Robert L. Trafter v. Eric K. Shinseki

26 Vet. App. 267, 2013 WL 1789774, 2013 U.S. Vet. App. LEXIS 652
CourtUnited States Court of Appeals for Veterans Claims
DecidedApril 29, 2013
Docket10-3605
StatusPublished
Cited by17 cases

This text of 26 Vet. App. 267 (Robert L. Trafter v. Eric K. Shinseki) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Robert L. Trafter v. Eric K. Shinseki, 26 Vet. App. 267, 2013 WL 1789774, 2013 U.S. Vet. App. LEXIS 652 (Cal. 2013).

Opinions

MOORMAN, Judge:

Veteran Robert L. Trafter appeals, through counsel, an October 5, 2010, Board of Veterans’ Appeals (Board) decision that denied entitlement to compensation under 38 U.S.C. § 1151 for a mental disorder allegedly due to treatment occurring at a VA facility. See Record (R.) at 3-17.

This panel was convened to decide, in the context of a 38 U.S.C. § 1151 compensation claim, whether the correct legal standard for determining if VA must provide a medical examination or opinion is provided under 38 U.S.C. § 5103A(a) or 38 U.S.C. § 5103A(d). The Court holds that VA’s application of section 5103A(d) to section 1151 disability compensation claims is in keeping with the statutory language, prior caselaw from this Court and the United States Court of Appeals for the Federal Circuit (“Federal Circuit”), and legislative history. However, because the Board misinterpreted a section 5013A(d)(2) [271]*271factor, to the detriment of the appellant, remand is required.

I. BACKGROUND

The appellant presented two theories of entitlement to compensation under section 1151 to the Board: (1) VA failed to timely diagnose and treat his breast cancer, which led to the development or aggravation of his mental disability; (2) VA misdiagnosed him as having bipolar disorder, which, in turn, caused or aggravated his mental disability. R. at 8; see M21-1 MR, pt. IV, Subpart ii, ch. 2, sec. G(34)(b) (“Entitlement to compensation under 38 U.S.C. [§ ] 1151 may be based on acts of omission as well as acts of commission.”). In its October 5, 2010, decision, the Board recognized “that assistance shall include providing a medical examination or obtaining a medical opinion when such an examination or opinion is necessary to make a decision on the claim.” R. at 6 (citing 38 U.S.C. § 5103A(d) and McLendon v. Nicholson, 20 Vet.App. 79 (2006)). However, the Board found that because the record contained no “competent medical evidence that additional disability resulted as a consequence of negligence, careless[ness], or other fault on the part of VA, or an event not reasonably foreseeable,” and the appellant’s lay testimony did not “satisfy the criteria for obtaining a VA opinion or examination,” VA was not required to provide a medical examination or opinion in this case. Id.

On appeal, the appellant asserts that VA should have provided him with a medical opinion under section 5103A(d), because “both the competent medical evidence and [his] lay testimony — was sufficient to ‘indicate’ that an additional disability (depression) resulted from VA medical treatment.” Appellant’s (App.) Brief (Br.) at 6. In the alternative, and in response to the Court’s request for additional briefing, the appellant argues that section 5103A(a) should have been applied to his claim because a section 1151 claim does not seek “disability compensation,” as required for the application of section 5103A(d). He asserts that, according to section 5103A(a), VA must provide him with a medical opinion because it is necessary to decide his claim and has a reasonable possibility of substantiating his claim. The appellant also contends that the Board improperly substituted its own medical judgment in lieu of obtaining a medical opinion, provided an inadequate statement of reasons or bases for its determination, and failed to obtain relevant private medical records.

The Secretary argues that the application of section 5103A(d) to a claim for disability compensation under section 1151 is reasonable in the absence of clear Congressional intent as to which part of section 5103A should apply. He also argues that VA is not required to provide a medical opinion because “the record is absent sufficient evidence to establish fault on the part of VA, or suggest an association between any VA medical care [the] [appellant received and his alleged current mental condition,” and that VA has no duty to obtain irrelevant private cancer treatment records that the appellant failed to identify. Secretary’s (Sec.) Br. at 15, 22.

Because determining which part of section 5103A applies to a section 1151 compensation claim is critical in resolving the key issues raised in this appeal, the Court begins by reviewing the statutes involved de novo. See 38 U.S.C. § 7261; Bradley v. Peake, 22 Vet.App. 280, 290 (2008).

II. STATUTORY ANALYSIS

When this Court reviews statutes that VA administers, we are initially confronted with whether Congress has directly spoken to the precise question at issue. See Chevron v. Nat’l Res. Def. Council, [272]*272Inc., 467 U.S. 837, 842, 104 S.Ct. 2778, 81 L.Ed.2d 694 (1984). The matter of statutory construction is at an end if the intent of Congress is unambiguously expressed. Id. at 842-43. However, if the statutes are silent or ambiguous with respect to the specific issue, the second question becomes whether VA’s interpretation is based on a permissible construction of the statutes. See id. at 843. Within the complex veterans benefits scheme, if VA’s interpretation of the statutes is reasonable, the courts are precluded from substituting their judgment for that of VA, unless the Secretary has exceeded his authority; the Secretary’s action was clearly wrong; or the Secretary’s interpretation is unfavorable to veterans, such that it conflicts with the beneficence underpinning VA’s veterans benefits scheme, and a more liberal construction is available that affords a harmonious interplay between provisions. See Brown v. Gardner, 513 U.S. 115, 117-18, 115 S.Ct. 552, 130 L.Ed.2d 462 (1994); Train v. Nat’l Res. Def. Council, Inc., 421 U.S. 60, 87, 95 S.Ct. 1470, 43 L.Ed.2d 731 (1975); U.S. v. Shimer, 367 U.S. 374, 382, 81 S.Ct. 1554, 6 L.Ed.2d 908 (1961); Fishgold v. Sullivan Drydock & Repair Corp., 328 U.S. 275, 285, 66 S.Ct. 1105, 90 L.Ed. 1230 (1946).

A. 38 U.S.C. § 1151

To decide the correct application of section 5013A to section 1151, we start by reviewing the language of 38 U.S.C. § 1151(a) to determine the type of benefit at issue. Section 1151(a) states:

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Bluebook (online)
26 Vet. App. 267, 2013 WL 1789774, 2013 U.S. Vet. App. LEXIS 652, Counsel Stack Legal Research, https://law.counselstack.com/opinion/robert-l-trafter-v-eric-k-shinseki-cavc-2013.