Riley v. Ambach

668 F.2d 635
CourtCourt of Appeals for the Second Circuit
DecidedMay 19, 1981
DocketNo. 465, Docket 80-7600
StatusPublished
Cited by79 cases

This text of 668 F.2d 635 (Riley v. Ambach) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Riley v. Ambach, 668 F.2d 635 (2d Cir. 1981).

Opinions

MOORE, Circuit Judge:

The plaintiffs, and appellees in this action, are eighteen learning disabled children and their parents. The defendants, and appellants, are the State of New York and the State of New York’s Commissioner of Education, Gordon M. Ambach. The State defendants took actions: (1) defining as handicapped only those learning disabled children who exhibit a discrepancy of 50% or more between expected achievement and actual achievement, and (2) withdrawing a procedure allowing local Committees on the Handicapped (“COHs”) to assign learning disabled children to residential schools at State expense. After a hearing deemed a trial on the merits, the District Court held that the State defendants’ actions were inconsistent with the federal scheme regarding the education of handicapped children and enjoined those actions. Riley v. Ambach, 508 F.Supp. 1222 (S.D.N.Y., 1980). We believe that the District Court acted too hastily, and should have required that the plaintiffs exhaust state administrative remedies before bringing suit in federal court. Accordingly, we reverse.

I. THE FEDERAL SCHEME

The federal government first directed its attention to the needs of the handicapped in 1973. That first step came in the form of Section 504 of the Rehabilitation Act of 1973, 29 U.S.C. § 794, which prohibited discrimination against the handicapped in programs receiving federal financial aid. The next congressional step, the step which concerns us here, came in 1975, when Congress passed the Education for All Handicapped Children Act (“EHA”), 20 U.S.C. § 1401 et seq.

A. The Education for AH Handicapped Children Act Generally

Congress enacted The Education for All Handicapped Children Act of 1975 “in recognition of the facts that millions of handi[637]*637capped children were not receiving appropriate educational services in public schools, that state and local educational agencies have both the ability and the responsibility to provide appropriate educational services for all handicapped children, but lack the financial resources to fulfill that duty, and that it is in the national interest for the federal government to assist state and local educational agencies’ efforts to educate handicapped children.” Harris v. Campbell, 472 F.Supp. 51, 53 (E.D.Va.1979). The Act provides for federal grants-in-aid in support of state efforts to educate the handicapped.

In order to receive federal financial assistance, a state must meet a number of requirements. A state must have “in effect a policy that assures all handicapped children the right to a free appropriate public education”, 20 U.S.C. § 1412(1). A state must develop a plan setting forth policies, procedures, facilities, personnel requirements and services necessary to meet that goal. 20 U.S.C. § 1412(2). The plan must set forth policies and procedures to assure that “all children residing in the State . . . who are in need of special education and related services are identified, located, and evaluated, and that a practical method- is developed and implemented to determine which children are currently receiving needed special education and related services and which children are not. . . . ” 20 U.S.C. § 1412(2)(C). Local educational agencies must determine whether children are handicapped, and, where a child is classified as handicapped, must develop and annually revise an Individualized Educational Program (“IEP”) for that handicapped child. 20 U.S.C. §§ 1401(19), 1412(4), 1414(a)(5); 45 C.F.R. § 121a.343(d). In New York, the determination of whether a child is handicapped and the formulation of an IEP where necessary is the responsibility of the Committee on the Handicapped of the local school district. N.Y. Educ. Law (McKinney) § 4402.1.

Federal regulations require that the state provide the handicapped with regular or special education and related aids and services that “are designed to meet the individual educational needs of handicapped persons as adequately as the needs of nonhandicapped persons are met.. . . ” 45 C.F.R. 84.33(b)(l)(i). That special help should be provided in the least restrictive environment responsive to the child’s individual needs, 45 C.F.R. 121a.55; Stuart v. Nappi, 443 F.Supp. 1235, 1242 (D.Conn.1978). To “the maximum extent appropriate”, handicapped children should be “educated with children who are not handicapped”. The state must assure that “special classes, separate schooling, or other removal of handicapped children from the regular educational environment occurs only when the nature or severity of the handicap is such that education in regular classes with the use of supplementary aids cannot be achieved satisfactorily”. 20 U.S.C. § 1412(5)(B).

B. The Severe Discrepancy Standard The federal definition of when a learning disabled child is handicapped is crucial to this case. Under the EHA the term “handicapped children” means “mentally retarded, hard of hearing, deaf, speech impaired, visually handicapped, seriously emotionally disturbed, orthopedically impaired, or other health impaired children, or children with specific learning disabilities, who by reason thereof require special education and related services”. 20 U.S.C. § 1401(1) (emphasis added). The term “children with specific learning disabilities”

“means those children who have a disorder in one or more of the basic psychological processes involved in understanding or in using language, spoken or written, which disorder may manifest itself in imperfect ability to listen, think, speak, read, write, spell, or do mathematical calculations. Such disorders include such conditions as perceptual handicaps, brain injury, minimal brain dysfunction, dyslexia, and developmental aphasia. Such term does not include children who have learning problems which are primarily the result of visual, hearing, or motor handicaps, of mental retardation, of emotional disturbance, or of environmental, cultural, or economical disadvantage.” 20 U.S.C. § 1401(15).

In order to be treated as handicapped under the EHA, a learning disabled child must show “a severe discrepancy between achievement and intellectual ability in one [638]*638or more of the following areas: (i) Oral expression; (ii) Listening comprehension; (iii) Written expression; (iv) Basic reading skill; (v) Reading comprehension; (vi) Mathematics calculation; (vii) Mathematics reasoning”. 45 C.F.R. 121a.541(a)(2) (emphasis added).

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Bluebook (online)
668 F.2d 635, Counsel Stack Legal Research, https://law.counselstack.com/opinion/riley-v-ambach-ca2-1981.