Vda de Landicho v. Brown

7 Vet. App. 42, 1994 WL 517533
CourtUnited States Court of Appeals for Veterans Claims
DecidedSeptember 23, 1994
DocketNos. 90-1150, 92-90
StatusPublished
Cited by272 cases

This text of 7 Vet. App. 42 (Vda de Landicho v. Brown) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Vda de Landicho v. Brown, 7 Vet. App. 42, 1994 WL 517533 (Cal. 1994).

Opinion

STEINBERG, Judge:

After having received separate memoranda in these cases from both parties on jurisdictional issues, the Court, by order dated August 31, 1993, consolidated these cases for determination of jurisdictional issues arising under the Court’s practice of routinely permitting substitution of parties upon the death of an appellant while the case is pending before the Court. Upon consideration of the pleadings and oral arguments of the parties, the Court holds that substitution is not permissible in cases such as those here on appeal where the appellant is a veteran who dies while the denial by the Board of Veterans’ Appeals (BVA or Board) of his or her claim for disability compensation under chapter 11 of title 38, U.S.Code, is pending on appeal before this Court. The BVA decisions will be vacated and the appeals will be dismissed. Concurrent with the issuance of this opinion, the Court is issuing an order amending Rule 43(a) of its Rules of Practice and Procedure to reflect the Court’s holding here.

The motion for reconsideration in Landi-cho, having been considered by the Court, is granted. The January 19, 1993, memorandum decision, Landicho v. Principi, 4 Vet.App. 96 (1993), is vacated, and this opinion is issued in its stead.

I. Background

A. Facts Regarding Appellant Landicho

On September 17, 1990, World War II veteran Agustín S. Landicho filed a Notice of Appeal (NOA) as to an August 27,1990, BVA decision denying an increased rating for peptic ulcer disease and denying his claim to reopen previously and finally disallowed claims for service connection for hypertensive heart disease, hypertrophic degenerative disease, hemorrhoids, beriberi, and a goiter. The Board decision had affirmed the disal-lowance, in a March 14, 1989, decision of the Manila Regional Office (RO) of the Department of Veterans Affairs (VA), of claims to reopen for the five conditions and affirmed the rating of 10% disability for peptic ulcer. A prior July 1985 final BVA decision had reopened prior various RO final denials of the veteran’s claims for service connection for hypertensive heart disease and beriberi, and denied them. Record (R.) at 115-21. A March 1971 final RO decision had disallowed service connection for stomach ulcer, hemorrhoids, and goiter. R. at 41-42. A March 1982 final RO decision had disallowed service connection for arthritis/rheumatism. R. at 68-9.

On June 1, 1992, the Court received from the veteran’s widow (the present appellant) [hereinafter, in this part, “the widow”] (1) a copy of the veteran’s death certificate indicating that he had died on December 13, 1991, due to cardiac failure and (2) correspondence from her requesting the Court to find that the veteran’s death was service connected. In a single-judge order dated June 11,1992, the Court deemed her request to be a motion for substitution of parties under Rule 43(a)(2), granted that motion pur[45]*45suant to then-current Court practice, and directed the Clerk to recaption the appeal as “Dolores Vda de Landicho v. Derwinski”.

In a January 19, 1993, single-judge memorandum decision, the Court affirmed the Board’s denial of all six claims but remanded to the Board the matter of consideration of a claim for total disability based on individual unemployability (TDIU) that the Court held the veteran had reasonably raised to VA but which had not been adjudicated. Landicho v. Principi, 4 Vet.App. 96, 99-100 (1993). Citing Quarles v. Derwinski, 3 Vet.App. 129, 141 (1992), the Court held that the substituted appellant would be free to submit additional evidence and argument as to the remanded TDIU claim. Additionally, the Court noted that her informal brief had appeared to raise, for the first time, a claim that the veteran was entitled to service connection for shrapnel wounds as well as a claim for dependency and indemnity compensation (DIC). Citing Branham v. Derwinski, 1 Vet.App. 93, 94 (1990), the Court’s decision stated: “Should the veteran’s widow wish to pursue those claims, she must first apply to VA.” Id. at 99.

On February 2, 1993, the Secretary filed a motion for reconsideration of the memorandum decision or, in the alternative, for panel review of the memorandum decision, to modify or vacate the memorandum decision, and to stay further proceedings. He argued that, pursuant to 38 U.S.C. § 5121(a), determinations of accrued benefits are to be made only on evidence on file at the time of the veteran’s death, and that the Court’s reference to and reliance on Quarles in support of its ruling allowing the widow to submit additional evidence on remand was therefore improper. He further argued that the record on appeal does not reflect that she had filed a claim for accrued benefits or a claim for DIC before the BVA decision, and that the basis for the Court’s exercise of review authority over the putative claim for accrued benefits was unclear.

On March 3, 1993, the Court ordered the Secretary to file a memorandum addressing two issues: (1) The Secretary’s obligations under 38 U.S.C. § 7722 and this Court’s caselaw when he receives notice of an appellant’s death during the pendency of an appeal in this Court; and (2) the procedures followed by the Secretary in the past when he has learned of such a death. Additionally, the Court denied the Secretary’s request for a stay on the ground that the motion prevented entry of judgment until the Court acted on the motion. The Court further ordered that the widow respond to the Secretary’s memorandum.

On April 2, 1993, the Secretary filed a memorandum in response to the Court’s order. The Secretary stated that the widow had filed a DIC/death-pension/accrued-benefits claim and a burial benefits claim with the Manila RO in February 1993, and added: “Both claims, upon return of the claims folder from VA Central Office, will be duly processed.” Resp. at 4. On June 1, 1993, the widow, now represented by William Mailan-der, Esq., of the Paralyzed Veterans of America, filed a reply. On September 22, 1993, the widow filed a motion to file supplemental argument. On October 6, 1993, the Court granted the widow’s motion and accepted the supplemental pleading for filing.

B. Facts Regarding Appellant Oseo

On December 17, 1991, World War II veteran Andres B. Oseo filed an NOA as to a September 19, 1991, BVA decision denying an original claim of entitlement to service connection for “pulmonary tuberculosis (blurred densities, right apex)”. The Board decision had affirmed the disallowance of those claims in an April 3, 1991, decision of the Manila RO. On June 16,1992, the Court received from Benjamin Oseo, the veteran’s son [hereinafter, in this part, “the son”], (1) a death certificate indicating that the veteran had died on May 12,1992, from cardiopulmonary arrest and (2) correspondence requesting information regarding “deserved” or “earned” benefits. In a June 25, 1992, letter to the son, the Clerk of the Court informed him of his option to be substituted as the appellant and continue his father’s appeal. On July 31,1992, based on the request of the son, the Clerk ordered that the son be substituted as the appellant. Subsequently, the case was recaptioned as “Benjamin Oseo v. Brown”.

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7 Vet. App. 42, 1994 WL 517533, Counsel Stack Legal Research, https://law.counselstack.com/opinion/vda-de-landicho-v-brown-cavc-1994.