Ricky Langley v. Howard Prince, Warden
This text of 926 F.3d 145 (Ricky Langley v. Howard Prince, Warden) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
A Louisiana jury convicted Ricky Langley of second-degree murder. The state court overturned that conviction on direct appeal. So the State retried Langley and re-convicted him. Langley now seeks federal habeas relief. He argues his prior conviction should be construed as an implicit acquittal that bars the re-conviction and allows him to walk free. We disagree.
I.
While on parole for a prior child-molestation conviction, Ricky Langley choked a six-year-old boy into unconsciousness and then, to ensure the child was dead, strangled him with a ligature and shoved a sock into the child's mouth. Langley stuffed the boy's corpse in a bedroom closet and lied to the child's mother when she came looking for her son. Langley then waived his Miranda rights and repeatedly confessed on video to molesting and killing the boy. Police found the child's body, wearing a t-shirt soaked in Langley's semen, in the closet where Langley left him.
The State of Louisiana thrice tried and thrice convicted Langley for his heinous crime. The second and third trials lie at the heart of this case. But we explain all three for the sake of completeness.
Langley I.
A Louisiana jury unanimously convicted Langley of first-degree murder and sentenced him to death. For reasons unrelated to this case, Langley's first conviction was remanded on direct appeal in state court.
See
State v. Langley
(
Langley I
),
Langley II
.
At the second trial, the jury unanimously convicted Langley of murder once again. This time, however, the jury issued a verdict of second-degree murder. For reasons again unrelated to the appeal before us today, the second jury's verdict was also overturned on direct appeal in state court.
See
State v. Langley
(
Langley II
),
Langley III.
Before the third trial, however, the Louisiana Supreme Court held the second-degree murder conviction precluded the State from retrying Langley for first-degree murder.
See
State v. Langley
(
Langley III
),
Therefore, at Langley's third trial, the State charged him only with second-degree murder. Having lost before two juries, Langley decided to try his luck with a bench trial the third time around. Given the facts and his repeated videotaped confessions, however, the trial judge convicted him of second-degree murder. The court found as a matter of fact that Langley had specific intent to kill because, after their "sexual encounter," Langley thought death would "do this little boy a favor." The court again sentenced Langley to life in prison.
Langley again appealed. This time he argued the Double Jeopardy Clause should have prohibited the State from retrying him for second-degree specific-intent murder. That result is compelled, Langley said, by
Ashe v. Swenson
,
The state courts rejected Langley's effort to extend
Ashe
.
See
State v. Langley
(
Langley IV
),
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A Louisiana jury convicted Ricky Langley of second-degree murder. The state court overturned that conviction on direct appeal. So the State retried Langley and re-convicted him. Langley now seeks federal habeas relief. He argues his prior conviction should be construed as an implicit acquittal that bars the re-conviction and allows him to walk free. We disagree.
I.
While on parole for a prior child-molestation conviction, Ricky Langley choked a six-year-old boy into unconsciousness and then, to ensure the child was dead, strangled him with a ligature and shoved a sock into the child's mouth. Langley stuffed the boy's corpse in a bedroom closet and lied to the child's mother when she came looking for her son. Langley then waived his Miranda rights and repeatedly confessed on video to molesting and killing the boy. Police found the child's body, wearing a t-shirt soaked in Langley's semen, in the closet where Langley left him.
The State of Louisiana thrice tried and thrice convicted Langley for his heinous crime. The second and third trials lie at the heart of this case. But we explain all three for the sake of completeness.
Langley I.
A Louisiana jury unanimously convicted Langley of first-degree murder and sentenced him to death. For reasons unrelated to this case, Langley's first conviction was remanded on direct appeal in state court.
See
State v. Langley
(
Langley I
),
Langley II
.
At the second trial, the jury unanimously convicted Langley of murder once again. This time, however, the jury issued a verdict of second-degree murder. For reasons again unrelated to the appeal before us today, the second jury's verdict was also overturned on direct appeal in state court.
See
State v. Langley
(
Langley II
),
Langley III.
Before the third trial, however, the Louisiana Supreme Court held the second-degree murder conviction precluded the State from retrying Langley for first-degree murder.
See
State v. Langley
(
Langley III
),
Therefore, at Langley's third trial, the State charged him only with second-degree murder. Having lost before two juries, Langley decided to try his luck with a bench trial the third time around. Given the facts and his repeated videotaped confessions, however, the trial judge convicted him of second-degree murder. The court found as a matter of fact that Langley had specific intent to kill because, after their "sexual encounter," Langley thought death would "do this little boy a favor." The court again sentenced Langley to life in prison.
Langley again appealed. This time he argued the Double Jeopardy Clause should have prohibited the State from retrying him for second-degree specific-intent murder. That result is compelled, Langley said, by
Ashe v. Swenson
,
The state courts rejected Langley's effort to extend
Ashe
.
See
State v. Langley
(
Langley IV
),
Langley filed a federal habeas petition. The district court denied it.
See
Langley v. Prince
, No. 2:13-cv-2780,
II.
This case implicates constitutional law, the equitable doctrine of estoppel, and statutory text. We address each in turn. We first explain the common-law and constitutional background of the Double Jeopardy Clause. Then we explain how
Ashe
and collateral estoppel fit into that background. Lastly, we explain how our application of
Ashe
is affected by the Antiterrorism and Effective Death Penalty Act of 1996 ("AEDPA"), Pub. L. No. 104-132,
A.
The Double Jeopardy Clause originates in the common-law plea
autrefois acquit
, meaning "prior acquittal," and the related plea
autrefois convict
. As Sir Edward Coke described it, "the maxim of the common law is, that the life of a man shall not be twice ... put in jeopardy for one and the same offence, and that is the reason and cause that
auterfoits
acquitted or convicted of the same offence is a good plea."
Vaux's Case
(1591), 76 Eng. Rep. 992, 993; 4 Co. Rep. 44a, 45a (K.B.). But as far back as
Vaux's Case
, the plea of prior acquittal was not always a get-out-of-jail-free card. Only some verdicts of acquittal in the first trial would effectively bar a second.
See
Our Double Jeopardy Clause was framed against this background. James Madison's first draft of that Clause stated: "No person shall be subject, except in cases of impeachment, to more than one punishment or one trial for the same offence." 1 ANNALS OF CONG . 451-52 (1789) (Joseph Gales ed., 1834). Representative Egbert Benson objected because the draft varied from "the right heretofore established" by the common law. Id. at 781. To cure the defect, Benson suggested striking the phrase regarding "one trial." Id. at 782. Representative Roger Sherman agreed. He reasoned, "if [the defendant] was convicted on the first [trial], and any thing should appear to set the judgment aside, he was entitled to a second, which was certainly favorable to him." Ibid. The House revised it accordingly, and the Senate concurred in the revision. See S. JOURNAL , 1st Cong., 1st Sess. 71 (1789).
As ratified, the Double Jeopardy Clause provides: "No person shall ... be subject for the same offence to be twice put in jeopardy of life or limb." U.S. CONST. amend. V. Madison's initial phrasing ("more than one punishment or one trial") was thus replaced with a prohibition on putting a person in "jeopardy" more than once. Credit for that phrasing belongs to Blackstone.
See
United States v. Wilson
,
The Framers adopted not only Blackstone's language but also some English common-law exceptions to the pleas of prior acquittal and prior conviction. Most relevant here, the plea did not bar all attempts to retry a criminal defendant. The defendant could be retried, for example:
if the jury have been discharged without giving any verdict; or, if, having given a verdict, judgment has been arrested upon it, [ 1 ] or a new trial has been granted in his favour; for, in such a case, his life or limb cannot judicially be said to have been put in jeopardy.
3 JOSEPH STORY, COMMENTARIES ON THE CONSTITUTION § 1781 (1st ed. 1833). Likewise, when an "attainder be reversed in a Court of Error," 2 the defendant "may certainly be indicted again for the same offence, and the rule would be held to apply, that he had never been in jeopardy under the former indictment." Regina v. Drury (1849), 175 Eng. Rep. 516, 520; 2 Car. & K. 190, 199 (N.P.).
That is why it has long been true that a defendant can be retried after he successfully appeals his first conviction.
See, e.g.
,
Ball v. United States
,
While different theories have been advanced to support the permissibility of retrial, of greater importance than the conceptual abstractions employed to explain the Ball principle are the implications of that principle for the sound administration of justice. Corresponding to the right of an accused to be given a fair trial is the societal interest in punishing one whose guilt is clear after he has obtained such a trial. It would be a high price indeed for society to pay were every accused granted immunity from punishment because of any defect sufficient to constitute reversible error in the proceedings leading to conviction.
United States v. Tateo
,
B.
The Supreme Court recently reminded us the line from
Vaux's Case
to
Ashe
is a crooked one.
See
Currier
,
From the Founding until after the Civil War, there was no such thing as federal habeas for individuals in state custody (with one limited exception).
See
Judiciary Act of 1789, ch. 20, § 14,
The judgment of a court of record whose jurisdiction is final, is as conclusive on all the world as the judgment of this court would be. It is as conclusive on this court as it is on other courts. It puts an end to inquiry concerning the fact, by deciding it.
Ex parte Watkins
, 28 U.S. (3 Pet.) 193, 202-03,
In 1867, Congress extended the scope of federal habeas jurisdiction to state prisoners.
See
Habeas Corpus Act of 1867, ch. 28, § 1,
For almost a century following the 1867 Act, no prisoner (state or federal) could collaterally attack his conviction under the Double Jeopardy Clause. Take for example
Ex parte Lange
,
It was not until 1953 that state prisoners could use federal habeas proceedings to relitigate free-standing constitutional claims after pressing and losing them in state court.
See
Brown v. Allen
,
This is the backdrop for
Ashe
, which came the very next year. In
Ashe
, a group of masked men allegedly robbed six players at a poker game.
The Supreme Court held yes.
Id
. at 447,
The Supreme Court therefore has made clear that
Ashe
has a different scope than the traditional protections of the Double Jeopardy Clause. "While ...
Ashe
's protections apply only to trials following acquittals, as a general rule, the Double Jeopardy Clause protects against a second prosecution for the same offense after conviction as well as against a second prosecution for the same offense after acquittal."
Currier
,
C.
In response to
Brown v. Allen
-along with its progeny such as
Ashe
-Congress enacted AEDPA.
See
Schriro v. Landrigan
,
To overcome AEDPA's relitigation bar, a state prisoner must shoehorn his claim into one of its narrow exceptions. As relevant here, he must show the state court's adjudication of the claim "resulted in a decision that was [1] contrary to, or [2] involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States."
The first exception to the relitigation bar-the "contrary to" prong-is generally regarded as the narrower of the two. A state-court decision is "contrary to" clearly established federal law only if it "arrives at a conclusion opposite to that reached by [the Supreme] Court on a question of law or if" it resolves "a case differently than [the Supreme] Court has on a set of materially indistinguishable facts."
Terry Williams v. Taylor
,
The only other exception to § 2254(d)(1) 's relitigation bar-the "unreasonable application" prong-is almost equally unforgiving. The Supreme Court has repeatedly held that it is not enough to show the state court was wrong.
See, e.g.
,
Renico v. Lett
,
Overcoming AEDPA's relitigation bar is necessary but not sufficient to win habeas relief. Even after overcoming the bar, the prisoner still must "show, on de novo review, that [he is] 'in custody in violation of the Constitution or laws or treaties of the United States.' "
Salts v. Epps
,
III.
Langley's claim fails under these demanding standards. We first explain that Langley cannot surmount AEDPA's relitigation bar. Then we explain that the most-on-point Supreme Court precedent supports the State, not Langley. Lastly, even if we set aside AEDPA's relitigation bar and review the claim de novo , Langley still cannot prove his second jury necessarily determined anything regarding his specific intent.
1.
The first step in any case under AEDPA's relitigation bar is to determine the "clearly established Federal law, as determined by the Supreme Court of the United States."
Take for example
Carey v. Musladin
,
We have repeatedly told courts ... not to define clearly established law at a high level of generality. The dispositive question is whether the violative nature of particular conduct is clearly established. This inquiry must be undertaken in light of the specific context of the case, not as a broad general proposition.
Mullenix v. Luna
, --- U.S. ----,
In this case, our now-vacated panel opinion conflated the Supreme Court's holding with its dicta in much the same way the Ninth Circuit did in
Musladin
. The
Ashe
Court had much to say about how or why collateral estoppel should apply in the criminal context-just as the
Williams
Court had much to say about how or why the State should not allow jurors to see unduly prejudicial things in the courtroom. But the holding in
Ashe
, like the holding in
Williams
, was narrower. The
Ashe
Court held only that a general verdict of acquittal for insufficient evidence that "petitioner was ... one of the robbers" precluded the State from "hal[ing] him before a new jury to litigate that issue again."
The Supreme Court has found issue preclusion under
Ashe
only three other times.
See
Turner v. Arkansas
,
Therefore, none of these cases held issue-preclusion principles apply to a conviction. We asked the parties to identify any case extending Ashe to cases involving a conviction. The parties could not find a single Supreme Court case even hinting at that result. That's unsurprising. As the Supreme Court recently acknowledged, " Ashe' s protections apply only to trials following acquittals ." Currier , 138 S. Ct. at 2150 (emphases added). Thus, there is no "clearly established Federal law, as determined by the Supreme Court," explaining whether and to what extent a state court should find issue preclusion following a conviction.
2.
After identifying the clearly established law, we move to step two-determining whether the state court decision "involved an unreasonable application of" that law.
Langley loses at this step. A fairminded jurist could conclude the rule clearly established in Ashe does not apply to a conviction rather than a general acquittal. When a jury issues a general acquittal, it necessarily determines at least something in the defendant's favor. It might be possible to identify that something and preclude the government from submitting it to a second jury. That task is obviously different-and more difficult-when the jury convicts the defendant on at least one count. In the face of a conviction on one count, it is not clear which issues if any the jury determined in the defendant's favor on that same count. 5
We may or may not find this distinction persuasive. That's irrelevant. What matters is the last reasoned
state court
decision found it persuasive.
See
Langley IV
,
Even if we thought the state court committed "clear error" by so holding, we still could not grant relief.
Woodall
,
In the past, some federal courts mistakenly thought it was only the beginning. The Sixth Circuit, for example, faulted a state court for "unreasonably refus[ing] to extend" a Supreme Court precedent "to a new context where [the Sixth Circuit thought] it should apply."
Woodall v. Simpson
,
"[I]f a habeas court must extend a rationale before it can apply to the facts at hand," then by definition the rationale was not "clearly established at the time of the state-court decision." AEDPA's carefully constructed framework "would be undermined if habeas courts introduced rules not clearly established under the guise of extensions to existing law."
Because a fairminded jurist could decide the clearly established rule does not cover this case, we'd have to extend
Ashe
to grant relief here. That is something AEDPA says we cannot do.
See, e.g.
,
Woods v. Donald
, --- U.S. ----,
Extending
Ashe
in these circumstances would also conflict with other clearly established law. That's because the Supreme Court has confronted similar facts before and rejected the prisoner's Double Jeopardy claim.
See
Schiro v. Farley
,
The jury convicted Schiro of felony murder (count II) but did not return a verdict on intentional murder (count I).
Louisiana law makes this case easier than
Schiro
. Under Louisiana law, "the jury must be given the option to convict the defendant of the lesser offense, even though the evidence clearly and overwhelmingly supported a conviction of the charged offense."
State v. Porter
,
As far as the
Schiro
opinion reveals, the jury in that case received no such option. To the contrary, Indiana law at least arguably required Schiro's jury to return a verdict on count I (intentional murder) if they agreed the State proved it.
See
Finally, it bears emphasis that
Schiro
was a pre-AEDPA death-penalty case. Even after Schiro's jury potentially acquitted him of intentional murder by returning only a verdict of felony murder, the trial judge rejected the jury's recommended sentence and held the State proved intent beyond a reasonable doubt for purposes of sentencing the defendant to death.
The Supreme Court upheld that result even without AEDPA's relitigation bar.
In contrast, Langley's jury did not return a verdict of felony murder. It returned a verdict of "second-degree murder," which could mean Langley was convicted of specific-intent murder
or
felony murder. Langley also faces the additional burden of AEDPA. If Indiana could prevail in
Schiro
, then Louisiana must prevail on easier facts and a much more favorable legal standard.
See
Alvarado
,
At the en banc argument, Langley suggested it matters whether the state court (or the state's lawyer at the panel stage) cited Schiro . It doesn't. Federal courts must apply § 2254(d) in light of controlling Supreme Court holdings regardless of whether the state court or the state's lawyer cites them.
First, it doesn't matter whether the state court cited
Schiro
. The Ninth Circuit once refused to apply AEDPA's relitigation bar because "the state court 'failed to cite ... any federal law, much less the controlling Supreme Court precedents.' "
Early v. Packer
,
Second, it also doesn't matter whether the State's panel-stage appellate lawyer cited
Schiro
. The relitigation bar constrains our ability to award habeas relief regardless of what counsel cites or does not cite.
See
Wilson v. Sellers
is not to the contrary.
Wilson
requires us to "look through" to the last reasoned state court decision and apply AEDPA's relitigation bar to it. 138 S. Ct. at 1192 ;
see supra
Part III.A.2 (doing so). But
Wilson
does not purport to overrule
Packer
or
Esparza
. Nor does
Wilson
say the state court must cite a Supreme Court decision to trigger AEDPA's strictures.
See
Meders v. Warden, Ga. Diagnostic Prison
,
Here, as in
Schiro
, the last-reasoned state court decision held the prisoner failed to prove the jury necessarily determined the specific-intent issue in his favor.
Compare
Schiro
,
The principal dissent takes issue with our application of AEDPA. Even if the dissent's arguments were well taken and AEDPA's relitigation bar did not apply, Langley would not automatically be entitled to habeas relief. Instead, he would still need to show-under a
de novo
review standard-"that he is in custody in violation of the Constitution ... of the United States."
Collateral estoppel-or, as we call it today, issue preclusion-originates in the law of civil judgments.
See, e.g.
,
Cromwell v. County of Sac
,
In civil cases, the Supreme Court "regularly turns to the Restatement (Second) of Judgments for a statement of the ordinary elements of issue preclusion."
B&B Hardware, Inc. v. Hargis Indus., Inc.
, --- U.S. ----,
In civil cases, the availability of appellate review of the judgment in the first case is particularly important to its issue-preclusive effect in a second case.
See
The principal reason issue preclusion is narrower in criminal cases than in civil ones is the limited availability of appellate review for the former. Criminal issue preclusion attaches to a general verdict of acquittal, and "the Government is precluded from appealing or otherwise upsetting such an acquittal by the Constitution's Double Jeopardy Clause."
Powell
,
Take for example
Standefer
. In that case, the defendant was indicted for bribing an IRS official.
The absence of these remedial procedures in criminal cases permits juries to acquit out of compassion or compromise or because of their assumption of a power which they had no right to exercise, but to which they were disposed through lenity. It is of course true that verdicts induced by passion and prejudice are not unknown in civil suits. But in civil cases, post-trial motions and appellate review provide an aggrieved litigant a remedy; in a criminal case the Government has no similar avenue to correct errors. Under contemporary principles of collateral estoppel, this factor strongly militates against giving an acquittal preclusive effect.
Our now-vacated panel opinion misapplied these principles. It ignored the Supreme Court's admonition regarding "guarded application of preclusion doctrine in criminal cases."
Bravo-Fernandez
,
Under a proper understanding of collateral estoppel principles, Langley cannot demonstrate Langley II precluded the specific-intent issue. That's for three reasons.
First, Langley cannot prove the jury "actually determined" the issue of specific intent even under the (broader) rules of civil judgments. See RESTATEMENT (SECOND) OF JUDGMENTS § 27 (one prerequisite of preclusion is the issue was "actually ... determined" in the first civil action); SHAPIRO , supra , at 176 ("[T]he first precondition for the application of issue preclusion [is] that the issue have been 'actually litigated and determined' ... in the prior action."). Here is what the Langley II jury actually determined:
2 MAY 16, 2003 WE, THE JURY IN THE ABOVE CAPTIONED MATTER, FIND THE DEFENDANT, RICKY JOSEPH LANGLEY, GUILTY OF SECOND DEGREE MURDER ON OR ABOUT FEBRUARY 7, 1992. [REDACTED\] REPRESENTATIVE
We presume the jury followed its instructions in rendering this verdict.
See, e.g.
,
Turner
,
We turn then to the jury instructions. The judge orally instructed the jury it could premise its second-degree murder conviction on a finding of specific intent. During its deliberations, the jury sent a note asking for "the instruction sheet" on "specific intent" (among other things). The judge provided the jury with written instructions that again told the jury it could convict Langley of second-degree murder based on specific intent. Langley never objected to any of this at trial. To the contrary, counsel for the State and the defense had a colloquy with the trial judge over this exact instruction. And everyone agreed the jury should be instructed on second-degree specific-intent murder. Then at oral argument before our en banc Court, Langley's counsel conceded the jury was given the option of returning a legally valid conviction of second-degree specific-intent murder. See Oral Argument at 9:08-9:29.
We are aware of no case from any court that would allow us to infer a jury "irrationally" chose a concededly valid option offered in the instructions. It was therefore wrong to hold, as the panel did, that no "rational jury could have convicted Langley of specific intent second degree murder."
Langley
,
Second, and for similar reasons, Langley cannot prove the issue of specific intent was "necessary" or "essential to the judgment" even under the (broader) civil preclusion rules.
See
RESTATEMENT (SECOND) OF JUDGMENTS § 27 (one prerequisite of preclusion is the issue was "essential to the judgment"); SHAPIRO ,
supra
, at 177 (same). Under Louisiana law, a jury can find a defendant overwhelmingly guilty of first-degree murder and
still
choose to convict of second-degree murder.
See
Porter
,
Moreover, the instructions gave the jury a rational reason not to decide the issue. If the jury wanted to reconvene for a punishment hearing to sentence Langley to death, it would have to confront the specific-intent issue, find it, and convict him of first-degree murder. But if the jury chose second-degree murder, it could convict without deciding the specific-intent issue, avoid a separate sentencing hearing, and ensure Langley would spend the rest of his life behind bars. The jury instructions were explicit to that effect: "Whoever commits the crime of Second Degree Murder shall be punished by life imprisonment at hard labor without the benefit of probation, parole, or suspension of sentence." And Langley's lawyer used these instructions to plead for the jury's mercy. The record suggests the jury might've chosen
second-degree murder for precisely this reason.
See
Langley II
Sentencing Tr. at 15-16 (May 22, 2003). The state court therefore was objectively correct to conclude the jury could have avoided deciding the specific-intent issue by reaching a "compromise verdict" that sentenced Langley to life in prison.
Langley IV
,
Third and finally, Langley cannot prove the issue of specific intent was decided in a "valid and final" judgment even under the (broader) civil preclusion rules.
See
RESTATEMENT (SECOND) OF JUDGMENTS § 27 (one prerequisite of preclusion is the issue was decided in a "valid and final" civil judgment); SHAPIRO ,
supra
, at 176 ("In addition to the requirement of 'validity,' a judgment must be 'final' to be entitled to recognition."). When a judgment is partially reversed on appeal, "[t]here is no preclusion as to the matters vacated or reversed." 18A WRIGHT & MILLER ,
supra
, § 4432 ;
cf.
Aguillard v. McGowen
,
Here, the Louisiana intermediate appellate court reversed the
Langley II
judgment and remanded for retrial on everything.
See
Langley II
,
3.
The dissenters offer four responses to our de novo rejection of Langley's claim. The first is confusing. The second is imaginary. The third is irrelevant. And the fourth is unfortunate.
First, the confusion: The dissenters excoriate our reliance on the Restatement (Second) of Judgments as somehow constituting a "doctrinal innovation" in issue-preclusion law.
See, e.g.
,
post
at 174, 182-83 (Higginson, J., dissenting). But as noted above, the Supreme Court itself "regularly turns to the Restatement (Second) of Judgments for a statement of the ordinary elements of issue preclusion."
B&B Hardware
, 135 S. Ct. at 1303 ;
see also, e.g.
,
Herrera v. Wyoming
, --- U.S. ----,
Equally baffling is the dissenters' concern over whether the state courts relied on the Restatement.
E.g.
,
post
at 174 (Higginson, J., dissenting). Under AEDPA's relitigation bar, the state court's reasoning can matter.
See, e.g.
,
Wilson
, 138 S. Ct. at 1191-92. But we're not discussing the Restatement to determine whether the relitigation bar protects the state court's judgment. We're discussing it to hold that-even without the bar-the state court was correct under
de novo
review to find no issue preclusion. Supreme Court precedents (and our own) specifically authorize us to deny a state prisoner's habeas claim under either the relitigation bar or
de novo
review.
See
Thompkins
,
Their second response is imaginary. The dissenters posit a hypothetical jury trial with instructions that were never actually given. It's simply not true the judge instructed the jurors "to begin with the single charge of first degree murder and ... work their way down through the list of responsive verdicts." Post at 182 (Higginson, J., dissenting). Nor did the court instruct the Langley II jury that it could consider second-degree murder "only if it were not ... convinced" of specific intent. Id. at 176. The actual jury instructions said the exact opposite: The court instructed the jury it could find Langley guilty of "SECOND DEGREE MURDER" based on a finding "THAT THE DEFENDANT ACTED WITH SPECIFIC INTENT TO KILL." The dissenters cannot find issue preclusion by ignoring the instructions given to the jury and imagining others that were not.
Their third response is irrelevant. The dissenters make much of the jury instruction that said, "[i]f you are convinced beyond a reasonable doubt that [Langley] is guilty of first degree murder, your verdict should be 'guilty.' "
Post
at 176 (Higginson, J., dissenting) (second alteration in original). The dissenters say this instruction prohibited the jury from returning a verdict for second-degree specific-intent murder. Of course, that ignores the other instructions that empowered the jury to return a "SECOND DEGREE MURDER" verdict based on a finding "THAT THE DEFENDANT ACTED WITH SPECIFIC INTENT TO KILL." It ignores Langley's agreement-at trial and here-that the jury could return a verdict for second-degree specific-intent murder.
See
supra
at 165-66. And it would require holding the jury instructions violated Louisiana law.
See
supra
at 166 (noting, under
Porter
and Article 814(A)(1), the jury could find specific intent and choose second-degree murder). "We do not think that a federal court can presume so lightly that a state court failed to apply its own law."
Bell v. Cone
,
But even if Langley could misconstrue the instructions as violating state law, it would still be irrelevant.
Schiro
holds that issue preclusion does not attach where "[t]he jury instructions on the issue of intent to kill were ... ambiguous."
Fourth and finally, the unfortunate: The dissenters accuse us of "dangerously disregard[ing] Supreme Court precedent," "eras[ing] constitutional protections," and tearing "many pages ... from the United States and Federal Reporters."
Post
at 175, 183-84 (Higginson, J., dissenting). Worse, they question whether our real motivation is to underrule
Ashe
because we "disagree strongly with [its] foundations."
We will not respond in kind. But we will make our motivation patently clear: It is the law. Ashe , Turner , and every other Supreme Court case finding issue-preclusion under the Double Jeopardy Clause involved a general acquittal. This one does not. If we were state judges, we'd obviously still disagree with the dissenters about whether issue preclusion attaches to Langley's conviction. That much is obvious from our de novo review of the issue-preclusion question and the dissenters' very different approach to it.
But of course, we are not state judges. And we are bound by AEDPA. Under AEDPA's relitigation bar, the very existence of reasonable disagreement forecloses relief.
See, e.g.
,
Musladin
,
* * *
The principal Founding-era concern regarding the scope of Article III was that it could empower federal judges to run roughshod over state courts. See, e.g. , Brutus, Essay I (Oct. 18, 1787), in 2 THE COMPLETE ANTI-FEDERALIST 363, 366-67 (Herbert J. Storing ed. 1981). Few things bring this concern into sharper relief than using logic games in federal habeas to set free from state custody a thrice-convicted child-murderer. 12
Judgment AFFIRMED. Habeas DENIED.
JENNIFER WALKER ELROD and CATHARINA HAYNES, Circuit Judges, joined by CARL E. STEWART, Chief Judge, concurring:
We concur in the judgment of the en banc court in this case. We write separately because we conclude that this case is resolvable based solely on the limitations on federal court habeas review as a result of AEDPA and the narrowness of
Ashe v. Swenson
,
As is well established, and as the majority opinion explains, our review of legal decisions by state courts in this context is limited to decisions "contrary to" or involving "an unreasonable application of ... clearly established Federal law,
as determined by the Supreme Court of the United States
." Majority Op. at 155 (emphasis added) (quoting
As the majority opinion points out, the original panel opinion in this case did and would have to extend
Ashe
, something we cannot do. Majority Op. at 156-58.
Ashe
involved different facts-namely, an explicit acquittal instead of an implied acquittal based on a conviction for a lesser offense.
See
Ashe
,
Although the above is enough, another straightforward basis supports affirmance: Even if, as the dissenting opinions argue, we were to accept that applying
Ashe
to an implied acquittal when there was an actual conviction is somehow not an extension of precedent, the Louisiana court's conclusion under
Ashe
was objectively correct.
See
State v. Langley
,
The principal dissenting opinion overlooks this critical anomaly in Louisiana law when it concludes that the jury necessarily decided the issue of specific intent in Langley's favor. See Principal Dissenting Op. at 179. As the majority opinion observes, the trial court explicitly instructed the Langley II jury that it could convict Langley of second degree murder based on a finding of "SPECIFIC INTENT TO KILL." Majority Op. at 169. The jury was further instructed, in line with Louisiana's responsive verdict rule, that second degree murder was a "responsive lesser offense[ ]" to first degree murder. Majority Op. at 161. Thus, under Louisiana law as explained in the jury instructions, even if the jury found that the evidence supported a conviction for first degree murder, it could nonetheless vote to convict Langley of second degree specific intent murder. This, then, is the logical flaw in the principal dissenting opinion: it assumes that, in returning a verdict of second degree murder, the jury must have determined that the evidence was insufficient for a first degree murder conviction. But Louisiana law tells us that is simply not so. 1
In sum, while the principal dissenting opinion emphasizes that we must "focus on 'the actual instructions given the jury' and assume the jury 'would have been obligated' to follow [them,]" it fails to assess the totality of those instructions, particularly the instruction that the jury was not required to answer Question 1 on the verdict form before proceeding to Question 2. Principal Dissenting Op. at 172-73 (quoting
Turner v. Arkansas
,
The principal dissenting opinion construes the Louisiana court's jury instructions like ordinary
federal
jury instructions and in doing so disregards a significant nuance in Louisiana law. This runs counter to AEDPA's goal of advancing "comity, finality, and federalism" and threatens the "mutual respect and common purpose existing between the States and the federal courts."
Williams v. Taylor
,
Simply put, Louisiana's Third Circuit Court of Appeal did not unreasonably apply clearly established federal law and, based on its superior understanding of the way responsive verdicts work in Louisiana, its conclusion was objectively correct. Accordingly, the district court correctly denied relief. We therefore join in the judgment of affirmance of the district court's denial of habeas relief.
STEPHEN A. HIGGINSON, Circuit Judge, joined by WIENER, DENNIS, GRAVES, and COSTA, Circuit Judges, dissenting:
The majority concludes that the Louisiana Third Circuit Court of Appeal reasonably rejected Ricky Langley's argument that
Ashe v. Swenson
,
Ashe
preclusion operates at the level of
issues
--that is, elements of an offense, rather than offenses
in toto
. Ashe requires reviewing courts to decide "whether a rational jury could have grounded its verdict upon an issue other than that which the defendant seeks to foreclose from consideration."
Langley faced three possible offenses of conviction at his 2003 trial that are relevant here: the charged offense, first degree specific-intent murder; and two responsive verdicts, second degree specific-intent murder and second degree felony murder. 1 The jury's verdict, in accordance with state law, 2 was "guilty of second degree murder," not specifying the type. 3
The Louisiana Court of Appeal suggested three explanations for the jury's verdict, concluding that it could not say whether the jury had necessarily decided the issue of Langley's specific intent.
State v. Langley
,
The Louisiana Court of Appeal's other explanations, avoiding
Ashe
protection, were that the jury may have chosen second degree specific-intent murder or may simply have reached a "compromise verdict" regardless of specific intent.
Langley
,
Thus, to say what
Ashe
requires is to see that it leaves just one explanation for Langley's 2003 conviction: acquittal on the issue of specific intent. In 2007, the Louisiana Supreme Court, relying on both state and federal law, ruled that Langley's 2003 verdict acquitted him of first degree murder, barring retrial on that charge.
State v. Langley
,
It is this acquittal to which Ashe issue preclusion attaches. Langley's argument is straightforward and grounded in Supreme Court precedent: Ashe , which is a half-century old, and Green , which is even older. This Supreme Court precedent entitles Langley to habeas relief. 4
If the majority dealt squarely with Langley's argument, we could perhaps have avoided much length and complication in our combined opinions. The majority does acknowledge that Langley was acquitted of first degree specific-intent murder in 2003. But the majority is unable to explain why that acquittal can bar retrial on the charge, yet not on the charge's elements. And so the majority attempts to rationalize the state court's decision in other ways.
In Part III(A)(2), the majority suggests that the Louisiana Court of Appeal refused to extend
Ashe
to implied acquittals on the theory that the law did not clearly establish that it was required to do so. But no extension was required, and the state court plainly believed that
Ashe
applied. It explained that the "Double Jeopardy Clause protects against successive prosecutions following acquittal or conviction" and stated the correct
Ashe
standard.
Next, in Part III(B)(1), the majority rationalizes the Louisiana Court of Appeal's decision with reference to
Schiro v. Farley
,
By relying on post hoc rationalizations that cannot be squared with what the state court actually said, the majority departs from the Supreme Court's recent direction on review of reasoned state-court decisions: "a federal habeas court simply reviews the specific reasons given by the state court and
defers to those reasons if they are reasonable
."
Wilson v. Sellers
, --- U.S. ----,
The majority also departs from the Supreme Court's constitutional command in Ashe . The majority imports extended discussion, far more than of Ashe itself, from the Second Restatement of Judgments, which the Supreme Court has never used to adjudicate an Ashe claim. In place of the straightforward Ashe inquiry explained above, the majority develops a novel set of "essential prerequisites," analyzing Langley's claim under a framework that played no part in the Louisiana Court of Appeal's decision or in the State's arguments at any stage in this litigation.
In turn, the majority's wholesale substitution of principles, embraced without either district court or adversary treatment, broadly threatens double jeopardy doctrine. Rather than dealing squarely with Langley's argument that
Ashe
preclusion flows from Langley's acquittal of first degree
murder in 2003, the majority's Restatement-based analysis sows doubt that any part of the 2003 verdict was a valid final judgment. In the process, the majority threatens a double jeopardy pillar: the "unassailable" finality of acquittals, even when "based upon an egregiously erroneous foundation."
Yeager
,
Why this avoidance of Supreme Court precedent, both old and new? Perhaps because its correct application yields an unthinkable result due to the horror of Langley's crime. 5 The majority accurately describes the gruesome details, which shock and disgust. As it happens, Langley's 2003 jury had been instructed on predicate offenses for felony murder that were not enumerated in the felony murder statute at the time of Langley's offense. The State discovered this error on the eve of the 2009 trial, which appeared to close off the felony murder route to a new second degree murder conviction. That left the State in a bind: charge lesser offenses or retry the specific intent issue decided in Langley's favor in 2003. The State chose the latter, and here we are.
Though rejecting the State's choice may seem unthinkable, the monstrosity of Langley's crime does not put him beyond constitutional protection. The Constitution protects all, including the least and worst among us. Indeed, its safeguards against the profound deficiencies that marred Langley's first two trials are the reason that the majority is able to call Langley "thrice-convicted." If commission of serious crime suffices to erase constitutional protections, many pages must be torn from the United States and Federal Reporters. But it is not in our power to abrogate constitutional law announced by the Supreme Court, nor should we do so indirectly.
I
The vacated panel opinion recounts this case's long history in detail,
Langley v. Prince
,
In 2003, the trial relevant to our Ashe inquiry took place. The State charged Langley again with first degree murder, and Langley pleaded not guilty as well as not guilty by reason of insanity. His counsel conceded that Langley had killed the victim, a boy six years old. The defense focused instead on Langley's state of mind. Contrary to the majority's assertion that evidence of Langley's specific intent was overwhelming, defense counsel argued that Langley could not form the specific intent to kill because his mental illness, history of trauma, and exposure to a toxic prenatal environment had rendered him unable to understand or intend the consequences of his actions. 6
The trial judge--whose misconduct would cause this conviction to be set aside 7 --instructed the jury on first degree murder, which consisted of (1) killing a human being (2) with specific intent to kill or to inflict great bodily harm (3) with one or more aggravating factors. See La. R.S. 14:30(A). The State pursued two possible aggravators--either that Langley was committing second degree kidnapping or that the victim was under the age of twelve. See id. 14:30(A)(5). Because the fact of the killing and the age of the victim were not contested, the State needed only to prove that Langley had the requisite specific intent.
Crucially for our Ashe inquiry, the trial judge instructed the jury to begin with first degree murder, the charged offense: "[I]f you are convinced beyond a reasonable doubt that [Langley] is guilty of first degree murder, your verdict should be 'guilty.' " The jury could then proceed to considering a lesser offense only if it were not so convinced. The judge then instructed the jury on the lesser offenses that Louisiana has deemed responsive to a charge of murder. The judge explained that second degree murder consists of either: (1) killing a human being (2) with specific intent to kill or inflict great bodily harm ("specific-intent second degree murder"), see La. R.S. 14:30.1(A)(1), or (1) killing a human being (2) while committing or attempting certain enumerated felonies ("second degree felony murder"), see id. 14:30.1(A)(2). 8 As to second degree felony murder, the judge instructed the jury that the relevant felonies were second degree kidnapping, see id. 14:44.1, and cruelty to juveniles, see id. 14:93. The judge then told the jury: "If you are not convinced that [Langley] is guilty of first degree murder, but you are convinced beyond a reasonable doubt that [he] is guilty of second degree murder, the form of your verdict should be 'guilty of second degree murder.' " Thus, under these instructions, and as the Louisiana Supreme Court would later determine, 9 a second degree murder verdict was an acquittal of first degree murder.
Consistent with state law, 10 the verdict form listed the possible responsive verdicts-"guilty," "guilty of second degree murder," "guilty of manslaughter," "not guilty by reason of insanity," and "not guilty"-and instructed the jury to return one and only one of them. The jury returned a verdict finding Langley guilty of second degree murder and, by operation of state law, 11 acquitting him of first degree murder.
The Louisiana Court of Appeal then reversed and remanded for a new trial due to the trial judge's misconduct.
See
State v. Langley
,
The instructions admonished jurors that if they were not convinced beyond a reasonable doubt "that the defendant is guilty of First Degree Murder, but you are convinced beyond a reasonable doubt that the defendant is guilty of second degree murder the form of your verdict should be guilty of Second Degree Murder." Jurors then returned a lawful, unanimous verdict convicting Langley of second degree murder. Second degree murder is a crime under the laws of Louisiana and is a responsive verdict to a charge of first degree murder.
[...]
Under these circumstance[s], and by operation of longstanding double jeopardy law, we hold that the unanimous verdict of guilty of second degree murder returned by Langley's jury in [Langley's second trial] implicitly acquitted him of first degree murder.
State v. Langley
,
A bench trial followed in 2009, with first degree murder removed from the indictment. Raising the Ashe issue, Langley's counsel argued that specific-intent second degree murder should also be removed, because the 2003 verdict could be rationally explained only as an acquittal on the issue of Langley's specific intent. Second degree felony murder would be left as the most serious charge. But the trial judge rejected Langley's argument, so the indictment contained both varieties of second degree murder. The next day, however, the State orally withdrew the felony murder charge, having realized that its preferred predicate offenses, second degree kidnapping and cruelty to juveniles, were not enumerated in the felony murder statute at the time of Langley's offense. Specific-intent second degree murder, already under the cloud of Ashe , became the State's only route to a murder conviction.
The judge ultimately found Langley guilty of second degree murder. The ruling explicitly stated that "[t]he issue of specific intent ... is necessary for the determination of guilt," and found that the requisite specific intent was present. Langley's counsel renewed the Ashe objection in a post-trial motion, but the judge stood by his earlier ruling. The judge then imposed the mandatory sentence of life imprisonment without parole.
On appeal, the Louisiana Third Circuit Court of Appeal issued the ruling in question here. It recognized that the Double Jeopardy Clause applied "following acquittal or conviction."
Langley
,
When a lesser included offense to the crime charged is returned by a jury it is not always possible to determine why that verdict was reached. It is possible that the jury convicted the defendant of specific intent second degree murder. It is possible that the jury verdict was based on a jury finding under the felony-murder rule, and the jury determined there was no specific intent to kill. It is equally plausible that, given the nature of the case, the verdict was, in fact, a compromise verdict. Regardless of the jury's thought process in this particular case, clearly the argument that the issue of specific intent was "necessarily determined" is unsupported. The defendant has not carried his burden of proving that the element of specific intent was actually decided in the previous trial.
Id.
at 757-58. The Louisiana Supreme Court then declined discretionary review,
II
Ashe tells courts how to identify the issues that a jury necessarily determined, and its method is directed squarely at deciphering general verdicts:
Where a previous judgment of acquittal was based upon a general verdict, as is usually the case, this approach requires a court to examine the record of a prior proceeding, taking into account the pleadings, evidence, charge, and other relevant matter, and conclude whether a rational jury could have grounded its verdict upon an issue other than that which the defendant seeks to foreclose from consideration.
Finally, a court applying
Ashe
assumes that the jury followed its instructions. This principle is implicit in
Ashe
's concept of a rational jury, and it is explicit in
Turner v. Arkansas
,
When there is just a "single rationally conceivable issue in dispute before the jury,"
Ashe
,
As noted at the outset, the
Ashe
analysis forecloses the two other possibilities suggested by the Louisiana Court of Appeal: that the jury convicted Langley of specific-intent second degree murder, or that the jury reached a compromise verdict.
There is thus only one rational explanation of the jury verdict's acquittal of first degree murder and conviction of second degree murder: the jury acquitted on the issue of specific intent, hence convicted Langley of felony murder. Langley's retrial in 2009 should not have been allowed to proceed on the charge of second degree specific-intent murder. The resulting conviction therefore violates the Double Jeopardy Clause, entitling Langley to habeas relief.
III
The majority's reasons for not disturbing the Louisiana Court of Appeal's decision depend either on new rationales not employed by the state court or on avoidance of what Ashe requires. Each move the majority makes is therefore a wrong step on the landscape of Supreme Court precedent.
A
The majority begins by framing the panel's ruling as requiring an extension of
Ashe
: "A fairminded jurist could conclude the rule clearly established in
Ashe
does not apply to a conviction rather than a general acquittal."
Supra
, Part III(A)(2). This statement is puzzling at first glance, because the Louisiana Supreme Court ruled that Langley was
acquitted
of first degree specific-intent murder.
Langley
,
The majority is quite right to hedge that "[w]e may or may not find this distinction persuasive." But it is quite wrong to say that "the last reasoned
state court
decision found it persuasive." On the contrary, the Louisiana Court of Appeal plainly believed that
Ashe
applied.
The Supreme Court's decisions give us no license to conduct AEDPA review this way. Following
Wilson v. Sellers
, the mode of our analysis under the "unreasonable application" prong of
Wilson bears on two issues that had divided the circuits. The first issue is the proper object of a federal habeas court's focus when the last state court to adjudicate the merits of a post-conviction claim did not explain its reasoning but a lower state court did. Wilson squarely answers the question: "the federal court should 'look through' the unexplained decision to the last related state-court decision that does provide a relevant rationale." 138 S. Ct. at 1192. The second issue is the method of reviewing reasoned state-court decisions under the "unreasonable application"
prong of AEDPA. 14 Wilson brought clarity to this second issue. 15 As noted, Wilson tells us that AEDPA review of reasoned decisions is a "straightforward inquiry when the last state court to decide a prisoner's federal claim"--as here--"explains its decision on the merits in a reasoned opinion." Id. "[The] federal habeas court simply reviews the specific reasons given by the state court and defers to those reasons if they are reasonable ." Id. (emphasis added). 16
That direction governs us here. The Louisiana Court of Appeal explained its reasoning for denying relief. That reasoning unreasonably applied
Ashe
and its progeny. Our analysis should then proceed to de novo review of the petitioner's claim.
See
Salts v. Epps
,
B
The majority's lengthy discussion of
Schiro v. Farley
,
Under de novo review of Langley's claim, the majority's reliance on
Schiro
also fails to provide meaningful support to the state court's decision. In part, this is because
Schiro
's facts simply differ in determinative ways. For one, this case concerns issue preclusion between successive trials;
Schiro
concerned issue preclusion between the guilt and sentencing phases of a single trial.
Schiro
also creates trouble for the majority's other post hoc rationalization of the state court's decision. As noted, the majority rests its holding on the idea, never espoused by the state court, that
Ashe
's application to implied acquittals accompanying convictions is not clearly established. But
Schiro
suggests that
Ashe
does apply. In its discussion, the Court first cited long-standing precedent on implied acquittals.
C
Finally, there is the majority's issue-preclusion analysis. Supra , Part III(C). It is here that the majority's refusal to explain the Ashe analysis required by Supreme Court precedent is most glaring. Rather than look to Ashe , Yeager , or other Supreme Court law, the majority instead imports the Second Restatement of Judgments. From the Restatement, the majority derives new "essential prerequisites" for issue preclusion to obtain, which debut in the majority's opinion without any adversarial treatment at any stage in this litigation. While the Supreme Court has cited the Restatement's issue-preclusion principles in various contexts, it has never employed the novel framework advanced by the majority to adjudicate an Ashe claim. 19
The majority's misbegotten doctrinal innovation cloaks the majority's departure from governing law, disrupts settled double jeopardy doctrine, and is likely to confuse the state and federal judges of this circuit as they adjudicate Ashe claims in the future.
To start, the majority misstates the fundamental question as being what the jury "actually determined," citing the Restatement, rather than as what it "necessarily decided."
See
Yeager
,
Similarly, choosing novel Restatement-based standards permits the majority to deploy a misrepresentation of Louisiana responsive verdict law without acknowledging the Supreme Court precedent that would rule it out. The majority describes the specific-intent second degree murder instruction as a "concededly valid option." Indeed, like many states,
20
Louisiana recognizes "that a defendant, when charged with a crime for which the Legislature has provided a responsive verdict, has the statutory right to have the jury characterize his conduct as the lesser crime."
State v. Porter
,
But the existence of responsive verdicts does not affect the
Ashe
analysis, which assumes a rational jury that follows its instructions. Given the secrecy of the jury room, the possibility of a nullification verdict is ever-present. Accounting for it in the
Ashe
analysis would make it impossible to say what a jury "necessarily determined," and so would effectively eliminate
Ashe
, as our court has long recognized.
See
United States v. Tran
,
The majority's use of the Restatement causes still more mischief. Avoiding Langley's argument that his first degree murder acquittal is the source of his relief under
Ashe
, the majority suggests that the reversal of Langley's 2003 second degree
murder conviction, due to trial judge misconduct, rendered the result of the 2003 trial not a "valid and final" judgment. It is of course true that a conviction vacated due to trial error does not preclude retrial on the same offense. But the majority dangerously disregards Supreme Court precedent, old and new, by suggesting that the 2003 verdict could have no preclusive effect on the 2009 trial. It is a pillar of double jeopardy doctrine that the finality of an acquittal is "unassailable" even if it is "based upon an egregiously erroneous foundation."
Yeager
,
The majority does acknowledge what it cannot avoid: the Louisiana Supreme Court's ruling that the 2003 verdict impliedly acquitted Langley of first degree murder, barring retrial on that charge. But the majority is unable to explain why the implied acquittal can bar retrial on that charge but not the charge's elements. Langley's specific intent was the "single rationally conceivable issue in dispute before the jury,"
Ashe
,
Under the Double Jeopardy Clause, the verdict rendered by the jury in 2003 prohibited the State of Louisiana retrying the issue of Langley's specific intent to kill or inflict great bodily harm. Langley's 2009 conviction for specific-intent second degree murder therefore should not stand. Accordingly, I would reverse the district court's judgment and remand this case with instructions to grant Langley's petition for a writ of habeas corpus, leaving the State free to retry Langley on charges that do not require proof of his specific intent. Because the majority sidesteps numerous Supreme Court precedents and clashes with others in order to avoid that result, I dissent.
GREGG COSTA, Circuit Judge, joined by WIENER and HIGGINSON, Circuit Judges, dissenting:
I had thought the Anti-Federalists lost. But see Maj. Op. at 170. What is more, it is ironic to invoke their rejected constitutional vision in defense of a decision that undermines one of the Anti-Federalists' most fervent beliefs: the fundamental role of juries. MICHAEL J. KLARMAN, THE FRAMERS' COUP 350 (2016); HERBERT J. STORING, WHAT THE ANTI-FEDERALISTS WERE FOR 18-19 (1981). As a leading Anti-Federalist inveighed, "jury trials, which have so long been considered the surest barrier against arbitrary power, and the palladium of liberty, with the loss of which the loss of our freedom may be dated, are taken away by the proposed form of government." The Antifederalist No. 83 (Luther Martin), in THE ANTIFEDERALIST PAPERS 241, 241 (Morton Borden ed., 1965 ). One took it even further: "O! my fellow citizens, think of this while it is yet time, and never consent to part with the glorious privilege of trial by jury, but with your lives." Essay of A Democratic Federalist (Oct. 17, 1787), in 5 THE FOUNDERS' CONSTITUTION 354, 355 (Philip B. Kurland & Ralph Lerner eds., 1987). And in contrast to the Anti-Federalists' unsuccessful criticisms of the independence of federal judges and their power to review state court rulings, see Maj. Op. at 170 (citing Brutus Essay I), the Anti-Federalists' campaign for jury rights was a success: not in defeating the Constitution, but in amending it. See U.S. CONST. amends. VI, VII.
So important was the jury right the Anti-Federalists fought for that, until the early twentieth century, a defendant charged with serious crimes could not be "tried in any other manner than by a jury of twelve men."
Home Ins. Co. of New York v. Morse
,
Yet the majority opinion lets a judge's finding of specific intent override a jury's earlier determination that this required mens rea was not proven. That undermines both the right to a jury and the protection against double jeopardy. As the Anti-Federalists recognized, the latter is essential to the former. See Brutus Essay XIV (Feb. 28, 1788), in THE ANTIFEDERALIST PAPERS , supra , at 234, 235 (lamenting the possibility of "a second hearing" on appeal after acquittal by a jury); see also AMAR , supra , at 96 (explaining that the Double Jeopardy Clause "dovetails with the Sixth Amendment jury right" because it protects "the integrity of the initial petit jury's judgment"). If the state can keep retrying someone until it achieves its desired result, then the jury right that both the Federalists and Anti-Federalists cherished, see U.S. CONST. art. III (guaranteeing jury in criminal cases); Federalist No. 83, at 467 (Alexander Hamilton) (Clinton Rossiter ed., 1999) ("The friends and adversaries of the plan of the convention, if they agree in nothing else, concur at least in the value they set upon trial by jury ...."), is no right at all.
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