Case: 17-14165 Date Filed: 08/27/2018 Page: 1 of 9
[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT ________________________
No. 17-14165 Non-Argument Calendar ________________________
D.C. Docket No. 5:15-cv-00452-MTT
ROBERT LEE SHOCKLEY, JR.,
Plaintiff-Appellant,
versus
CAPTAIN JIMMY BARBEE, et al.,
Defendants,
MACON BIBB COUNTY GEORGIA, SHERIFF DAVID DAVIS, in his official capacity,
Defendants - Appellees.
________________________
Appeal from the United States District Court for the Middle District of Georgia ________________________
(August 27, 2018) Case: 17-14165 Date Filed: 08/27/2018 Page: 2 of 9
Before MARTIN, JILL PRYOR and BLACK, Circuit Judges.
PER CURIAM:
Robert Shockley, an African-American male proceeding pro se, appeals the
district court’s entry of summary judgment against him in his employment
discrimination lawsuit alleging race-based harassment and retaliation, as well as
the district court’s statement that it would tax him with costs. Shockley filed this
suit against Macon-Bibb County and David Davis in his official capacity as Sheriff
of Macon-Bibb County (collectively, the County). 1 On appeal, Shockley contends
the district court erred in: (i) converting the County’s partial motion for judgment
on the pleadings into a motion for summary judgment; (ii) entering summary
judgment for the County on his hostile work environment claim; (iii) entering
summary judgment for the County on his retaliation claim; and (iv) stating that it
intended to tax him with costs. We address each of these contentions in turn and,
for the reasons provided, affirm in part and dismiss in part.
I. DISCUSSION
A. Converted Motion for Summary Judgment
Federal Rule of Civil Procedure 12(c) provides that a party may move for a
judgment on the pleadings after the pleadings are closed. If, however, “matters
outside the pleadings are presented to and not excluded by the court, the motion
1 Shockley named other individuals as defendants in his original complaint, but omitted them from his amended pleading. 2 Case: 17-14165 Date Filed: 08/27/2018 Page: 3 of 9
must be treated as one for summary judgment.” Fed. R. Civ. P. 12(d). Shockley
contends it was improper for the district court to convert the County’s partial
motion for judgment on the pleadings into a motion for summary judgment
because Shockley did not present the district court with any matters outside the
pleadings when responding to the County’s partial motion for judgment on the
pleadings—instead, Shockley presented matters outside the pleadings when
responding to the County’s contemporaneous partial motion for summary
judgment.
We disagree. Although the matters outside the pleadings were not
technically presented in response to the County’s partial motion for judgment on
the pleadings they were nonetheless before the court, which had the discretion to
consider them in connection with the County’s partial motion for judgment on the
pleadings. Moreover, in accordance with Rule 12(d), the district court gave
Shockley an additional fourteen days to present additional materials pertinent to
the motion for summary judgment. See Fed. R. Civ. P. 12(d) (if a 12(c) motion is
treated as one for summary judgment, “[a]ll parties must be given a reasonable
opportunity to present all the material that is pertinent to the motion”). Shockley
submitted no additional materials. The district court operated within its discretion
and in compliance with the Federal Rules of Civil Procedure. Accordingly, we
find no error.
3 Case: 17-14165 Date Filed: 08/27/2018 Page: 4 of 9
B. Shockley’s Hostile Work Environment Claim 2
Title VII makes it unlawful for an employer to discriminate against any
individual with respect to his compensation, terms, conditions, or privileges of
employment, “because of such individual’s race . . . .” 42 U.S.C. § 2000e–2(a)(1).
When a plaintiff presents a claim based on harassment by a supervisor, he must
show that (1) he belongs to a protected group, (2) he has been subject to
unwelcome harassment, (3) the harassment was based on a protected characteristic
of the employee, (4) the harassment was sufficiently severe or pervasive to alter
the terms and conditions of employment and create a discriminatorily abusive
working environment, and (5) the employer was responsible for such environment
under either a theory of vicarious or direct liability. See Mendoza v. Borden, Inc.,
195 F.3d 1238, 1245 & n.4 (11th Cir. 1999) (en banc).
Only conduct “based on” a protected category, such as race, may be
considered in a hostile work environment analysis. See Gupta v. Florida Bd. of
Regents, 212 F.3d 571, 584 (11th Cir. 2000), abrogated on other grounds by
Burlington N. & Santa Fe Ry. Co. v. White, 548 U.S. 53 (2006); see also Baldwin
v. Blue Cross/Blue Shield of Ala., 480 F.3d 1287, 1301-02 (11th Cir. 2007) (“Title
VII . . . does not prohibit harassment alone, however severe and pervasive.
2 We review de novo the granting of a motion for summary judgment, applying the same standard the district court employed. Williams v. BellSouth Telecom, Inc., 373 F.3d 1132, 1134 (11th Cir. 2004). 4 Case: 17-14165 Date Filed: 08/27/2018 Page: 5 of 9
Instead, Title VII prohibits discrimination, including harassment that discriminates
based on a protected category . . . .”).
As before the district court, Shockley emphasizes witness testimony that he
was “singled out” for harassment by Barbee. But none of that testimony reflects
that Shockley was singled out based on his race. The only testimony Shockley
presents on appeal that arguably supports the conclusion that the harassment was
race-based is testimony that Barbee called Shockley “boy” when instructing him to
wash Barbee’s car. However, none of the testimony Shockley cites in his briefing
is in conflict with the district court’s decision to grant summary judgment in favor
of the County.
First, Shelly Rutherford testified that Shockley told her that Barbee said
something like, “I need you to go wash my car, boy.” She further testified that she
believed tossing the keys to Shockley was a racist act because Barbee could easily
have given them to one of the Caucasian men nearby. But Rutherford did not see
the interaction. Similarly, Sergeant Pam Williams heard from a third party that
Barbee said, “Hey, boy.
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Case: 17-14165 Date Filed: 08/27/2018 Page: 1 of 9
[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT ________________________
No. 17-14165 Non-Argument Calendar ________________________
D.C. Docket No. 5:15-cv-00452-MTT
ROBERT LEE SHOCKLEY, JR.,
Plaintiff-Appellant,
versus
CAPTAIN JIMMY BARBEE, et al.,
Defendants,
MACON BIBB COUNTY GEORGIA, SHERIFF DAVID DAVIS, in his official capacity,
Defendants - Appellees.
________________________
Appeal from the United States District Court for the Middle District of Georgia ________________________
(August 27, 2018) Case: 17-14165 Date Filed: 08/27/2018 Page: 2 of 9
Before MARTIN, JILL PRYOR and BLACK, Circuit Judges.
PER CURIAM:
Robert Shockley, an African-American male proceeding pro se, appeals the
district court’s entry of summary judgment against him in his employment
discrimination lawsuit alleging race-based harassment and retaliation, as well as
the district court’s statement that it would tax him with costs. Shockley filed this
suit against Macon-Bibb County and David Davis in his official capacity as Sheriff
of Macon-Bibb County (collectively, the County). 1 On appeal, Shockley contends
the district court erred in: (i) converting the County’s partial motion for judgment
on the pleadings into a motion for summary judgment; (ii) entering summary
judgment for the County on his hostile work environment claim; (iii) entering
summary judgment for the County on his retaliation claim; and (iv) stating that it
intended to tax him with costs. We address each of these contentions in turn and,
for the reasons provided, affirm in part and dismiss in part.
I. DISCUSSION
A. Converted Motion for Summary Judgment
Federal Rule of Civil Procedure 12(c) provides that a party may move for a
judgment on the pleadings after the pleadings are closed. If, however, “matters
outside the pleadings are presented to and not excluded by the court, the motion
1 Shockley named other individuals as defendants in his original complaint, but omitted them from his amended pleading. 2 Case: 17-14165 Date Filed: 08/27/2018 Page: 3 of 9
must be treated as one for summary judgment.” Fed. R. Civ. P. 12(d). Shockley
contends it was improper for the district court to convert the County’s partial
motion for judgment on the pleadings into a motion for summary judgment
because Shockley did not present the district court with any matters outside the
pleadings when responding to the County’s partial motion for judgment on the
pleadings—instead, Shockley presented matters outside the pleadings when
responding to the County’s contemporaneous partial motion for summary
judgment.
We disagree. Although the matters outside the pleadings were not
technically presented in response to the County’s partial motion for judgment on
the pleadings they were nonetheless before the court, which had the discretion to
consider them in connection with the County’s partial motion for judgment on the
pleadings. Moreover, in accordance with Rule 12(d), the district court gave
Shockley an additional fourteen days to present additional materials pertinent to
the motion for summary judgment. See Fed. R. Civ. P. 12(d) (if a 12(c) motion is
treated as one for summary judgment, “[a]ll parties must be given a reasonable
opportunity to present all the material that is pertinent to the motion”). Shockley
submitted no additional materials. The district court operated within its discretion
and in compliance with the Federal Rules of Civil Procedure. Accordingly, we
find no error.
3 Case: 17-14165 Date Filed: 08/27/2018 Page: 4 of 9
B. Shockley’s Hostile Work Environment Claim 2
Title VII makes it unlawful for an employer to discriminate against any
individual with respect to his compensation, terms, conditions, or privileges of
employment, “because of such individual’s race . . . .” 42 U.S.C. § 2000e–2(a)(1).
When a plaintiff presents a claim based on harassment by a supervisor, he must
show that (1) he belongs to a protected group, (2) he has been subject to
unwelcome harassment, (3) the harassment was based on a protected characteristic
of the employee, (4) the harassment was sufficiently severe or pervasive to alter
the terms and conditions of employment and create a discriminatorily abusive
working environment, and (5) the employer was responsible for such environment
under either a theory of vicarious or direct liability. See Mendoza v. Borden, Inc.,
195 F.3d 1238, 1245 & n.4 (11th Cir. 1999) (en banc).
Only conduct “based on” a protected category, such as race, may be
considered in a hostile work environment analysis. See Gupta v. Florida Bd. of
Regents, 212 F.3d 571, 584 (11th Cir. 2000), abrogated on other grounds by
Burlington N. & Santa Fe Ry. Co. v. White, 548 U.S. 53 (2006); see also Baldwin
v. Blue Cross/Blue Shield of Ala., 480 F.3d 1287, 1301-02 (11th Cir. 2007) (“Title
VII . . . does not prohibit harassment alone, however severe and pervasive.
2 We review de novo the granting of a motion for summary judgment, applying the same standard the district court employed. Williams v. BellSouth Telecom, Inc., 373 F.3d 1132, 1134 (11th Cir. 2004). 4 Case: 17-14165 Date Filed: 08/27/2018 Page: 5 of 9
Instead, Title VII prohibits discrimination, including harassment that discriminates
based on a protected category . . . .”).
As before the district court, Shockley emphasizes witness testimony that he
was “singled out” for harassment by Barbee. But none of that testimony reflects
that Shockley was singled out based on his race. The only testimony Shockley
presents on appeal that arguably supports the conclusion that the harassment was
race-based is testimony that Barbee called Shockley “boy” when instructing him to
wash Barbee’s car. However, none of the testimony Shockley cites in his briefing
is in conflict with the district court’s decision to grant summary judgment in favor
of the County.
First, Shelly Rutherford testified that Shockley told her that Barbee said
something like, “I need you to go wash my car, boy.” She further testified that she
believed tossing the keys to Shockley was a racist act because Barbee could easily
have given them to one of the Caucasian men nearby. But Rutherford did not see
the interaction. Similarly, Sergeant Pam Williams heard from a third party that
Barbee said, “Hey, boy. Go get my car washed.” She “didn’t hear it personally.”
Both statements are being offered for the truth of the matter asserted and neither
falls within an exception to the hearsay rule. Accordingly, each of these two
statements falls within the ambit of the general rule that inadmissible hearsay
5 Case: 17-14165 Date Filed: 08/27/2018 Page: 6 of 9
cannot be considered on a motion for summary judgment. Macuba v. Deboer, 193
F.3d 1316, 1322-23 (11th Cir. 1999).
Finally, Shockley cites the following excerpt from Carlos Mosley’s
testimony: “But, for . . . all that . . . to take place, and for me to see that, you know,
that hear, the keys jingling and him, I . . . felt like it was, like . . . it was saying it
was a slap in the face. Like, go wash my car boy.” Importantly, Mosley clarifies
elsewhere that he did not hear Barbee call Shockley boy; rather, Mosley heard
Barbee throw the keys and “say . . . either. . . wash it again or do it again, or
something like that.” Mosley, who walked into the room after Barbee had departed,
asked Shockley, “Hey, what’s going on?” and, receiving no response, inquired,
“You his do boy?” Thus, Mosley’s testimony does not show Barbee used racially
charged language in his discussion with Shockley.
Shockley has presented no other evidence that Barbee’s treatment of him
was based on race. Indeed, in his deposition Shockley acknowledged that the only
indication that his treatment was race-based, apart from his own perception, was
the fact that Barbee did not treat anyone else as harshly; however, Shockley also
acknowledged during his deposition that approximately seven to ten other African-
Americans also worked with Barbee. We affirm the district court’s grant of
summary judgment on Shockley’s hostile work environment claim because he has
not shown Barbee’s ill-treatment of him was racially motivated.
6 Case: 17-14165 Date Filed: 08/27/2018 Page: 7 of 9
C. Shockley’s Retaliation Claim
Title VII prohibits employers from retaliating against an employee because
he has opposed “an unlawful employment practice” or because he has “made a
charge, testified, assisted, or participated in any manner in an investigation,
proceeding, or hearing.” 42 U.S.C. § 2000e-3(a). A claim for retaliation based on
circumstantial evidence is analyzed according to the burden-shifting analysis
originally set forth in McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802
(1973). See Brown v. Ala. Dep’t of Transp., 597 F.3d 1160, 1181 (11th Cir. 2010).
To establish a prima facie retaliation claim under Title VII, a plaintiff may
show that (1) he engaged in statutorily protected speech; (2) he suffered a
materially adverse action; and (3) the adverse action was causally related to the
protected expression. Trask v. Sec’y, Dep’t of Veterans Affairs, 822 F.3d 1179,
1193-94 (11th Cir. 2016). In order to demonstrate that he engaged in a statutorily
protected activity, a plaintiff must demonstrate that (1) he had a subjective belief
that his employer was engaged in an unlawful employment practice and (2) his
belief was objectively reasonable. Little v. United Tech., Carrier Transicold Div.,
103 F.3d 956, 960 (11th Cir. 1997).
Once the plaintiff has established a prima facie case, and the employer
articulates a legitimate, nondiscriminatory reason for its action, the plaintiff must
rebut the latter and show pretext. Pennington v. City of Huntsville, 261 F.3d 1262,
7 Case: 17-14165 Date Filed: 08/27/2018 Page: 8 of 9
1266 (11th Cir. 2001). A reason cannot be a pretext for retaliation unless it is
shown both that the reason was false, and that a retaliatory purpose was the real
reason. Cf. St. Mary’s Honor Ctr. v. Hicks, 509 U.S. 502, 515 (1993). To show
pretext, a plaintiff cannot recast the reason but must meet it head on and rebut it.
Holland v. Gee, 677 F.3d 1047, 1055 (11th Cir. 2012). To do so, the plaintiff may
rely on the evidence offered initially to establish the prima facie case. Wilson v.
B/E Aerospace, Inc., 376 F.3d 1079, 1088 (11th Cir. 2004).
The district court did not err in granting summary judgment on Shockley’s
retaliation claim. The affidavits of Shockley’s supervisors, the transcript of
Shockley’s internal investigation questioning, and the decision to move Shockley
back once Barbee changed departments all support the legitimate,
nondiscriminatory explanation provided—namely that Shockley was relocated to
avoid a physical altercation with Barbee. For example, when asked during the
internal investigation questioning whether the situation would become physical,
Shockley responded: “I can tell you this, as far as with me doing something, I’ve
held my own for this long because I’m trying not to do [anything] crazy to [him].
But I’ve already let him slide twice putting his hands on me. Twice. Twice. So I
ain’t, I’m not going to take that no more.” The day after the interview, Shockley
was instructed to move all of his things to another building about a block away.
We affirm the district court’s grant of summary judgment on Shockley’s retaliation
8 Case: 17-14165 Date Filed: 08/27/2018 Page: 9 of 9
claim because he did not show that the County’s legitimate, nondiscriminatory
reason for moving him was pretextual.
D. Costs
Appellate jurisdiction is limited to final decisions of the district court. See
28 U.S.C. § 1291. An order which finds a party liable for costs without
determining the amount is not a final order. Mekdeci v. Merrell Nat’l. Labs., 711
F.2d 1510, 1523 (11th Cir. 1983). Although the district court announced its
intention to award costs to the County, it has yet to fix the amount. As a result, we
lack jurisdiction to review the putative assessment of costs, and must dismiss the
appeal in this respect.
II. CONCLUSION
The district court did not err in granting summary judgment for the County
on Shockley’s hostile work environment claim because Shockley failed to show
any harassment he suffered was based on his race. Nor did the district court err in
granting summary judgment on Shockley’s retaliation claim because he failed to
show the decision to relocate him was pretext for discrimination. We do not have
jurisdiction to review the district court’s non-final statement regarding costs.
AFFIRMED IN PART, DISMISSED IN PART.