Robert E. Jones, Claimant-Appellant v. Togo D. West, Jr., Secretary of Veterans Affairs

194 F.3d 1345, 1999 U.S. App. LEXIS 26849, 1999 WL 970799
CourtCourt of Appeals for the Federal Circuit
DecidedOctober 25, 1999
Docket99-7031
StatusPublished
Cited by7 cases

This text of 194 F.3d 1345 (Robert E. Jones, Claimant-Appellant v. Togo D. West, Jr., Secretary of Veterans Affairs) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Robert E. Jones, Claimant-Appellant v. Togo D. West, Jr., Secretary of Veterans Affairs, 194 F.3d 1345, 1999 U.S. App. LEXIS 26849, 1999 WL 970799 (Fed. Cir. 1999).

Opinion

Opinion for the court filed PER CURIAM. Additional views filed by Circuit Judge GAJARSA.

DECISION

PER CURIAM.

Robert E. Jones appeals from the decision of the United States Court of Appeals for Veterans Claims, 1 Jones v. West, No. 97-11, 1998 WL 782856 (Vet.App. Oct. 9, 1998), affirming the decision of the Board of Veterans’ Appeals (“Board”) that denied as a matter of law the claim of clear and unmistakable error (“CUE”). For the reasons set forth below, we affirm the decision of the Court of Appeals for Veterans Claims.

BACKGROUND

Mr. Jones served on activé duty in the U.S. Army from August 1947 to June 1949 and in the U.S. ALr Force from August 1949 to December 1959. In July 1962, he was hospitalized and diagnosed as having an “anxiety reaction with personality trait disturbance, passive aggressive personality, considered competent and mild in degree.” In September 1962, the Department of Veterans Affairs (formerly, Veterans’ Administration) (“VA”) regional office (“RO”) denied Mr. Jones’ application for service connection of a psychiatric disorder on the basis that his disorder was a constitutional or developmental abnormality rather than a psychiatric disorder acquired in or aggravated by military service (the “1962 RO Decision”). Mr. Jones did not file a timely appeal to that decision as set forth in 38 U.S.C. § 7105(b)(1) and that decision became final after one year. See 38 U.S.C. § 7105(c) (1994); 38 C.F.R. § 20.1103 (1999).

Subsequent rating decisions that issued in February 1965, June 1985, and May 1989 denied requests to reopen Mr. Jones’ claim for service connection of an acquired psychiatric disorder. Mr. Jones appealed the May 1989 decision to the Board, which remanded the claim for readjudication in light of recent Court of Appeals for Veter *1348 ans Claims decisions regarding the standard for reopening claims based on new and material evidence. In September 1991, the RO- again denied Mr. Jones’ request to reopen his claim.

When the denial was appealed- to the Board, it conducted a de novo review of the evidence and material of record in the veteran’s claims file and considered new and material evidence after securing an advisory medical opinion from an independent medical expert (“IME”). In a November 1993 decision, the Board granted Mr. Jones service connection for his acquired psychiatric' disorder based on the new and material evidence, particularly the IME opinion, which provided that there was a link between Mr. Jones’ in-service experience of killing a Korean boy and his subsequent psychiatric difficulties (the “1993 Board Decision”). 2 The effective date for the service connection based on the new and material evidence was limited by statute and regulation to May 23, 1989, the date his application to reopen the claim was received by the RO. See 38 U.S.C. § 5110(a) (1994) (stating that effective date of award based on claim to reopen for new and material evidence “shall not be earlier than the date of receipt of application therefor”); . 38 C.F.R. . § 3.400(q)(l)(ii) (1999). Mr. Jones did not raise.the issue of whether there was CUE in the 1962 RO Decision, and the Board never expressed 'in its opinion whether that rating decision was free of CUE.

In December 1994, Mr. Jones alleged that the 1962 Rating Decision was based on CUE because the same evidence that was available to the RO in 1962 was available to the Board in 1993 when it believed the record required an additional medical examination and granted him service connection. Mr. Jones argued that there was CUE in the 1962 RO Decision because, among other reasons, there was a conflict in diagnosis in his condition in 1962, which triggered the VA’s duty to assist the veteran by resolving the conflict. Mr. Jones contended that this breach of the duty to assist constituted CUE and that he was therefore entitled to an effective date of September 1962. In a December 20, 1994 rating decision, the RO determined that Mr. Jones had failed to file a valid CUE claim because his contentions were not limited to the factual record previously before the RO and were not based on the laws and regulations in existence in 1962.

In April 1995, Mr. Jones appealed to the Board. On September 10, 1996, the Board concluded that Mr. Jones’ claim of CUE was insufficient as a matter of law (the “1996 Board Decision”). Based-on its interpretation of 38 C.F.R. § 20.1104, 3 the Board reasoned that Mr. Jones was prohibited from collaterally attacking on the grounds of CUE the 1962 RO Decision because it had become subsumed into the 1993 Board Decision. The Board explained that, because the 1993 Board addressed on the merits the same determinations as did the 1962 RO Decision, this Board decision had “subsumed” the 1962 RO Decision. Mr. Jones , could not challenge the subsumed 1962 RO Decision by bringing a CUE claim to an RO because that would effectively result in an RO reviewing a Board decision, which is prohibited because a lower tribunal cannot review a higher tribunal. The Board also explained that Mr. Jones could not bring a claim of CUE with respect to the 1993 Board Decision because CUE could be asserted only with respect to RO decisions and not Board decisions. 4 The Board fur *1349 ther noted that breach of the duty to assist could not, as a matter of law, result in CUE and therefore denied his arguments regarding the breach of the duty to assist. This decision, however, did not examine the record before the RO in 1962 to determine the substance of Mr. Jones’ claim, that is, whether there was CUE in the original RO decision.

Mr. Jones then appealed to the Court of Appeals for Veterans Claims the issue of whether the final, unappealed 1962 RO Decision could be subsumed by a subsequent Board decision reviewing that RO decision during a collateral attack and not on direct appeal. Mr. Jones also argued that the same evidence that was before the RO in 1962 was before the Board in 1993 when it granted service connection and therefore CUE must have been present in the 1962 RO Decision. The court held that the CUE claim was legally insufficient for two independent and alternate reasons. First, the court concluded that, based on the evidence, no CUE existed in the 1962 RO Decision. It also noted that the IME opinion, which was pivotal in the service connection granted in 1993, was not part of the record in 1962 and therefore could not be used to demonstrate CUE. Second, the court, relying on Dittrich and Donovan, held that the 1993 Board Decision subsumed the 1962 RO Decision and therefore an RO could not collaterally review that 1993 Board Decision. See Dittrich v. West, 11 Vet.App.

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194 F.3d 1345, 1999 U.S. App. LEXIS 26849, 1999 WL 970799, Counsel Stack Legal Research, https://law.counselstack.com/opinion/robert-e-jones-claimant-appellant-v-togo-d-west-jr-secretary-of-cafc-1999.