Robert Bean, Franklin Shaffer, David Autrey v. Ned Ray McWherter in his capacity as Governor of the State of Tennessee, - Concurring

953 S.W.2d 197, 1997 Tenn. LEXIS 436
CourtTennessee Supreme Court
DecidedSeptember 8, 1997
Docket01S01-9607-CH-00132
StatusPublished
Cited by11 cases

This text of 953 S.W.2d 197 (Robert Bean, Franklin Shaffer, David Autrey v. Ned Ray McWherter in his capacity as Governor of the State of Tennessee, - Concurring) is published on Counsel Stack Legal Research, covering Tennessee Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Robert Bean, Franklin Shaffer, David Autrey v. Ned Ray McWherter in his capacity as Governor of the State of Tennessee, - Concurring, 953 S.W.2d 197, 1997 Tenn. LEXIS 436 (Tenn. 1997).

Opinion

OPINION

HOLDER, Justice.

This appeal addresses the General Assembly’s power to delegate rule-making authority to administrative agencies. The Court of Appeals held that the General Assembly could not constitutionally delegate power to the Tennessee Wildlife Resources Commission (“TWRC”) to add or delete animals from the dangerous species list. We reverse and hold that the legislature may delegate power to add and delete items from a statutory schedule absent explicit guidance standards. The legislature, however, must provide a basic standard accompanied by a general policy when delegating in areas concerning public health, safety, and general welfare.

BACKGROUND

The plaintiffs, Robert Bean et al, claimed to be owners, dealers, or licensed propagators of various wildlife species. They filed a complaint seeking a declaratory judgment against the defendants, the TWRC and the Director of the Tennessee Wildlife Resources Agency (“Director”). The plaintiffs alleged that Tenn.Code Ann. § 70-4-403(1) & (3) violated the Tennessee Constitution by unlawfully delegating legislative authority to both the TWRC and to the Director.

The trial court granted the plaintiffs’ petition. The trial court held the delegation unconstitutional because “the legislature did not provide the agencies with any standards by which they were to proceed in deleting or adding species under [the statute].” The Court of Appeals affirmed the trial court and held that the delegation was unconstitutional due to the absence of specific standards. The appellate court reasoned that, absent specific standards, the statute vests the TWRC and the Director with “the discretion to determine what the law shall be as opposed to discretion as to the law’s execution.”

We find the delegation of power constitutionally valid. For the reasons stated below, we reverse the Court of Appeals and dismiss the case.

STATUTORY LANGUAGE

The issue in controversy concerns the statutory provisions in Tenn.Code Ann. § 70-4-403(1) & (3). This statute classifies Tennessee wildlife into five (5) general classes. Class I includes “all species inherently dangerous to humans.” 1 Class II includes all native species (“presently occurring in the wild”) not listed in another class. Class III is a domestic or semi-domestic class of animals that: (1) is not listed in other classifications; and (2) requires “no permits except those required by the department of agriculture.” 2 Class IV includes native species that *199 may only be possessed by zoos and temporary exhibitors. Class Y includes species that are injurious to the environment. 3

This appeals focuses on Class I and Class III. Class I provides that “[t]he commission, in conjunction with the commissioner of agriculture, may add or delete species from the list of Class I wildlife by promulgating rules and regulations.” Tenn.Code Ann. § 70-4-403(1). Class III permits “[t]he commission, in conjunction with the commissioner of agriculture, [to] add or delete species from the list of Class III wildlife by promulgating rules and regulations.” The delegation of the authority to add and delete species from Class I and Class III is the focus of this appeal by the defendants. Tenn.Code Ann. § 70-4-403(3).

ANALYSIS

The General Assembly may grant an administrative agency the power to promulgate rules and regulations which have the effect of law in the agency’s area of operation. Tasco v. Long, 212 Tenn. 96, 368 S.W.2d 65, 68-69 (1963). This grant of power, however, should be limited and defined in such a manner that administrative officials can discern and implement the legislature’s will. 16 C.J.S. Constitutional Law § 137, 448-49 (1984). An administrative agency may be afforded discretion as to implementation of legislative policy but not as to determination of that policy. State v. Edwards, 572 S.W.2d 917, 919 (Tenn.1978).

Our review of previous case law reveals that this Court has never succinctly stated a test for determining whether a delegation of power is constitutional. In Lobelville Special School District v. McCanless, 381 S.W.2d 273 (Tenn.1964), this Court quoted 16 C.J.S. Constitutional Law § 133, 560-61 for the proposition that lawful delegations require a “sufficient basic standard” accompanied by “a definite and certain policy and rule of action.” Id. 381 S.W.2d at 274. Legislative delegations must also contain sufficient safeguards to prevent agencies from acting in an arbitrary manner. State v. Edwards, 572 S.W.2d 917, 919 (Tenn.1978); Tasco Developing and Building Corp. v. Long, 212 Tenn. 96, 368 S.W.2d 65 (1963). Prior case law, however, has not enunciated criteria for analyzing whether the legislature’s guidelines or standards are adequate to prevent arbitrary action.

We are mindful of the need for guidance in this area. We have reexamined Tas-co and its progeny and have created a test for analyzing the adequacy of the standards or guidelines contained in a statute alleged to have unlawfully delegated legislative power. We, therefore, hold that the test for determining whether a statute is an unlawful delegation is whether the statute contains sufficient standards or guidelines to enable both the agency and the courts to determine if the agency is carrying out the legislature’s intent.

Governing standards need not be expressed provided such standards can be reasonably ascertained from the statutory scheme as a whole. The necessity of expressed standards is contingent upon the statute’s subject matter and on the degree of difficulty involved in articulating finite standards. Detailed or specific legislation may be neither required nor feasible when the subject matter requires an agency’s expertise and flexibility to deal with complex and changing conditions.

The requirement of expressed standards may also be relaxed when the discretion to be exercised relates to or regulates for the protection of the public’s health, safety, and welfare. In Tasco v. Long, 212 Tenn. *200 96, 368 S.W.2d 65

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953 S.W.2d 197, 1997 Tenn. LEXIS 436, Counsel Stack Legal Research, https://law.counselstack.com/opinion/robert-bean-franklin-shaffer-david-autrey-v-ned-ray-mcwherter-in-his-tenn-1997.