)(9)(B) did not apply retroactively to a Board appeal that was pending when the WPEA was enacted. 1 Miller v. Federal Deposit Insurance Corporation, MSPB Docket No. SF-1221- 13-0574-W-2, Initial Appeal File (W-2 IAF), Tab 3. The administrative judge noted that the analysis in Hooker “appears equally applicable” to a claim based on the PPPs described in 5 U.S.C. § 2302(b)(9)(A). Id. at 3 n.2. The administrative judge therefore ordered the appellant to show cause why his appeal should not be dismissed for lack of jurisdiction. Id. at 4. ¶4 After the appellant responded to the order, W-2 IAF, Tab 4, the administrative judge issued an initial decision that dismissed the IRA appeal for lack of jurisdiction, W-2 IAF, Tab 6, Initial Decision (ID). The administrative judge found that, under long-standing precedent of the Board and the U.S. Court of Appeals for the Federal Circuit, the alleged reprisal for the appellant’s grievance activity and for disclosing information as a part of that process could be a PPP as described in 5 U.S.C. § 2302(b)(9) but not as described in 5 U.S.C. § 2302(b)(8). See ID at 6. The administrative judge further found that all the material events in this case occurred prior to the effective date of the WPEA and that, following Hooker, the extension of IRA appeal rights in the WPEA was not to be given retroactive effect to reprisal claims based on certain activity described in 5 U.S.C. § 2302(b)(9). See ID at 6-8. The administrative judge further concluded that, even if these WPEA provisions applied retroactively, the

1 As amended by the WPEA, 5 U.S.C. § 2302(b)(9)(B) states that it is a PPP to take or fail to take, or threaten to take or fail to take, any personnel action against any employee because of “testifying for or otherwise lawfully assisting any individual in the exercise of any right referred to in subparagraph (A)(i) or (ii).” Subparagraphs (A)(i) and (ii) refer to the exercise of any appeal, complaint, or grievance right granted by any law, rule, or regulation—(i) with regard to remedying a violation of paragraph (8), or (ii) other than with regard to remedying a violation of paragraph (8). 4

appellant’s claims would be covered under 5 U.S.C. § 2302(b)(9)(A)(ii), as amended by the WPEA, and as such would still not be among the enumerated grounds for an IRA appeal. See ID at 8 (citing Mudd v. Department of Veterans Affairs, 120 M.S.P.R. 365, ¶ 7 (2013)). 2 The administrative judge also found that, to the extent that the appellant was raising allegations of reprisal for separate whistleblowing disclosures that occurred outside of the context of the internal grievance process, the appellant failed to prove that he had exhausted his administrative remedy with the Office of Special Counsel (OSC) regarding such claims and thus, by law, they could not be a basis for Board jurisdiction over this IRA appeal. ID at 4-5. ¶5 The appellant has filed a petition for review, the agency has filed a response, and the appellant has filed a reply. See Petition for Review (PFR) File, Tabs 1, 3-4. On review, the appellant challenges the administrative judge’s jurisdictional analysis. PFR File, Tab 1 at 8-14. He further argues that the administrative judge improperly denied his motion to compel discovery and his motion to strike certain information from the record. Id. at 8, 14. He also includes an agency draft anti-harassment policy that may have been disseminated to employees after the close of the record below. See id. at 11-12, 17-26.

Free access — add to your briefcase to read the full text and ask questions with AI

Robert M. Miller v. Federal Deposit Insurance Corporation, 2014 MSPB 83 (Miss. 2014).

2014 MSPB 83 (Robert M. Miller v. Federal Deposit Insurance Corporation) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Miller v. Merit Systems Protection Board
626 F. App'x 261 (Federal Circuit, 2015)