Rivera v. Maloney

410 F. Supp. 106, 1976 U.S. Dist. LEXIS 15895
CourtDistrict Court, D. Connecticut
DecidedMarch 26, 1976
DocketCiv. No. H-75-18
StatusPublished
Cited by3 cases

This text of 410 F. Supp. 106 (Rivera v. Maloney) is published on Counsel Stack Legal Research, covering District Court, D. Connecticut primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rivera v. Maloney, 410 F. Supp. 106, 1976 U.S. Dist. LEXIS 15895 (D. Conn. 1976).

Opinion

MEMORANDUM OF DECISION

Before TIMBERS, Circuit Judge, and CLARIE and ZAMPANO, District Judges.

ZAMPANO, District Judge:

The plaintiff, Dorothy Rivera, commenced this civil rights action under 42 U.S.C. § 1983 and its jurisdictional counterpart, 28 U.S.C. § 1343(3), to challenge the constitutionality of the administrative procedures employed by the Connecticut State Welfare Department to remove two foster children from her custody and control. Since the complaint raised substantial constitutional questions with respect to regulations and practices of statewide application, a three-judge district court was convened pursuant to the provisions of 28 U.S.C. [108]*108§§ 2281 and 2284. King v. Smith, 392 U.S. 309, 312 n. 3, 88 S.Ct. 2128, 2130, 20 L.Ed.2d 1118, 1122 (1968); Maggett v. Norton, 519 F.2d 599 (2 Cir. 1975).

The material facts are not in dispute. On January 14, 1972, the Juvenile Court determined that two minor children, Esther and Edward Ross, were neglected and committed them to the custody of the Commissioner of the Connecticut Welfare Department as their statutory guardian.' Conn.Gen.Stat. § 17 — 62. On the same date, the Commissioner placed the children with the plaintiff for foster care pursuant to a written contract entitled “Agreement for Board and Care of Children Under the Care of the State Welfare Commissioner.” The agreement stated that the plaintiff would undertake certain responsibilities for each child in exchange for monthly support payments from the state, and further provided that the Commissioner reserved the right to remove the children from the foster home “at any time.”

On November 14, 1974, the Welfare Department informed the plaintiff that the children would be removed from her home and that, if she wished to contest the decision, she was entitled to a “Case Review” hearing. The procedures applicable in a Case Review are set forth in regulations promulgated in an internal Welfare Department’s directive labeled “Connecticut State Welfare Department Plan for Administrative Case Review”, issued on October 1, 1973. The specified purpose of the hearing is to assure that foster children are not removed from an approved home “unless it is clearly in the best interest of those children.” At the Case Review proceeding, the Welfare Department is represented by a social worker or program supervisor, while the children’s interests are protected by a member of the Child and Family Services of Connecticut. Although a foster parent may appear and is permitted “to bring representation, witnesses, and consultants at his own expense,” the rules expressly prohibit attendance by “attorneys, legal clerks, law students and legal assistants.” The decision-making panel consists of two individuals from the Welfare Department who are experienced in foster children cases, and a trained social worker from a private agency. All decisions of the panel are final and are subject to review only by the Welfare Commissioner.

Plaintiff’s request for a Case Review was granted and a hearing was scheduled for December 16, 1974. Prior to that date, plaintiff inquired whether she would be permitted to be represented by a lawyer, but was informed that counsel would be excluded from the proceeding. Consequently, she appeared at the hearing without her retained attorney. There she was sequestered during the testimony of the Welfare Department’s witnesses; in addition, she was neither apprised of the evidence against her ás an unfit foster mother nor was she given an opportunity to confront or cross-examine adverse witnesses. Immediately following the hearing, the panel decided to remove the Ross children from the plaintiff’s home and they were turned over to the Welfare Department on December 18, 1974.

In her amended complaint, the plaintiff alleges that the Case Review hearing violated her rights to procedural due process in that the assistance of counsel and confrontation or cross-examination of adverse witnesses was denied. See, e. g., Goldberg v. Kelly, 397 U.S. 254, 90 S.Ct. 1011, 25 L.Ed.2d 287 (1970); cf. Bell v. Burson, 402 U.S. 535, 91 S.Ct. 1586, 29 L.Ed.2d 90 (1971); Hagopian v. Knowlton, 470 F.2d 201 (2 Cir. 1972). The defendants, on the other hand, argue that in the foster parent-foster children relationship, the plaintiff has neither natural nor property rights which are encompassed within due process protections and that the dispute between the parties must be resolved by the principles of the law of contracts.

While the constitutional issues are troublesome, we find that state law is sufficiently ambiguous on the question whether Connecticut law requires a full Goldberg hearing so that we should invoke the doctrine of federal abstention [109]*109rather than pass on the merits of the constitutional claims. We therefore do not comment on the merits of plaintiff’s contentions.

Although the plaintiff did not append any state law claim to her complaint, this Court, based on its own research following oral arguments, formed the opinion that Connecticut’s Uniform Administrative Procedure Act (UAPA), Conn.Gen.Stat. §§ 4r-l&6 et seq., might be applicable to plaintiff’s contentions. We therefore requested and received supplemental briefs from the parties addressed to this point. As expected, the defendants responded that the plaintiff’s case was beyond the intent and framework of the UAPA; surprisingly, however, the plaintiff’s brief agreed with the defendants’ interpretation of the range of the UAPA. Nonetheless, we are satisfied that the plaintiff has a substantial statutory claim under Connecticut law which, for reasons to be stated, should be resolved in the state courts and not by this Court at this time.

In 1971, the Connecticut legislature enacted the UAPA which requires a Goldberg-type hearing in every “contested case” in which an individual’s rights are affected by an adjudication of any state administrative agency. The definition of “contested case” first formulated by the legislature was a “proceeding ... in which the legal rights, duties, or privileges of a party are required by statute to be determined by an agency after an opportunity for hearing.” Conn.Gen.Stat. § 4 — 166 (1971). Under this definition, the plaintiff would not be entitled to the protective shields of the UAPA because no statute prescribes a hearing as a condition precedent to the termination of the foster parent-foster children relationship. However, in 1973, the legislature expanded the scope of a “contested case” to include “a proceeding ... in which a hearing is in fact held.” Public Act 73-620 (1973). Thus, facially at least, the amended UAPA would appear relevant since the plaintiff did in fact have an administrative hearing.

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Related

Rivera v. Marcus
696 F.2d 1016 (Second Circuit, 1982)
Rivera v. Marcus
533 F. Supp. 203 (D. Connecticut, 1982)

Cite This Page — Counsel Stack

Bluebook (online)
410 F. Supp. 106, 1976 U.S. Dist. LEXIS 15895, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rivera-v-maloney-ctd-1976.