Appellate Case: 23-1279 Document: 010111046116 Date Filed: 05/08/2024 Page: 1 FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT May 8, 2024 _________________________________________________ Christopher M. Wolpert BERNARD KENNETH RIVERS, JR., Clerk of Court
Plaintiff - Appellant
v. No. 23-1279 (D.C. No. 22-CV-02922-WJM-STV) STATE OF COLORADO; RACHEL (D. Colo.) ERICKSON, in her official and individual capacity; MARCI HOFFMAN, in her official and individual capacity; PHILLIP WEISER, in his official and individual capacity; MATTHEW HAGERTY, in his official and individual capacity; DAVID BELSHIEM, in his official and individual capacity; GILBERT M. ROMAN; in his official and individual capacity; ELIZABETH PHILLIPS,
Defendant - Appellees.
__________________________________________________
ORDER AND JUDGMENT * _________________________________________________
Before BACHARACH, McHUGH, and FEDERICO, Circuit Judges. _________________________________________________
* Oral argument would not help us decide the appeal, so we have decided the appeal based on the record and the parties’ briefs. See Fed. R. App. P. 34(a)(2)(C); 10th Cir. R. 34.1(G).
This order and judgment does not constitute binding precedent except under the doctrines of law of the case, res judicata, and collateral estoppel. But the order and judgment may be cited for its persuasive value if otherwise appropriate. See Fed. R. App. P. 32.1(a); 10th Cir. R. 32.1(A). Appellate Case: 23-1279 Document: 010111046116 Date Filed: 05/08/2024 Page: 2
This case arises from the interplay between litigation in state and
federal courts. Mr. Bernard Kenneth Rivers, Jr. sued in state court. When
that litigation failed, Mr. Rivers sued in federal court based on
constitutional violations in the state-court proceedings. The federal district
court dismissed the suit for lack of subject-matter jurisdiction. Mr. Rivers
appeals, and we affirm the dismissal.
1. Mr. Rivers sues in federal court for constitutional violations arising out of a state-court proceeding.
In state court, Mr. Rivers sued his prior attorney, five judges, a
county district attorney, and the State of Colorado. In that suit, Mr. Rivers
claimed fraud, fabrication of evidence, conspiracy to commit fraud, and
ineffective assistance of counsel.
The state court concluded that Mr. Rivers had served all the
defendants except his prior attorney and dismissed the claims against the
five judges, the county district attorney, and the State of Colorado. Mr.
Rivers appealed the dismissals, and the Colorado Court of Appeals
affirmed.
Mr. Rivers then sued again, this time in federal court. In this suit,
Mr. Rivers reasserted claims against the State of Colorado but added
claims against a court clerk, a court executive, the state attorney general,
an assistant attorney general, a state appellate judge, and two attorneys.
The federal district court dismissed the suit based on a lack of subject-
2 Appellate Case: 23-1279 Document: 010111046116 Date Filed: 05/08/2024 Page: 3
matter jurisdiction, relying on a principle known as the Rooker-Feldman
doctrine.
2. The Rooker-Feldman doctrine prevents federal jurisdiction over the correctness of state-court decisions.
This doctrine prevents federal jurisdiction over the correctness of a
state-court judgment. In re Miller, 666 F.3d 1255, 1261 (10th Cir. 2012).
And the district court must ensure its own jurisdiction. See Arbaugh v.
Y&H Corp., 546 U.S. 500, 514 (2006). So the district court sua sponte
ordered supplemental briefs on the applicability of the Rooker-Feldman
3. Mr. Rivers hasn’t shown an error in the district court’s ruling.
The threshold issue is what Mr. Rivers is arguing. He questions the
applicability of the Rooker-Feldman doctrine, but doesn’t say what is
wrong with the district court’s reasoning. In his opening appeal brief, he
says only: “Here, the District Court has misapplied federal laws (F.R.C.P.
5(b)(1) and Supremacy Clause) and misapplied the Rooker[-]Feldman
doctrine to make a VOID judgment valid.” Appellant’s Opening Br. at 6
(all caps in original). But Mr. Rivers doesn’t say how the district court
erred.
We recognize that Mr. Rivers is pro se. But we apply the same
procedural requirements to litigants irrespective of whether they are pro se
or represented. Garrett v. Selby Connor Maddux & Janer, 425 F.3d 836,
3 Appellate Case: 23-1279 Document: 010111046116 Date Filed: 05/08/2024 Page: 4
840 (10th Cir. 2005). And we require all appellants, pro se or represented,
“to explain what was wrong with the reasoning that the district court relied
on in reaching its decision.” Nixon v. City & Cnty. of Denver, 784 F.3d
1364, 1366 (10th Cir. 2015). It’s not enough to say that the district court
has erred without telling us what the error was. United States v. Cooper,
654 F.3d 1104, 1128 (10th Cir. 2011).
We do liberally interpret Mr. Rivers’s appeal briefs in light of his
pro se status. See McKinney v. Okla., Dep’t of Human Servs., Shawnee, 925
F.2d 363, 365 (10th Cir. 1991). But we can’t fill in the gaps by making
arguments for him that aren’t there. Lankford v. Wagner, 853 F.3d 1119,
1122 (10th Cir. 2017).
Liberally construing the opening appeal brief, we note that
Mr. Rivers says that
the state-court judgment wasn’t final and
the federal district court fabricated evidence (including an affidavit) to suggest that the state-court judgment had been final.
But Mr. Rivers doesn’t say why he thinks that he validly served his
prior attorney. In his motion to take judicial notice, he argues that
the state court fabricated the date of its order,
the court ignored fabrications in other documents, and
the courts and a state-court employee relied on or fabricated an attorney’s contact information.
4 Appellate Case: 23-1279 Document: 010111046116 Date Filed: 05/08/2024 Page: 5
But Mr. Rivers doesn’t explain what the courts or the employee did to
fabricate their records or how the records had misstated the proceedings.
Mr. Rivers also suggests that the district court displayed bias by
raising the issue of the Rooker-Feldman doctrine. But the district court had
to sua sponte consider potential jurisdictional defects like the Rooker-
Feldman doctrine. See Part 2, above.
4. Mr. Rivers’s reliance on the merits is misguided.
Mr. Rivers also defends the merits of his underlying claims. But the
district court could consider the merits of those claims only if subject-
matter jurisdiction existed. And the Rooker-Feldman doctrine stripped the
district court of jurisdiction. So we couldn’t reverse the dismissal even if
the underlying claims were meritorious.
5. We agree to take judicial notice of the requested documents.
Mr.
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Appellate Case: 23-1279 Document: 010111046116 Date Filed: 05/08/2024 Page: 1 FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT May 8, 2024 _________________________________________________ Christopher M. Wolpert BERNARD KENNETH RIVERS, JR., Clerk of Court
Plaintiff - Appellant
v. No. 23-1279 (D.C. No. 22-CV-02922-WJM-STV) STATE OF COLORADO; RACHEL (D. Colo.) ERICKSON, in her official and individual capacity; MARCI HOFFMAN, in her official and individual capacity; PHILLIP WEISER, in his official and individual capacity; MATTHEW HAGERTY, in his official and individual capacity; DAVID BELSHIEM, in his official and individual capacity; GILBERT M. ROMAN; in his official and individual capacity; ELIZABETH PHILLIPS,
Defendant - Appellees.
__________________________________________________
ORDER AND JUDGMENT * _________________________________________________
Before BACHARACH, McHUGH, and FEDERICO, Circuit Judges. _________________________________________________
* Oral argument would not help us decide the appeal, so we have decided the appeal based on the record and the parties’ briefs. See Fed. R. App. P. 34(a)(2)(C); 10th Cir. R. 34.1(G).
This order and judgment does not constitute binding precedent except under the doctrines of law of the case, res judicata, and collateral estoppel. But the order and judgment may be cited for its persuasive value if otherwise appropriate. See Fed. R. App. P. 32.1(a); 10th Cir. R. 32.1(A). Appellate Case: 23-1279 Document: 010111046116 Date Filed: 05/08/2024 Page: 2
This case arises from the interplay between litigation in state and
federal courts. Mr. Bernard Kenneth Rivers, Jr. sued in state court. When
that litigation failed, Mr. Rivers sued in federal court based on
constitutional violations in the state-court proceedings. The federal district
court dismissed the suit for lack of subject-matter jurisdiction. Mr. Rivers
appeals, and we affirm the dismissal.
1. Mr. Rivers sues in federal court for constitutional violations arising out of a state-court proceeding.
In state court, Mr. Rivers sued his prior attorney, five judges, a
county district attorney, and the State of Colorado. In that suit, Mr. Rivers
claimed fraud, fabrication of evidence, conspiracy to commit fraud, and
ineffective assistance of counsel.
The state court concluded that Mr. Rivers had served all the
defendants except his prior attorney and dismissed the claims against the
five judges, the county district attorney, and the State of Colorado. Mr.
Rivers appealed the dismissals, and the Colorado Court of Appeals
affirmed.
Mr. Rivers then sued again, this time in federal court. In this suit,
Mr. Rivers reasserted claims against the State of Colorado but added
claims against a court clerk, a court executive, the state attorney general,
an assistant attorney general, a state appellate judge, and two attorneys.
The federal district court dismissed the suit based on a lack of subject-
2 Appellate Case: 23-1279 Document: 010111046116 Date Filed: 05/08/2024 Page: 3
matter jurisdiction, relying on a principle known as the Rooker-Feldman
doctrine.
2. The Rooker-Feldman doctrine prevents federal jurisdiction over the correctness of state-court decisions.
This doctrine prevents federal jurisdiction over the correctness of a
state-court judgment. In re Miller, 666 F.3d 1255, 1261 (10th Cir. 2012).
And the district court must ensure its own jurisdiction. See Arbaugh v.
Y&H Corp., 546 U.S. 500, 514 (2006). So the district court sua sponte
ordered supplemental briefs on the applicability of the Rooker-Feldman
3. Mr. Rivers hasn’t shown an error in the district court’s ruling.
The threshold issue is what Mr. Rivers is arguing. He questions the
applicability of the Rooker-Feldman doctrine, but doesn’t say what is
wrong with the district court’s reasoning. In his opening appeal brief, he
says only: “Here, the District Court has misapplied federal laws (F.R.C.P.
5(b)(1) and Supremacy Clause) and misapplied the Rooker[-]Feldman
doctrine to make a VOID judgment valid.” Appellant’s Opening Br. at 6
(all caps in original). But Mr. Rivers doesn’t say how the district court
erred.
We recognize that Mr. Rivers is pro se. But we apply the same
procedural requirements to litigants irrespective of whether they are pro se
or represented. Garrett v. Selby Connor Maddux & Janer, 425 F.3d 836,
3 Appellate Case: 23-1279 Document: 010111046116 Date Filed: 05/08/2024 Page: 4
840 (10th Cir. 2005). And we require all appellants, pro se or represented,
“to explain what was wrong with the reasoning that the district court relied
on in reaching its decision.” Nixon v. City & Cnty. of Denver, 784 F.3d
1364, 1366 (10th Cir. 2015). It’s not enough to say that the district court
has erred without telling us what the error was. United States v. Cooper,
654 F.3d 1104, 1128 (10th Cir. 2011).
We do liberally interpret Mr. Rivers’s appeal briefs in light of his
pro se status. See McKinney v. Okla., Dep’t of Human Servs., Shawnee, 925
F.2d 363, 365 (10th Cir. 1991). But we can’t fill in the gaps by making
arguments for him that aren’t there. Lankford v. Wagner, 853 F.3d 1119,
1122 (10th Cir. 2017).
Liberally construing the opening appeal brief, we note that
Mr. Rivers says that
the state-court judgment wasn’t final and
the federal district court fabricated evidence (including an affidavit) to suggest that the state-court judgment had been final.
But Mr. Rivers doesn’t say why he thinks that he validly served his
prior attorney. In his motion to take judicial notice, he argues that
the state court fabricated the date of its order,
the court ignored fabrications in other documents, and
the courts and a state-court employee relied on or fabricated an attorney’s contact information.
4 Appellate Case: 23-1279 Document: 010111046116 Date Filed: 05/08/2024 Page: 5
But Mr. Rivers doesn’t explain what the courts or the employee did to
fabricate their records or how the records had misstated the proceedings.
Mr. Rivers also suggests that the district court displayed bias by
raising the issue of the Rooker-Feldman doctrine. But the district court had
to sua sponte consider potential jurisdictional defects like the Rooker-
Feldman doctrine. See Part 2, above.
4. Mr. Rivers’s reliance on the merits is misguided.
Mr. Rivers also defends the merits of his underlying claims. But the
district court could consider the merits of those claims only if subject-
matter jurisdiction existed. And the Rooker-Feldman doctrine stripped the
district court of jurisdiction. So we couldn’t reverse the dismissal even if
the underlying claims were meritorious.
5. We agree to take judicial notice of the requested documents.
Mr. Rivers requests judicial notice of sixteen documents:
1. Mr. Rivers’s district court complaint, including the total damages sought,
2. Mr. Rivers’s second motion for relief before the district court,
3. Mr. Rivers’s second motion for default judgment,
4. Mr. Rivers’s motion for relief under 18 U.S.C. § 1964,
5. defendants Matthew Hegarty and David Belsheim’s response to Mr. Rivers’s motion to challenge jurisdiction,
6. Mr. Rivers’s motion for clarification,
7. the table of contents for volume 1 of the Record,
5 Appellate Case: 23-1279 Document: 010111046116 Date Filed: 05/08/2024 Page: 6
8. Mr. Rivers’s reply to the state defendant’s response,
9. Mr. Rivers’s objection to the district court’s minute order,
10. Mr. Rivers’s supplemental briefing for his objection,
11. Mr. Rivers’s correction to his supplemental briefing,
12. Mr. Hegarty and Mr. Belsheim’s supplemental briefing on the applicability of the Rooker-Feldman doctrine,
13. Mr. Hegarty and Mr. Belsheim’s objections to the magistrate judge’s recommendations,
14. Mr. Rivers’s response to Mr. Hegarty and Mr. Belsheim’s objections,
15. the district court’s order granting the motion to compel, and
16. the collection of exhibits attached to Mr. Rivers’s motion to take judicial notice. 1
We grant the request and judicially notice these documents.
* * *
Because Mr. Rivers did not present a valid reason to question the
applicability of the Rooker-Feldman doctrine, we affirm the dismissal. But
we grant Mr. Rivers’s request to take judicial notice of sixteen documents.
Entered for the Court
Robert E. Bacharach Circuit Judge
1 Mr. Rivers also seeks judicial notice of the Record, volume 2, at Numbers 107–20 and 138–55. But these documents don’t appear in the district court record. 6