Rivas v. Fischer

780 F.3d 529, 2014 U.S. App. LEXIS 24800, 2015 WL 1036047
CourtCourt of Appeals for the Second Circuit
DecidedMarch 11, 2015
Docket13-2974-pr
StatusPublished
Cited by56 cases

This text of 780 F.3d 529 (Rivas v. Fischer) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rivas v. Fischer, 780 F.3d 529, 2014 U.S. App. LEXIS 24800, 2015 WL 1036047 (2d Cir. 2015).

Opinion

JOSÉ A. CABRANES, Circuit Judge:

The question presented is whether we are required to grant a writ of habeas corpus pursuant to 28 U.S.C. § 2254(d) because the state court in this case unreasonably applied Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984), in rejecting petitioner Hector Rivas’s claim of ineffective assistance of counsel.

Rivas was convicted in Onondaga County Court of second-degree murder for the death of his former girlfriend, Valerie Hill. At trial, the prosecution argued that Rivas killed Hill on the night of Friday, March 27, 1987, at her apartment in Syracuse, New York. In formulating a defense strategy, Rivas’s defense counsel relied principally on Rivas’s professed alibi, which placed him elsewhere for most of that weekend. Crucially, however, Rivas did not have an alibi during a key three-and-a-half hour window — between approximately 9:00 p.m. on Friday, March 27, 1987, and 12:30 a.m. on Saturday, March 28, 1987. The prosecution argued that Rivas killed Hill during this exact time frame. The prosecution’s case was almost entirely circumstantial and turned on the testimony of the Chief Medical Examiner, Dr. Erik K. MitcheE.

At the time of Hill’s murder, Dr. MitcheE had estimated the time of Hill’s death as sometime after the close of that window — between Saturday, March 28 and Sunday, March 29, 1987. At trial nearly six years later, however, Dr. MitcheE expressed a very different opinion, testifying instead that Hill died one night earlier— on the evening of Friday, March 27, 1987 — during which time Rivas had no alibi. Despite its critical importance to his client’s case, defense counsel failed to investigate the basis for Dr. Mitchell’s apparently revised findings regarding the time of death and instead relied principally on Rivas’s effectively irrelevant alibi for the remainder of the weekend. After deliberating for approximately eight hours, the jury in Onondaga County Court found Rivas guüty of second-degree murder. He was subsequently sentenced to an indeterminate term of imprisonment of 25 years to life.

*532 On July 12, 1999, Rivas, with new counsel, filed a motion for post-conviction relief pursuant to New York Criminal Procedure Law § 440.10, raising, inter alia, a claim of ineffective assistance of counsel. In his motion, Rivas presented essentially unchallenged expert testimony persuasively showing that Hill in fact died sometime after 3:30 p.m. on Saturday, March 28, 1987, casting grave doubt on the prosecution’s theory that Hill was murdered on Friday night. In his § 440.10 filing, Rivas also presented compelling evidence further discrediting Dr. Mitchell. Rivas’s filing alleged that Dr. Mitchell had perjuriously purported to base his time-of-death opinion in part on “brain slides” that, Rivas later learned, were nonexistent. Rivas also introduced evidence that, at the time of Rivas’s trial, Di\ Mitchell was under investigation by state and local agencies (including possibly the office of the prosecutor who charged Rivas) for various forms of misconduct. At trial, Rivas’s counsel failed to challenge Dr. Mitchell’s reliance on the non-existent “brain slides,” or to cross-examine him regarding the investigations into his alleged misconduct that were pending at the very time of the prosecution of Rivas.

On September 8, 2000, the Supreme Court of the State of New York, Onondaga County, denied Rivas’s § 440.10 motion, holding, inter alia, that “[djefense counsel employed a trial strategy based upon a defense that defendant was sufficiently alibied for the entire weekend, ... and that the People would not be able to prove defendant’s guilt beyond a reasonable doubt [as to] whether the jury found that the crime occurred on Friday night or on Saturday night.” People v. Rivas, No. 92-2794, slip. op. at 544-45 (N.Y.Sup.Ct. Sept. 8, 2000). On June 19, 2002, Rivas filed an amended petition for a writ of habeas corpus in the United States District Court for the Northern District of New York, raising substantially the same claims that he advanced in his § 440.10 motion. The District Court (Gary L. Sharpe, Judge) dismissed Rivas’s petition as time-barred under 28 U.S.C. § 2254(d). See Rivas v. Fischer, No. 01-ev-1891, ECF No. 21 (N.D.N.Y. Jan. 28, 2005). We vacated and remanded, holding that additional fact-finding on the issue of timeliness and actual innocence was required. See Rivas v. Fischer, 294 Fed.Appx. 677, 678-79 (2d Cir.2008).

After a hearing, the District Court again dismissed the petition as untimely. See Rivas v. Fischer, No. 01-cv-1891 (GLS/DEP), 2010 WL 1257935 (N.D.N.Y. Mar. 26, 2010). We reversed, holding as a matter of first impression in this Circuit that a “credible” and “compelling” showing of actual innocence warrants an equitable exception to AEDPA’s limitation period, allowing a petitioner to have his otherwise time-barred claims heard by a federal court. Rivas v. Fischer, 687 F.3d 514, 517-18 (2d Cir.2012). We concluded that Rivas had made such a showing, having produced essentially unchallenged expert testimony “which call[ed] into serious doubt the central forensic evidence linking him to the crime,” and, as a result, “a reasonable juror, apprised of all the evidence in the record, would more likely than not vote to acquit.” Id. at 552. We remanded the cause for Rivas’s petition to be heard on the merits. After hearing oral argument, the District Court nonetheless denied Rivas’s petition in its entirety. See Rivas v. Fischer, No. 01-cv-1891 (GLS), 2013 WL 4026844 (N.D.N.Y. Aug. 6, 2013).

We now reverse. We hold that, in viewing all the circumstances at the time, no reasonable argument can be made that Rivas’s defense counsel satisfied his “duty to make reasonable investigations or to make a reasonable decision that makes *533 particular investigations unnecessary.” Strickland, 466 U.S. at 691, 104 S.Ct. 2052. We further hold that no reasonable argument can be made that defense counsel’s deficient performance did not prejudice the defense. See Strickland, 466 U.S. at 687, 104 S.Ct. 2052. As a result, the state court’s conclusion to the contrary involved an “unreasonable application” of Strickland. 28 U.S.C. § 2254(d)(1).

Accordingly, we REVERSE the judgment of the District Court denying habeas relief and REMAND the cause. On remand, the District Court shall issue a writ of habeas corpus to Rivas by the sixtieth calendar day after the issuance of our mandate unless the state has, by that time, taken concrete and substantial steps expeditiously to retry Rivas.

BACKGROUND

We previously set forth the relevant facts in our prior opinion, Rivas v. Fischer, 687 F.3d 514 (2d Cir.2012).

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Bluebook (online)
780 F.3d 529, 2014 U.S. App. LEXIS 24800, 2015 WL 1036047, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rivas-v-fischer-ca2-2015.