Richard Robins v. Commission for Lawyer Discipline
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Opinion
Opinion issued May 22, 2025
In The
Court of Appeals For The
First District of Texas ———————————— NO. 01-23-00329-CV ——————————— RICHARD ANDERT ROBINS, Appellant V. COMMISSION FOR LAWYER DISCIPLINE, Appellee
On Appeal from the 61st District Court Harris County, Texas Trial Court Case No. 2018-46488
MEMORANDUM OPINION
This appeal is from an attorney-discipline proceeding in which a jury found
that the attorney engaged in professional misconduct. The trial court entered a
judgment disbarring the attorney from practicing law, which the attorney challenges
on several procedural and evidentiary grounds. We affirm. I. Background
The Commission for Lawyer Discipline brought this disciplinary action
alleging that attorney Richard Andert Robins violated multiple provisions of the
Texas Disciplinary Rules of Professional Conduct in connection with his
representation of Cindy Crisp and one of her heirs in a breach-of-contract case (the
“Crisp case”). Robins initially moved to dismiss the Commission’s allegations
under the Texas Citizen’s Participation Act (“TCPA”). See TEX. CIV. PRAC. & REM.
CODE §§ 27.001–.011. The trial court denied his motion, and he took an
interlocutory appeal to this Court. See Robins v. Comm’n for Lawyer Discipline,
No. 01-19-00011-CV, 2020 WL 101921 (Tex. App.—Houston [1st Dist.] Jan. 9,
2020, pet. denied) (mem. op.). This Court affirmed the denial and remanded for
further proceedings on its holding that the Commission had clear and specific
evidence of a prima facie case that Robins had engaged in professional misconduct.
Id. at *8–15. Because the factual allegations in the interlocutory appeal are the same
as in this appeal, see id. at *1–7, we provide an abridged background here.
A. The Crisp case
Cindy Crisp suffered from multiple sclerosis, a condition requiring certain
medical care. To raise money for her care, in July 2012, Crisp sold some of her
personal property to an antiques dealer, John Sauls, for $6,893.21. But the two
checks Sauls sent Crisp as payment bounced.
2 In October 2013, by handwritten letter, Crisp asked Robins to help her recover
“the value of the checks plus interest and attorney/court costs.” She sent Robins a
$350 check to pay the court costs.
Over the next year and a half, Crisp’s health declined, and Robins fell out of
contact with her. In November 2016, Robins filed suit on Crisp’s behalf to collect
payment from Sauls for the bounced checks, even though he doubted whether Crisp
was still alive. The petition stated that Crisp “would diplomatically settle this case
through her legal counsel for $14,338 if no further wrangling is necessary to finally
conclude this unfortunate matter.”
At some point after the suit was filed, Sauls’s attorney, Kurt Noell, sent
Robins a cashier’s check for $6,893.21 made payable to Crisp and dated January 27,
2017. In March 2017, Noell offered to settle the case for $2,500 for loss of use and
attorney’s fees, but Robins rejected the offer without attempting to confer with Crisp.
No settlement having been reached, Noell served written discovery on Robins.
Around this time, Robins reached out to Crisp’s two sons, Austen and
Jonathon (“Jon”) Clinkenbeard, about the case. They told Robins that Crisp had
died in 2015, more than a year before the case was filed. Robins did not take any
immediate action to notify either the trial court or Noell of Crisp’s death.
When the Crisp case was called to trial in April 2017, Robins failed to appear,
and the trial court dismissed the case for want of prosecution. Robins filed “Plaintiff
3 Cindy Crisp’s Verified Motion to Reinstate,” claiming he was unaware of the setting
but failing to mention Crisp’s death, even though he had known of it for more than
one month. The trial court granted the motion and reinstated the case.
After the case was reinstated, Noell tried to schedule a deposition of Crisp and
compel responses to the written discovery he had served on Robins. According to
Noell, Robins discussed scheduling the deposition as if Crisp were still alive, telling
Noell that he would confirm whether Crisp could be available on a Saturday. Robins
otherwise failed to respond to the discovery, and Noell moved for sanctions and set
the motion for a hearing.
Two days before the sanctions hearing, Robins emailed the trial court
administrator to say that Crisp was “reportedly no longer with us” but “her son
want[ed] to fill in.” Robins asked whether the trial court had a “desired protocol for
a suggestion of death of a plaintiff” and warned that he could not respond to Noell’s
discovery requests because Cindy was “reportedly deceased (whether [Noell knew]
it or not).” The email did not mention that Crisp had been dead for years.
The trial court held a hearing and directed Robins to produce proof of Crisp’s
death and postponed the trial for a couple of months. Several events followed.
Robins obtained from Austen a signed retainer agreement, purporting to
authorize Robins to represent Crisp through Austen as the representative of “all
4 [Crisp’s] heirs and remaining creditors.” The retainer agreement did not call for any
fee arrangement and instead provided that Robins’s fees would be paid by Sauls.
Robins also obtained Crisp’s death certificate and emailed it to Noell.
Realizing that Crisp may have been deceased when the lawsuit was filed, Noell
moved for Robins to show authority under Texas Rule of Civil Procedure 12. See
TEX. R. CIV. P. 12 (a party may move to require challenged attorney to appear before
trial court to show authority to act on client’s behalf). The motion questioned
whether Robins had authority to file the lawsuit against Sauls and whether Austen,
as one of Crisp’s two sons, had authority to represent Crisp’s estate absent any
probate proceedings.
The trial court granted the motion to show authority and ordered Robins to
appear with evidence that Crisp authorized him to file the lawsuit and that “a probate
proceeding of some type has been filed so that any interest in her estate could be
pursued by an heir.” Robins filed a response, expressing that “[a] probate court has
never been involved with Cindy Crisp’s passing or with her estate, and one need not
be.” Robins pointed to Crisp’s October 2013 letter and the retainer agreement signed
by Austen as the source of his authority to pursue the Crisp case.
At the show-authority hearing, Robins disclosed that he had not filed a probate
proceeding because he had no experience in probate court and was trying to save his
clients’ money. The trial court expressed concern that Robins had filed the Crisp
5 case “with a client that was deceased” and without the authority of her heirs. When
the trial court commented that it was “strange” Robins had only recently informed
Noell of Crisp’s death, Robins stated, “Well, we were trying to keep this within the
settlement range because he was almost there.” The trial court stated, “It sounds like
you were being dishonest with the opposing party,” to which Robins responded,
“Dishonest as opposed to saying, ‘Hey, I think my client is dead.’” Before ending
the hearing, the trial court stated to Robins, “[Y]ou were dishonest.” The trial court
ordered Robins to submit briefing on his authority to represent Crisp through Austen
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Opinion issued May 22, 2025
In The
Court of Appeals For The
First District of Texas ———————————— NO. 01-23-00329-CV ——————————— RICHARD ANDERT ROBINS, Appellant V. COMMISSION FOR LAWYER DISCIPLINE, Appellee
On Appeal from the 61st District Court Harris County, Texas Trial Court Case No. 2018-46488
MEMORANDUM OPINION
This appeal is from an attorney-discipline proceeding in which a jury found
that the attorney engaged in professional misconduct. The trial court entered a
judgment disbarring the attorney from practicing law, which the attorney challenges
on several procedural and evidentiary grounds. We affirm. I. Background
The Commission for Lawyer Discipline brought this disciplinary action
alleging that attorney Richard Andert Robins violated multiple provisions of the
Texas Disciplinary Rules of Professional Conduct in connection with his
representation of Cindy Crisp and one of her heirs in a breach-of-contract case (the
“Crisp case”). Robins initially moved to dismiss the Commission’s allegations
under the Texas Citizen’s Participation Act (“TCPA”). See TEX. CIV. PRAC. & REM.
CODE §§ 27.001–.011. The trial court denied his motion, and he took an
interlocutory appeal to this Court. See Robins v. Comm’n for Lawyer Discipline,
No. 01-19-00011-CV, 2020 WL 101921 (Tex. App.—Houston [1st Dist.] Jan. 9,
2020, pet. denied) (mem. op.). This Court affirmed the denial and remanded for
further proceedings on its holding that the Commission had clear and specific
evidence of a prima facie case that Robins had engaged in professional misconduct.
Id. at *8–15. Because the factual allegations in the interlocutory appeal are the same
as in this appeal, see id. at *1–7, we provide an abridged background here.
A. The Crisp case
Cindy Crisp suffered from multiple sclerosis, a condition requiring certain
medical care. To raise money for her care, in July 2012, Crisp sold some of her
personal property to an antiques dealer, John Sauls, for $6,893.21. But the two
checks Sauls sent Crisp as payment bounced.
2 In October 2013, by handwritten letter, Crisp asked Robins to help her recover
“the value of the checks plus interest and attorney/court costs.” She sent Robins a
$350 check to pay the court costs.
Over the next year and a half, Crisp’s health declined, and Robins fell out of
contact with her. In November 2016, Robins filed suit on Crisp’s behalf to collect
payment from Sauls for the bounced checks, even though he doubted whether Crisp
was still alive. The petition stated that Crisp “would diplomatically settle this case
through her legal counsel for $14,338 if no further wrangling is necessary to finally
conclude this unfortunate matter.”
At some point after the suit was filed, Sauls’s attorney, Kurt Noell, sent
Robins a cashier’s check for $6,893.21 made payable to Crisp and dated January 27,
2017. In March 2017, Noell offered to settle the case for $2,500 for loss of use and
attorney’s fees, but Robins rejected the offer without attempting to confer with Crisp.
No settlement having been reached, Noell served written discovery on Robins.
Around this time, Robins reached out to Crisp’s two sons, Austen and
Jonathon (“Jon”) Clinkenbeard, about the case. They told Robins that Crisp had
died in 2015, more than a year before the case was filed. Robins did not take any
immediate action to notify either the trial court or Noell of Crisp’s death.
When the Crisp case was called to trial in April 2017, Robins failed to appear,
and the trial court dismissed the case for want of prosecution. Robins filed “Plaintiff
3 Cindy Crisp’s Verified Motion to Reinstate,” claiming he was unaware of the setting
but failing to mention Crisp’s death, even though he had known of it for more than
one month. The trial court granted the motion and reinstated the case.
After the case was reinstated, Noell tried to schedule a deposition of Crisp and
compel responses to the written discovery he had served on Robins. According to
Noell, Robins discussed scheduling the deposition as if Crisp were still alive, telling
Noell that he would confirm whether Crisp could be available on a Saturday. Robins
otherwise failed to respond to the discovery, and Noell moved for sanctions and set
the motion for a hearing.
Two days before the sanctions hearing, Robins emailed the trial court
administrator to say that Crisp was “reportedly no longer with us” but “her son
want[ed] to fill in.” Robins asked whether the trial court had a “desired protocol for
a suggestion of death of a plaintiff” and warned that he could not respond to Noell’s
discovery requests because Cindy was “reportedly deceased (whether [Noell knew]
it or not).” The email did not mention that Crisp had been dead for years.
The trial court held a hearing and directed Robins to produce proof of Crisp’s
death and postponed the trial for a couple of months. Several events followed.
Robins obtained from Austen a signed retainer agreement, purporting to
authorize Robins to represent Crisp through Austen as the representative of “all
4 [Crisp’s] heirs and remaining creditors.” The retainer agreement did not call for any
fee arrangement and instead provided that Robins’s fees would be paid by Sauls.
Robins also obtained Crisp’s death certificate and emailed it to Noell.
Realizing that Crisp may have been deceased when the lawsuit was filed, Noell
moved for Robins to show authority under Texas Rule of Civil Procedure 12. See
TEX. R. CIV. P. 12 (a party may move to require challenged attorney to appear before
trial court to show authority to act on client’s behalf). The motion questioned
whether Robins had authority to file the lawsuit against Sauls and whether Austen,
as one of Crisp’s two sons, had authority to represent Crisp’s estate absent any
probate proceedings.
The trial court granted the motion to show authority and ordered Robins to
appear with evidence that Crisp authorized him to file the lawsuit and that “a probate
proceeding of some type has been filed so that any interest in her estate could be
pursued by an heir.” Robins filed a response, expressing that “[a] probate court has
never been involved with Cindy Crisp’s passing or with her estate, and one need not
be.” Robins pointed to Crisp’s October 2013 letter and the retainer agreement signed
by Austen as the source of his authority to pursue the Crisp case.
At the show-authority hearing, Robins disclosed that he had not filed a probate
proceeding because he had no experience in probate court and was trying to save his
clients’ money. The trial court expressed concern that Robins had filed the Crisp
5 case “with a client that was deceased” and without the authority of her heirs. When
the trial court commented that it was “strange” Robins had only recently informed
Noell of Crisp’s death, Robins stated, “Well, we were trying to keep this within the
settlement range because he was almost there.” The trial court stated, “It sounds like
you were being dishonest with the opposing party,” to which Robins responded,
“Dishonest as opposed to saying, ‘Hey, I think my client is dead.’” Before ending
the hearing, the trial court stated to Robins, “[Y]ou were dishonest.” The trial court
ordered Robins to submit briefing on his authority to represent Crisp through Austen
and warned it would strike Crisp’s pleadings if Robins failed to do so.
After the hearing, the Clinkenbeard brothers expressed doubts about Robins’s
representation and the Crisp case. As Robins was preparing the supplemental
briefing ordered by the trial court, he asked the Clinkenbeards to sign affidavits
stating that probate of Crisp’s estate was not necessary because Crisp had no debt.
By email, Jon told Robins that neither he nor Austen could sign the affidavits
because Crisp had “debt to the nursing home she was in at the time of her passing
and . . . to medicaid/care.” Jon said that, after hearing “the judge was upset about
possible ‘intentional ambiguity’ around our mother’s death via documentation,” he
and Austen had “no desire to make that subject any murkier.” And in a second email
to Robins, Jon asked to look over the case file and to hear about settlement options.
He stated that he and Austen no longer wanted to pursue the case on Crisp’s behalf
6 because, while their “original motivations” had not changed, their “circumstances”
and “feelings about this case certainly ha[d].”
The relationship between the Clinkenbeards and Robins began to deteriorate.
After a particularly acrimonious phone call in which Robins accused the
Clinkenbeards of sabotaging the Crisp case and told them Crisp had been a burden
to him and the state, Jon memorialized his sentiments in an email to Robins, again
requesting the case file:
I’m very upset by how that call went. Neither Austen or I have ever done anything to impede this trial nor have we claimed we wouldn’t help. We simply can’t sign the affidavits as-is and we’ve stated that we don’t believe we have the time to appear in-person (again).
I don’t think that’s any reason for threats and insinuating that our mother was and is a burden to you and the state.
Hopefully you can still amend the brief and submit it. Additionally, as stated previously, we’d like the case file as soon as possible.
Robins responded that he could not recall “when [he] last witnessed such a display
of solipsistic callousness by two privileged young men,” and he suggested that “any
future correspondence be focused on logistics and my damages mitigation.” He did
not respond to the request for the case file.
Even though the Clinkenbeards had not signed the requested affidavits,
Robins filed a supplemental brief with the trial court arguing that the case could
proceed with Austen as plaintiff. Robins also filed an amended petition in which he
7 alleged that—despite what the Clinkenbeards told him about Crisp’s outstanding
debts—no probate proceedings were necessary for Crisp’s estate.
The Clinkenbeards eventually terminated Robins’s representation and again
demanded the case file. Robins again ignored the file request and instead demanded
that they pay his attorney’s fees and expenses. The trial court ultimately struck
Crisp’s pleadings, awarded Sauls $250 as sanctions, and dismissed the case.
B. The disciplinary action
Austen filed a grievance against Robins. The State Bar classified the
grievance as a “Complaint” because it alleged professional misconduct, and on
Robins’s election, the Commission filed a petition in district court asking that Robins
be reprimanded, suspended, or disbarred. See TEX. RULES DISCIPLINARY P. R. 2.15
(providing that respondent attorney may elect to proceed in district court instead of
having case heard by evidentiary panel appointed by Commission).1
The Commission alleged that Robins had violated Texas Disciplinary Rules
of Professional Conduct 1.15(d) (requiring lawyer to provide client file upon
1 The Texas Rules of Disciplinary Procedure “apply prospectively to all attorney professional disciplinary and disability proceedings commenced on and after the effective date as set forth in the Supreme Court’s order of promulgation.” TEX. RULES DISCIPLINARY P. R. 1.04. Disciplinary proceedings “commenced prior to the effective date of these rules as amended are governed by the Texas Rules of Disciplinary Procedure in effect as of the date of commencement of said disciplinary and disability proceedings.” Id. We apply the March 22, 2016, version of the Texas Rules of Disciplinary Procedure in effect when this disciplinary action commenced.
8 termination of representation),2 3.01 (prohibiting lawyer from filing frivolous cases),
3.02 (prohibiting lawyer from taking position that causes unreasonable increase in
costs or delay), 3.03(a)(2) (prohibiting lawyer from withholding facts from tribunal
necessary to avoid assisting in crime or fraud), and 8.04(a)(3) (prohibiting lawyer
from engaging in dishonest, fraudulent, or deceitful conduct or misrepresentations).
See TEX. DISCIPLINARY RULES OF PROF’L CONDUCT R. 1.15(d) (former version),
3.01–.02, 3.03(a)(2), 8.04(a)(3).
Robins responded,3 and after discovery and the interlocutory TCPA appeal,
the disciplinary case was set for trial. Less than three weeks before the trial setting,
Robins filed his “1st Amended Response, Request for Legal & Equitable Relief &
Special Exceptions.” The pleading asserted several affirmative defenses, including
2 Rule 1.15(d) was redesignated as of October 1, 2024, as Texas Disciplinary Rule of Professional Conduct 1.16(d), without change to the text. See Former TEX. DISCIPLINARY RULES OF PROF’L CONDUCT R. 1.15, adopted by Supreme Court of Texas order of Oct. 17, 1989, eff. Jan. 1, 1990, renumbered as TEX. DISCIPLINARY RULES OF PROF’L CONDUCT R. 1.16 by Supreme Court of Texas order of Aug. 27, 2024, eff. Oct. 1, 2024. We cite to the former version of the rule in effect when this disciplinary action commenced. 3 Robins accused Crisp and her sons of misconduct in his response. He alleged that the Clinkenbeard brothers became uncooperative in the Crisp case because they wanted to protect their inheritance of a lake house from Crisp. He asserted that Crisp had transferred her assets, including the lake house to her sons, to avoid “creditor interests such as Medicaid,” which had “financed” her care at a public nursing home. Robins later asserted a fraudulent-transfer claim against the Clinkenbeards in a separate lawsuit, and in the same lawsuit, the Clinkenbeards counterclaimed for legal malpractice. See Robins v. Clinkenbeard, No. 01-19-00059-CV, 2020 WL 237943, at *1 (Tex. App.—Houston [1st Dist.] Jan. 16, 2020, pet. denied) (mem. op.) 9 a justification defense based on “existing civil procedure code rules and statutory
ones” as well as “Texas jurisprudence and Texas Bar ethics opinion authority.” The
gist of these defenses was that Crisp’s claim survived her death.
The pleading also alleged, for the first time, an affirmative counterclaim for
religious discrimination under the Texas Religious Freedom Restoration Act
(“TRFRA”). See TEX. CIV. PRAC. & REM. CODE §§ 110.001–.012. In written
discovery responses, the Commission had identified as one factual basis for its
claims Robins’s assertion that he was not required to disclose the fact of Crisp’s
death because her family may have wished to pursue cryopreservation, which is a
process that may preserve cells, tissues, and organs by freezing them at extremely
low temperatures. According to Robins, the Commission’s efforts to penalize him
for his position on cryogenics violated his religious freedom as a member of the
Church of Perpetual Life, which included beliefs that each person is “blessed with
one life that has infinite potential through science” and that people “are joined
together through an alliance of potential universal resuscitation.” (Emphasis in
original). Robins asserted that his religious beliefs had caused him to avoid rushing
to declare Crisp dead.4 He also asked for a continuance of the trial setting based on
the new TRFRA counterclaim.
4 Nothing in our record suggests that, in the Crisp case, Robins informed the trial court or opposing counsel that he had not disclosed Crisp’s death because of his religious beliefs regarding cryogenic preservation. 10 The Commission objected to a continuance and moved to strike the newly
pleaded defenses and TRFRA counterclaim. The Commission argued that the
defenses and TRFRA counterclaim should be struck or severed from the disciplinary
action because: (1) they were untimely; (2) the allegations therein contradicted
Robins’s discovery responses and pleadings stating that he failed to disclose the fact
of Crisp’s death because he was uncertain whether she had actually died, not because
of any religious beliefs; (3) the counterclaim did not satisfy the elements of TRFRA;
(4) the judge in a disciplinary action has no authority over separate claims not
provided for in the disciplinary rules; and (5) the amended pleading and continuance
request were intended to delay the trial.
After a hearing, the trial court denied the continuance request, struck several
of Robins’s defenses, and dismissed the TRFRA counterclaim because it had no
“relevance” in the trial of the disciplinary case.
C. The jury verdict and subsequent judgment of disbarment
The discipline case proceeded to a jury trial at which Noell, both Clinkenbeard
brothers, and Robins testified. After the close of evidence, the jury deliberated and
returned findings that Robins had engaged in professional misconduct by:
• failing to take steps to the extent reasonably practicable to surrender the Clickenbeards’ client file, in violation of Rule 1.15(d);
• asserting or controverting an issue in the Crisp case, in the absence of a reasonable belief that the basis for doing so was not frivolous, in violation of Rule 3.01;
11 • taking a position in the Crisp case that unreasonably increased the costs or other burdens of the case or that unreasonably delayed resolution of the matter, in violation of Rule 3.02;
• failing to disclose a fact to the tribunal in the Crisp case, when disclosure was necessary to avoid assisting a criminal or fraudulent act, in violation of Rule 3.03(a)(2); and
• engaging in conduct involving dishonesty, fraud, deceit or misrepresentation, in violation of Rule 8.04(a)(3).
The trial court then held a separate evidentiary hearing to determine what
sanction was appropriate considering the jury’s findings. It ultimately signed a
judgment disbarring Robins and requiring him to remit his law license. The trial
court also ordered Robins to pay the Commission’s attorney’s fees and transmit the
cashier’s check he had been holding to Austen as an ancillary sanction.
At Robins’s request, the trial court issued findings of fact and conclusions of
law. Among other things, the trial court found:
• Robins’s failure to surrender the case file upon request, after termination of the representation, required Austen’s new counsel to defend him in a separate lawsuit without the benefit of the case file, causing delay and increased litigation costs, all to the detriment of his former client.
• When Robins, while representing Austen, asserted or controverted an issue in the Crisp case in the absence of a reasonable belief that the basis for doing so was not frivolous, he took this action to benefit himself and to the detriment of his client.
• When Robins, while representing Austen, took a position that unreasonably increased the costs or other burdens of the Crisp case or unreasonably delayed resolution of the matter, he took this action to benefit himself and to the detriment of his client.
12 • When Robins, while representing Austen, failed to disclose Crisp’s death to the tribunal, considering disclosure was necessary to avoid assisting a criminal or fraudulent act, he did so to protect himself and to the detriment of his client, causing delay and increased costs of litigation.
• Robins’s conduct involving dishonesty, fraud, deceit, or misrepresentation in his representation of Austen continued during the disciplinary action and resulting trial.
• Robins’s conduct during the trial was grossly unprofessional and evidenced a lack of respect for the legal profession.
• Robins’s testimony rationalizing his actions was not credible.
• Robins’s conduct was aggravated by (1) his refusal to acknowledge any wrongdoing on his part, (2) the vulnerable nature of his clients, (3) the way he communicated with his clients with degrading and condescending names and comments, and (4) the seriousness and degree of professional misconduct. Robins requested additional findings of fact and conclusions of law, which
the trial court denied. Robins filed a motion for new trial, which was overruled by
operation of law, in which he complained about several procedural and evidentiary
errors. Among other things, Robins complained that the trial court had abused its
discretion by denying him a continuance of the trial and striking his defenses and
TRFRA counterclaim, that the evidence did not support either the jury’s verdict or
the trial court’s findings and conclusions, that additional jury instructions should
have been given, and that a juror had engaged in misconduct when he was caught
13 talking to an alternate juror about an internet search of “matters directly involving
the case.” This appeal followed.5
II. Dismissal of Counterclaim and Defenses
In his first issue, Robins argues the trial court erred by dismissing his
“defenses and counter-claims pursuant to [TRFRA]” because the Commission does
not have sovereign immunity from “TRFRA scrutiny.”
Robins’s counterclaim alleged a violation of TRFRA, which prohibits a
government agency from “substantially burden[ing] a person’s free exercise of
religion” unless it “demonstrates that the application of the burden to the person:
(1) is in furtherance of a compelling governmental interest; and (2) is the least
restrictive means of furthering that interest.” TEX. CIV. PRAC. & REM. CODE
§ 110.003(a)–(b). A person who successfully establishes a violation may recover
declaratory relief, injunctive relief to prevent future violations, and compensatory
damages not to exceed $10,000, plus attorney’s fees and other expenses incurred in
bringing the action. Id. § 110.005(a)–(b).
In addressing the Commission’s motion to strike, the trial court discussed with
the parties the fact that there is no evidence Crisp had been cryogenically preserved
and was not actually deceased and then expressed this means Robins’s religious
5 Robins requested to transfer this appeal to the Court of Appeals for the Fifteenth District of Texas. The Supreme Court of Texas denied the request. See Misc. Docket No. 24-9104 (Tex. Dec. 13, 2024). 14 belief did not have “relevance to this trial . . . so I’m going to dismiss” the
counterclaim. Robins agreed he did not expect there to be evidence Crisp had been
cryogenically preserved but explained that she might have been, especially because
the Clinkenbeard brothers may not have wanted their father to know her
whereabouts, so based on that possibility and his religious beliefs, he did not disclose
that she had died. The trial court then stated, “I have granted the motion to dismiss
the claim based on TRFRA.”
The Commission asserted in its motion to dismiss that the counterclaim should
be dismissed because of a lack of support for Robins’s belated
religious-discrimination theory, because counterclaims are not authorized under the
disciplinary rules, and because the Commission is immune from the counterclaim.
On appeal, Robins challenges only the immunity ground.
An appellant must attack all independent grounds that fully support a
complained-of ruling. See City of Mont Belvieu v. Enter. Prods. Operating, LP, 222
S.W.3d 515, 519 (Tex. App.—Houston [14th Dist.] 2007, no pet.); Britton v. Tex.
Dep’t of Crim. Just., 95 S.W.3d 676, 681 (Tex. App.—Houston [1st Dist.] 2002, no
pet.). “If an appellant does not, then we must affirm the ruling or judgment.”
Britton, 95 S.W.3d at 681. The rule that an appellant must attack all independent
grounds supporting a ruling is premised on appellate courts’ inability to “alter an
erroneous judgment in favor of an appellant in a civil case who does not challenge
15 that error on appeal.” Id. We must accept the validity of the unchallenged
independent ground, and thus any error as to the challenged ground is harmless. See
Enriquez v. Morsy, No. 01-22-00622-CV, 2023 WL 7311220, at *8 (Tex. App.—
Houston [1st Dist.] Nov. 7, 2023, pet. denied) (mem. op.). Accordingly, because
Robins does not challenge on appeal all the independent grounds for the dismissal
of his counterclaim, we must affirm that dismissal.
We note Robins’s issues complain of the dismissal of his counterclaim “and
defenses.” Reading Robins’s briefing liberally, we find an assertion in his
supplemental letter brief of a defense based on the disciplinary rules being
unconstitutional as applied to him. In support, he cites the Supreme Court of Texas’s
instruction that a “law that imposes penalties must be plain enough to advise persons
affected by it when and under what circumstances their acts and conduct would
breach its terms.” Malouf v. State ex rels. Ellis, 694 S.W.3d 712, 718 (Tex. 2024)
(citation and internal quotations omitted) (requiring, in case involving regulation of
health care workers who participate in federal Medicaid program, strict construction
of penal laws that suffer from uncertainty). While Robins complained generally in
the trial court that ambiguities in the disciplinary rules should be construed against
the Commission, he did not specify below or here which disciplinary rules he
contends are ambiguous or uncertain as applied to him or explain why the rules are
ambiguous or uncertain. See Tex. Workers’ Comp. Comm’n v. Garcia, 893 S.W.2d
16 504, 518 (Tex. 1995) (stating that, in as-applied constitutional challenge, challenger
must show statute in issue is unconstitutional when applied to the challenger because
of challenger’s particular circumstances). Consequently, this argument is waived.
See TEX. R. APP. P. 33.1(a)(1)(A) (requiring timely and specific objection in trial
court to preserve error); TEX. R. APP. P. 38.1(i) (requiring appellant’s brief to
“contain a clear and concise argument for the contentions made, with appropriate
citations to appropriate authorities and to the record”); Ramirez v. Dep’t of Fam. &
Protective Servs., 667 S.W.3d 340, 347–48 (Tex. App.—Houston [1st Dist.] 2022,
no pet.) (constitutional complaints waived due to inadequate briefing).
To the extent Robins complains about other defenses that were erroneously
dismissed or struck, he does not specify those defenses. And so, we must reach the
same conclusion as we did with respect to his TRFRA counterclaim, based on the
same reasoning. That is, the Commission challenged the defenses pleaded in
Robins’s “1st Amended Response, Request for Legal & Equitable Relief & Special
Exceptions” on multiple independent grounds, which Robins has not challenged on
appeal. See Britton, 95 S.W.3d at 680–81.
We accordingly overrule Robins’s first issue.
III. Sufficiency of the Evidence
The Commission alleged—and the jury found—that Robins engaged in
professional misconduct by violating Rules 1.15(b) (requiring lawyer to provide
17 client file upon termination of representation), 3.01 (prohibiting lawyer from filing
frivolous cases), 3.02 (prohibiting lawyer from taking position that causes
unreasonable increase in costs or delay), 3.03(a)(2) (prohibiting lawyer from
withholding facts from tribunal necessary to avoid assisting in crime or fraud), and
8.04(a)(3) (prohibiting lawyer from engaging in dishonest, fraudulent, or deceitful
conduct or misrepresentations). See TEX. DISCIPLINARY RULES OF PROF’L CONDUCT
R. 1.15(d) (former version), 3.01–.02, 3.03(a)(2), 8.04(a)(3).
In his second issue, Robins asserts that “[t]he evidence purportedly against
[him] in this case does not justify findings that the [Commission] has shown that he
violated its (vague and even contradictory) ethics rules.” We presume, under a
liberal reading of Robins’s appellate briefing, that this issue challenges the legal and
factual sufficiency of the evidence to support the jury’s findings of professional
misconduct.6 See Perry v. Cohen, 272 S.W.3d 585, 587 (Tex. 2008) (“Appellate
briefs are to be construed reasonably, yet liberally, so that the right to appellate
review is not lost by waiver.”). Within our sufficiency-of-the-evidence analysis we
also consider, as appropriate and necessary to the disposition of this appeal, Robins’s
arguments that the disciplinary rules were incorrectly applied against him.
6 Nothing in Robins’s brief can be reasonably read as challenging the trial court’s conclusion that disbarment is an appropriate sanction. Hence, we do not address that issue. 18 A. Standard of review
To decide whether the evidence is legally sufficient, we examine the record
for evidence and inferences supporting the jury’s finding and disregard all contrary
evidence and inferences. Hartford Fire Ins. Co. v. C. Springs 300, Ltd., 287 S.W.3d
771, 780 (Tex. App.—Houston [1st Dist.] 2009, pet. denied). A party challenging
the legal sufficiency of an adverse finding on an issue for which he did not have the
burden of proof at trial must show that there is no evidence to support the finding.
Exxon Corp. v. Emerald Oil & Gas Co., 348 S.W.3d 194, 215 (Tex. 2011). We will
sustain a no-evidence challenge if: (1) there is a complete absence of evidence of a
vital fact; (2) the court is barred by rules of law or evidence from giving weight to
the only evidence offered to prove a vital fact; (3) the evidence offered to prove a
vital fact is no more than a mere scintilla; or (4) the evidence conclusively establishes
the opposite of the vital fact. City of Keller v. Wilson, 168 S.W.3d 802, 810 (Tex.
2005). “Less than a scintilla of evidence exists when the evidence is so weak as to
do no more than create a mere surmise or suspicion of a fact.” King Ranch, Inc. v.
Chapman, 118 S.W.3d 742, 751 (Tex. 2003) (internal quotation omitted). “More
than a scintilla of evidence exists when the evidence rises to a level that would enable
reasonable and fair-minded people to differ in their conclusions.” Id. (internal
quotation omitted).
19 To decide whether the evidence is factually sufficient, we consider all the
evidence in the record, both for and against the jury’s finding. See Hartford Fire
Ins. Co., 287 S.W.3d at 781. Evidence is factually insufficient if the jury’s finding
“‘is so contrary to the overwhelming weight of the evidence as to be clearly wrong
and unjust.’” Id. (quoting Cain v. Bain, 709 S.W.2d 175, 176 (Tex. 1986)). As the
factfinder, the jury determines the credibility of the witnesses and the weight to be
given their testimony, decides whether to believe or disbelieve all or any part of the
testimony, and resolves any inconsistencies in the testimony. Ulogo v. Villanueva,
177 S.W.3d 496, 499–500 (Tex. App.—Houston [1st Dist.] 2005, no pet.).
Accordingly, when there is conflicting evidence, we defer to the jury. See id.
To the extent our analysis depends on interpretation of the disciplinary rules,
we note the rules are promulgated by the Supreme Court of Texas as minimum
standards of conduct required of lawyers to avoid disciplinary action. See TEX.
DISCIPLINARY RULES OF PROF’L CONDUCT preamble ⁋ 7. Promulgated rules have
the same force and effect as statutes. Comm’n for Lawyer Discipline v. Hanna, 513
S.W.3d 175, 178 (Tex. App.—Houston [14th Dist.] 2016, no pet.); Love v. State Bar
of Tex., 982 S.W.2d 939, 942 (Tex. App.—Houston [1st Dist.] 1998, no pet.). Thus,
we apply the rules of statutory construction in interpreting the disciplinary rules. See
O’Quinn v. State Bar of Tex., 763 S.W.2d 397, 399 (Tex. 1988) (“[O]ur disciplinary
rules should be treated like statutes.”); Hanna, 513 S.W.3d at 178 (applying statutory
20 construction rules to analysis of the disciplinary rules). When a party challenges the
trial court’s construction of a statute or application of the law, the standard of review
is de novo. Bennett v. Comm’n for Lawyer Discipline, 489 S.W.3d 58, 67–68 (Tex.
App.—Houston [14th Dist.] 2016, no pet.).
B. Burden of proof
To the extent Robins’s briefs can be read as complaining that the trial court
applied the wrong burden of proof, the record refutes the complaint. The Texas
Rules of Disciplinary Procedure explicitly state that disciplinary cases are civil in
nature and require the Commission to prove its allegations by a preponderance of
the evidence. See TEX. RULES DISCIPLINARY P. R. 3.08C; see also State Bar of Tex.
v. Evans, 774 S.W.2d 656, 657 n.1 (Tex. 1989) (disapproving of court of appeals’
statements that disciplinary actions are “quasi-criminal in nature” because “[c]lear
Texas authority is that disciplinary actions are civil in nature”); Hamlett v. Comm’n
for Lawyer Discipline, 538 S.W.3d 179, 181 (Tex. App.—Amarillo 2017, no pet.)
(confirming application of the preponderance-of-the-evidence standard in
disciplinary actions). Once Robins elected to have the disciplinary case heard by a
district court, the Commission was obliged to prove its case against him by a
preponderance of the evidence. See TEX. RULES DISCIPLINARY P. R. 3.08C.
The jury charge instructed that a “yes” answer as to any act of professional
misconduct must be based on a preponderance of the evidence, which was correctly
21 defined as “the greater weight of credible evidence presented in this case.” See Murff
v. Pass, 249 S.W.3d 407, 411 n.1 (Tex. 2008) (noting that preponderance-of-the-
evidence standard requires “the greater weight of the credible evidence” (internal
quotation omitted)); Comm’n for Lawyer Discipline v. Rosales, 577 S.W.3d 305,
317 n.3 (Tex. App.—Austin 2019, pet. denied) (“A preponderance of the evidence
is that quantum of evidence allowing a determination that is more likely true than
not.”). The trial court thus applied the correct burden of proof. See TEX. RULES
DISCIPLINARY P. R. 3.08C.
C. Refusing to turn over client file under former Rule 1.15(d)
The court’s charge asked the jury to decide whether, “upon termination of
representation,” Robins “failed to take steps to the extent reasonably practicable to
surrender papers and property to which Austen Clinkenbeard and/or Jon
Clinkenbeard were entitled.” The court’s charge instructed that, for the purpose of
this question,
[T[he documents, papers, and other information received from a client or received or generated in the course of representing the client are the property of the client. The lawyer may retain papers relating to the client to the extent permitted by other law only if such retention will not prejudice the client in the subject matter of the representation. The jury answered affirmatively, thereby finding a violation of former Rule 1.15(d).
See TEX. DISCIPLINARY RULES PROF’L CONDUCT R. 1.15(d) (former version) (“Upon
termination of representation, a lawyer shall take steps to the extent reasonably
22 practicable to protect a client’s interests, such as . . . surrendering papers and
property to which the client is entitled . . . .”).
The record shows that the Clinkenbeard brothers made several requests of
Robins to turn over their case file. Without disputing the fact of these requests,
Robins makes multiple arguments to avoid application of Rule 1.15(d), none of
which are availing and many of which were previously rejected in the interlocutory
TCPA appeal. See Robins, 2020 WL 101921, at *13–14.
For instance, Robins says the purpose of this rule is “not to empower
disputants in a contract dispute to try to predatorily discredit and otherwise harm a
lawyer who asserts his or her rights in a dispute.” That assertion overlooks the
charge instruction quoted above, which makes clear the documents, papers, and
information received or generated by a lawyer during a case belong to the client. 7
See TEX. DISCIPLINARY RULES PROF’L CONDUCT R. 1.15(d) (former version); see
also In re McCann, 422 S.W.3d 701, 704 (Tex. Crim. App. 2013) (orig. proceeding)
7 We note the list of issues presented in Robins’s brief includes a sub-issue complaining that “the visiting trial judge erroneously excluded all of [his] proposed & written jury instructions & charges.” But nowhere in his brief does Robins identify which instructions the trial court should have included in its charge or how error was preserved as to the requested instructions. Consequently, to the extent Robins intended to raise jury-charge error, he has forfeited it. See TEX. R. APP. P. 38.1(i); Ross v. St. Luke’s Episcopal Hosp., 462 S.W.3d 496, 500 (Tex. 2015) (“Failure to provide citations or argument and analysis as to an appellate issue may waive it.”); see also Osterberg v. Peca, 12 S.W.3d 31, 55 (Tex. 2000) (holding, when no objection is made to jury charge, sufficiency of evidence is measured against charge given by court rather than some other unidentified law). 23 (“To whom does a client’s file belong? The client’s file belongs to the client.”); In
re George, 28 S.W.3d 511, 516 (Tex. 2000) (orig. proceeding) (“The attorney is the
agent of the client, and the work product generated by the attorney in representing
the client belongs to the client.”).
Robins also argues that Rule 1.15(d) applies only to cases that are being turned
over to another attorney for further litigation, as opposed to Crisp’s case, which
Robins claims the Clinkenbeard brothers “wanted to terminate . . . as they did not
welcome scrutiny of their inheritance (a lake house) from their mother, Cindy Crisp,
who nevertheless left taxpayers with Medicaid-financed nursing home bills.” We
did not address the merits of this argument in Robins’s interlocutory TCPA appeal
because he offered “no authority or legal analysis for his assertion other than that it
is ‘self-evident.’” Robins, 2020 WL 101921, at *14. Robins’s brief in this appeal
retains the same dearth of authority or analysis, so we again do not address the merits
of this argument. See TEX. R. APP. P. 38.1(i).
Robins’s next argument—that the Clinkenbeard brothers were not specific
enough about which documents they sought when they requested the file—rests on
inapplicable authority. Specifically, he cites Texas Rule of Appellate Procedure
34.5(b)(2), which addresses requests for items to be included in the appellate record.
See TEX. R. APP. P. 34.5(b)(2). As we stated in the interlocutory TCPA appeal, this
rule is “clearly inapplicable here.” Robins, 2020 WL 101921, at *14. Further, as
24 Jon testified, the Clinkenbeard brothers did not know what to request because they
did not know what was in the case file. And while Robins asserted that he had turned
over everything to the Clinkenbeard brothers either “satisfactorily through e-mails”
or when he asked Austen to print “copious exhibits” before a hearing, the jury was
free to disbelieve his assertions, especially because it was undisputed that Robins
never turned over to Austen the $6,893.21 cashier’s check made payable to Crisp
and dated January 27, 2017, instead maintaining possession of the check until the
time of trial in this disciplinary matter. See Ulogo, 177 S.W.3d at 499–500. It is
also notable that when Austen sent Robins the email terminating his representation
and once again demanding the file, Robins’s response email did not address the
repeated requests for the file, but instead expressed surprise at Austen’s email by
asking whether it was sent by a hacker, notwithstanding the fact that Austen had
previously expressed disappointment in Robins’s representation.
Finally, Robins reasserts that he was not required to turn over the case file
because he asserted a lien over it. See TEX. DISCIPLINARY RULES PROF’L CONDUCT
R. 1.15(d) (former version); see also TEX. COMM. ON PROF’L ETHICS, Op. 610, 74
TEX. B.J. 857, 858 (2011) (“[A] lawyer has a right to claim a possessory lien against
a client’s property, money, and papers for the payment of amounts due the lawyer
for services and expenses.”). As we noted in the interlocutory TCPA appeal,
retention of a client’s file is permitted only if allowed by law and doing so will not
25 prejudice the client in the subject matter of the representation. See Robins, 2020 WL
101921, at *14; see also TEX. COMM. ON PROF’L ETHICS, Op. 610, 74 TEX. B.J. at
858 (“[T]his lien on a client’s documents is subject to the important limitation set
forth in Rule 1.15(d) . . . that a lawyer ‘may retain papers relating to the client to the
extent permitted by other law only if such retention will not prejudice the client in
the subject matter of the representation.’”).
In their emails to Robins, the Clinkenbeard brothers repeatedly expressed their
concern over his representation in the Crisp case, and thus they were prejudiced by
not being able to review the file to assess whether they wanted to continue with
Robins’s representation or shift the representation to a different lawyer. Austen
specifically testified he wanted to see the file “to potentially at that time discuss with
my brother, you know, seeking new counsel if we did decide we wanted to pursue
this matter further or, you know, try to find some sort of understanding of what was
actually going on.”
Furthermore, liens against a client’s file are for “payment of amounts due the
lawyer for services and expenses.” Robins, 2020 WL 101921, at *14 (quotation
omitted). The Commission presented evidence—including the retainer agreement
signed by Austen and statements in the emails between Robins and the Clinkenbeard
brothers—that Robins agreed his fees would be paid by Sauls, and not by the
26 Clinkenbeard brothers. Accordingly, Robins had no basis to assert an attorney’s fees
lien on the client file.
On this record, we cannot conclude there was “no evidence” to support the
jury’s finding that Robins “failed to take steps to the extent reasonably practicable
to surrender papers and property to which Austen Clinkenbeard and/or Jon
Clinkenbeard were entitled.” See Exxon Corp., 348 S.W.3d at 215. Nor can we
conclude that the jury’s finding was “clearly wrong and manifestly unjust.” See
Hartford Fire Ins. Co., 287 S.W.3d at 781. Thus, we hold the jury’s finding of a
Rule 1.15(d) violation is supported by legally and factually sufficient evidence.
D. Continuing to litigate a suit without a basis for doing so under Rule 3.01
The court’s charge asked the jury to decide whether, while representing the
Clinkenbeard brothers or Crisp in the Crisp case, Robins “asserted or controverted
an issue in that proceeding in the absence of a reasonable belief that the basis for
doing so was not frivolous.” The court’s charge instructed that, for the purpose of
this question, “a filing or contention is frivolous if it is groundless, filed in bad faith,
filed for an improper purpose or for harassment.” It did not define a “reasonable
belief.” But the terminology section of the disciplinary rules provides that a
“reasonable belief,” when used in reference to a lawyer, “denotes that the lawyer
believes the matter in question and that the circumstances are such that the belief is
reasonable.” TEX. DISCIPLINARY RULES OF PROF’L CONDUCT terminology. The jury
27 answered the question affirmatively, thereby finding a violation of Rule 3.01. See
TEX. DISCIPLINARY RULES PROF’L CONDUCT R. 3.01 (“A lawyer shall not bring or
defend a proceeding, or assert or controvert an issue therein, unless the lawyer
reasonably believes that there is a basis for doing so that is not frivolous.”).
In Robins’s interlocutory TCPA appeal, we recognized several important
legal principles that apply equally in our review of the final judgment of disbarment.
First, “that a deceased person does not have actual or legal existence and therefore
cannot bring suit.” Robins, 2020 WL 101921, at *9. Second, that in “cases where a
plaintiff dies after having filed suit, claims that survive her death belong to her heirs,
subject to the administration of her estate.” Id. And third, that while the deceased
plaintiff’s estate itself “cannot pursue such claims, it may do so through a
representative.” Id.; see also Austin Nursing Ctr., Inc. v. Lovato, 171 S.W.3d 845,
850 (Tex. 2005) (“Certain individuals are afforded the capacity to bring a claim on
an estate’s behalf. In general, only the estate’s personal representative has the
capacity to bring a survival claim.”).
Even assuming Robins reasonably believed that it was not frivolous to file suit
on Crisp’s behalf absent certainty about her death, there was evidence from which a
jury could find that a reasonably prudent lawyer would not believe there was a non-
frivolous basis for continuing to litigate the Crisp case as Robins did after confirming
Crisp’s death. For instance, it is undisputed that by March 2017, the Clinkenbeard
28 brothers had informed Robins of Crisp’s death, yet Robins continued to prosecute
the suit as if she were still alive, including by moving to reinstate the case after it
was dismissed for want of prosecution and discussing her availability for a
deposition without mentioning her death. Noell testified that, in his thirty-nine years
of practicing law, he had never encountered a case in which counsel handled a
plaintiff’s death as Robins did.
Although Robins eventually sought to substitute Austen as Crisp’s
representative, it was necessary to plead and prove that no estate administration was
pending or necessary. See Shepherd v. Ledford, 962 S.W.2d 28, 31–32 (Tex. 1998)
(holding that heirs at law can maintain survival suits if they “allege and prove that
there is no administration pending and none necessary”). Robins’s correspondence
with the Clinkenbeard brothers and pleadings demonstrate his understanding of this
requirement. When the Clinkenbeard brothers refused to sign affidavits that Crisp
had no debts, they denied Robins the necessary proof that probate was not required.
Yet Robins still filed a brief affirmatively stating that because Crisp had no debts,
the case could proceed with Austen as plaintiff. He also amended the petition to add
Austen as a plaintiff and allege that no probate proceedings were necessary,
notwithstanding that Crisp had debt.
Based on these and other examples in the record, we cannot conclude there
was “no evidence” to support the jury’s finding that Robins “asserted or controverted
29 an issue in [the Crisp case] in the absence of a reasonable belief that the basis for
doing so was not frivolous.” See Exxon Corp., 348 S.W.3d at 215. Nor can we
conclude the jury’s finding was “clearly wrong and manifestly unjust.” See Hartford
Fire Ins. Co., 287 S.W.3d at 781. Thus, we hold the jury’s finding of a Rule 3.01
violation is supported by legally and factually sufficient evidence.
E. Causing unreasonable delay and costs under Rule 3.02
The court’s charge asked the jury to decide whether, while representing the
Clinkenbeard brothers or Crisp in the Crisp case, Robins “took a position that
unreasonably increased the costs or other burdens of the case or that unreasonably
delayed resolution of the matter.” The jury again answered affirmatively, thereby
finding a violation of Rule 3.02. See TEX. DISCIPLINARY RULES PROF’L CONDUCT
R. 3.02 (“In the course of litigation, a lawyer shall not take a position that
unreasonably increases the costs or other burdens of the case or that unreasonably
delays resolution of the matter.”).
The evidence supports the jury’s finding. As stated above, although the
Clinkenbeard brothers informed Robins of Crisp’s death in March 2017, Robins did
not alert the court or opposing counsel of this fact for three months (and just two
days before the hearing scheduled on a motion to sanction Robins for failing to
respond to discovery). The record includes evidence that Robins’s decision to
withhold his knowledge of Crisp’s death caused his opposing counsel, Noell, to have
30 to file additional motions and briefing and caused the court to have to hold a hearing
to determine whether Robins was authorized to continue prosecuting the suit against
Sauls on Crisp’s behalf. The issues related to Robins’s authority to prosecute Crisp’s
case, or lack thereof, took about four months to resolve and required more than one
hearing. Noell testified that he had never had a case involving a small amount-in-
controversy take so long to resolve.
The evidence also included exhibits and testimony from which the jury could
infer that Noell performed work on Sauls’s behalf that he might have performed
differently or not at all had he known Crisp was deceased, such as engaging in
settlement negotiations that Crisp could not participate in, drafting and sending
discovery requests that Crisp could not answer, and attempting to arrange a
deposition Crisp could not attend.
Robins seems to suggest that his decision to withhold the fact of Crisp’s death
from the trial court and opposing counsel was not unreasonable for two reasons:
(1) he was entitled to pursue the claim and fees for that pursuit under the authority
of Crisp’s initial letter and the subsequent retainer agreement with Austen; and
(2) Noell never offered on behalf of Sauls to pay Robins’s fees. But the jury, as the
factfinder, could have found that such explanations for waiting three months to alert
opposing counsel and the court of his client’s death were not reasonable. See Ulogo,
177 S.W.3d at 499–500.
31 Robins also suggests that this finding cannot stand based on the rule’s
comment that “[a] lawyer’s obligations [thereunder] are substantially fulfilled by
complying with Rules 3.01, 3.03, and 3.04 as supplemented by applicable rules of
practice or procedure.” TEX. DISCIPLINARY RULES PROF’L CONDUCT R. 3.02 cmt. 2.
For reasons explained elsewhere in this memorandum opinion, we have concluded
there is legally and factually sufficient evidence that Robins did not comply with
either Rule 3.01 or Rule 3.03. And Rule 3.04—which generally prohibits a lawyer
from falsifying, destroying, or concealing evidence; unlawfully paying a witness for
their testimony; degrading a witness; or employing obstructive measures during
discovery—was not at issue here.
On this record, we cannot conclude there was “no evidence” to support the
jury’s finding that Robins “took a position that unreasonably increased the costs or
other burdens of the case or that unreasonably delayed resolution of the matter.” See
Exxon Corp., 348 S.W.3d at 215. Nor can we conclude the jury’s finding was
“clearly wrong and manifestly unjust.” See Hartford Fire Ins. Co., 287 S.W.3d at
781. Thus, we hold the jury’s finding of a Rule 3.02 violation is supported by legally
and factually sufficient evidence.
F. Engaging in fraudulent conduct under Rule 3.03(a)(2) Rule 3.03—entitled “Candor Toward the Tribunal”—prohibits a lawyer from
knowingly “fail[ing] to disclose a fact to a tribunal when disclosure is necessary to
32 avoid assisting a criminal or fraudulent act.” TEX. DISCIPLINARY RULES PROF’L
CONDUCT R. 3.03(a)(2). Relevant to this rule, the jury was asked to decide whether,
while representing the Clinkenbeard brothers or Crisp in the Crisp case, Robins
“failed to disclose a fact to a tribunal when disclosure was necessary to avoid
assisting a criminal or fraudulent act.” The trial court instructed the jury that “an act
is ‘fraudulent’ if it has a purpose to deceive and not merely negligent
misrepresentation or failure to apprise another of relevant information.” The jury
answered affirmatively.
The record contains evidence from which the jury could reasonably find a
violation of this standard. After finally disclosing Crisp’s death to the trial court,
Robins represented in court filings that Crisp did not have any debt requiring probate
of her estate and failed to disclose that Crisp had debt to her nursing home and to
“medicaid/care,” as represented to him in writing by Jon. The jury reasonably could
conclude this action was more than a negligent misrepresentation or failure to
apprise the court of relevant information and instead evidenced a purpose to deceive.
That is, there was evidence that Robins failed to disclose that Crisp was
deceased and that she had outstanding debts to deceive for the purpose of keeping
litigation going for his own financial gain. For instance, an email to the
Clinkenbeard brothers shows that Robins’s decision was motivated by his desire to
avoid discovery sanctions by having the brothers sign a retainer agreement and then
33 updating the discovery he had been unable to answer since he did not have a living
client. When the trial court asked Robins about his failure to disclose Crisp’s death,
he stated that he did not want to derail the parties’ negotiations, which he believed
were close to resulting in a settlement, something the trial court found to be
dishonest.
On this record, we cannot conclude there was “no evidence” to support the
jury’s finding that Robins “failed to disclose a fact to a tribunal when disclosure was
necessary to avoid assisting a criminal or fraudulent act.” See Exxon Corp., 348
S.W.3d at 215. Nor can we conclude the jury’s finding was “clearly wrong and
manifestly unjust.” See Hartford Fire Ins. Co., 287 S.W.3d at 781. Thus, we hold
the jury’s finding of a Rule 3.03(a)(2) violation is supported by legally and factually
sufficient evidence.
G. Engaging in fraudulent and dishonest conduct under Rule 8.04(a)(3) Rule 8.04 is found in the section of the disciplinary rules for maintaining the
integrity of the legal profession. See TEX. DISCIPLINARY RULES PROF’L CONDUCT
R. 8.01–.05. It provides that a lawyer “shall not . . . engage in conduct involving
dishonesty, fraud, deceit or misrepresentation.” See TEX. DISCIPLINARY RULES
PROF’L CONDUCT R. 8.04(a)(3). Relevant to this rule, the jury was asked to decide
whether Robins “engaged in conduct involving dishonesty, fraud, deceit or
misrepresentation in connection with the matter in this disciplinary action.” The trial
34 court instructed the jury that “dishonest” means a “lack of honesty, probity, or
integrity in principle” and “lack of straightforwardness.” The trial court further
instructed the jury that a “yes” answer to any of the preceding forms of misconduct
results in “yes” answer to this question, an instruction Robins does not challenge on
appeal. The jury again answered affirmatively.
Robins cites a recent decision from the Supreme Court of Texas as support for
his contention that Rule 8.04(a)(3) should not be applied to him. See Webster v.
Comm’n for Lawyer Discipline, 704 S.W.3d 478 (Tex. 2024). He asserts that the
Supreme Court in Webster “described the anti-misrepresentation rule that the Texas
Bar used to try to disbar [an assistant attorney general] (just as it did with Appellant
Robins) as ‘unbounded’ ‘vague’ and ‘eschewing any limiting principle.’” But
Robins’s assertion must be considered in the specific context of the Webster
decision.
The issue in Webster was whether sovereign immunity or the
separation-of-powers doctrine protects government lawyers from disciplinary action
arising from alleged misrepresentations made to a court. The Commission sought
to discipline the first assistant attorney general for filing an original action on behalf
of Texas in the Supreme Court of the United States concerning the conduct of the
2020 presidential election. Id. at 483. The Commission alleged that statements the
first assistant made in the initial pleading about illegal votes being cast in the election
35 and concerns of unconstitutional conduct by states violated Rule 8.04(a)(3) because
they were not “supported by any charge, indictment, judicial finding, and/or credible
or admissible evidence.” Id. at 486. On the first assistant’s plea to the jurisdiction,
the district court dismissed the case on the ground that exercising jurisdiction over
the Commission’s lawsuit would violate the separation-of-powers doctrine, and the
Supreme Court of Texas agreed. Id. at 483.
The Court noted, “What makes this case different from ordinary
litigation . . . is its constitutional dimension. By second-guessing the contents of
initial pleadings filed on behalf of the State of Texas, under the attorney general’s
authority, the commission has intruded into terrain that this Court’s precedent has
described as belonging to the attorney general.” Id. at 484. In that context, the Court
criticized the Commission’s interpretation of Rule 8.04(a)(3):
The theory of the commission’s case against the first assistant is that he is liable for having “engage[d] in conduct involving dishonesty, fraud, deceit or misrepresentation,” because his six alleged misrepresentations were not “supported by any charge, indictment, judicial finding and/or credible or admissible evidence.” Eschewing any limiting principle, the commission commits to a reading of Rule 8.04(a)(3) that it says is “broa[d] in scope” and that denotes “a lack of honesty, probity, or integrity in principle” as well as a “lack of straightforwardness.”
Id. at 498–99 (internal citation omitted). The Court described the Commission’s
reading as “unbounded” and belying the Commission’s suggestion that it was
“simply attempting to hold the first assistant to the same standards of professional
conduct.” Id. at 499. The Court found the “deployment of Rule 8.04(a)(3) at the
36 pleadings stage” against an executive-branch attorney “particularly problematic”
because it created constitutional friction. See id. The Court expressed doubt that it
would be “permissible to scrutinize initial pleadings even in purely private
litigation,” but it did not resolve that question. Id. (emphasis in original).
Webster is distinguishable for a few reasons. First, of course, the separation-
of-powers doctrine is not implicated here because Robins, unlike the first assistant,
is not a government attorney. Additionally, while we are cognizant of the Court’s
doubt about Rule 8.04(a)(3)’s use for initial pleadings, the Commission’s allegations
and proof here involved much more than that. Robins admitted that he had been
unable to reach Crisp and that he was not certain she was alive when he filed suit on
her behalf. But even after learning of Crisp’s death, Robins proceeded as though he
still had a living client. Robins represented to Noell that Crisp was alive when he
declined a settlement offer on her behalf.8 And he discussed possible dates for
Crisp’s deposition with Noell as if Crisp was alive. When he finally informed the
trial court of Crisp’s death three months later, it was just two days before a hearing
scheduled on Noell’s motion for discovery sanctions. Additionally, as described
above, a jury reasonably could conclude from the evidence at trial that Robins
8 A lawyer has an ethical obligation to abide by his client’s decision whether to accept a settlement offer. See TEX. DISCIPLINARY RULES PROF’L CONDUCT 1.02(a)(2) (subject to certain exceptions, lawyer must abide by client’s decision “whether to accept an offer of settlement of a matter”). 37 consciously perverted the truth by withholding the fact of Crisp’s death and the need
for probate of her estate in order to continue the litigation for his own gain.
Under the unique circumstances of this case, we cannot conclude there was
“no evidence” to support the jury’s finding that Robins “engaged in conduct
involving dishonesty, fraud, deceit or misrepresentation in connection with the
matter in this disciplinary action.” See Exxon Corp., 348 S.W.3d at 215. Nor can
we conclude the jury’s finding was “clearly wrong and manifestly unjust.” See
Hartford Fire Ins. Co., 287 S.W.3d at 781. Thus, we hold the jury’s finding of a
Rule 8.04(a)(3) violation is supported by legally and factually sufficient evidence.
For all the reasons above, we overrule Robins’s second issue challenging the
legal and factual sufficiency of the evidence that he violated Rules 1.15(d), 3.01,
3.02, 3.03(a)(2), and 8.04(a)(3). See TEX. DISCIPLINARY RULES PROF’L CONDUCT R.
1.15(d) (former version), 3.01–.03(a)(2), 8.04(a)(3).
IV. Juror Misconduct
Robins’s appellate brief contains a third issue complaining that “[j]uror
misconduct unfortunately plagued the jury from start to finish.” But the issue is
wholly unaddressed in the argument section of Robins’s brief. See TEX. R. APP. P.
38.1(i). That is, beyond general framing in his statements of the issues presented,
Robins has not made any argument regarding juror misconduct or cited any authority
or the record to support the issue. See Ross v. St. Luke’s Episcopal Hosp., 462
38 S.W.3d 496, 500 (Tex. 2015) (“Failure to provide citations or argument and analysis
as to an appellate issue may waive it.”); Guimaraes v. Brann, 562 S.W.3d 521, 538
(Tex. App.—Houston [1st Dist.] 2018, pet. denied) (failure to cite legal authority or
provide substantive analysis of the legal issue presented results in waiver of the
compliant). We strive to reach the merits of an issue whenever reasonably possible,
see Weeks Marine, Inc. v. Garza, 371 S.W.3d 157, 162 (Tex. 2012), but Robins’s
third issue presents nothing for our review.
Even if we presume, as the Commission has in its responsive briefing, that
Robins’s jury-misconduct issue relates to the point in his motion for new trial about
a juror attempting to research him on the internet, the record does not show an abuse
of the trial court’s discretion. See Holland v. Lovelace, 352 S.W.3d 777, 783 (Tex.
App.—Dallas 2011, pet. denied) (courts “review a trial court’s denial of a motion
for new trial based on jury misconduct under an abuse of discretion standard”).
To obtain a new trial on the ground of jury misconduct, Robins must establish
that the misconduct (1) occurred, (2) was material, and (3) probably caused injury.
See TEX. R. CIV. P. 327(a); Golden Eagle Archery, Inc. v. Jackson, 24 S.W.3d 362,
372 (Tex. 2000). To show probable injury, there must be some indication in the
record that the alleged misconduct most likely caused a juror to vote differently than
he would have done otherwise on one or more issues vital to the judgment. Pharo
v. Chambers Cnty., 922 S.W.2d 945, 950 (Tex. 1996). “There is no probable injury
39 when the jury probably would have rendered the same verdict even if the misconduct
had not occurred.” Holland, 352 S.W.3d at 783. If we conclude that there is no
injury, we need not determine whether the alleged misconduct was material because
the absence of harm is fatal to the inquiry. Id.
Before closing arguments, the trial court informed the parties that “one of the
jurors had mentioned that another juror had done some research” on Robins the night
before. The trial court examined the juror on the record about what he “did and what
[he] learned.” The juror answered that he did a “Google search,” “looked for five
minutes and gave up,” and did not find anything about Robins. He confirmed that
there was “nothing [he] learned outside of the evidence” presented in court and that
he could still base his decision “only on the evidence.” After the juror testified, the
trial court asked the parties whether they had “any other issues with regard to that,”
and nobody made any objections. Nothing in this exchange or elsewhere in the
record shows that the juror’s internet research had any influence on the jury or most
likely caused him or any other juror to vote differently than they would have voted
otherwise on an issue vital to the judgment. See id. Consequently, we cannot
conclude that Robins satisfied his burden to prove that he was injured by the claimed
misconduct because the record does not establish that the verdict would have been
different had the misconduct not occurred. See id.; see also Sharpless v. Sim, 209
S.W.3d 825, 828 (Tex. App.—Dallas 2006, pet. denied) (“Because there is nothing
40 to establish that the verdict would have been any different had the misconduct not
occurred, there is no probable injury.”).
We overrule Robins’s third issue.
V. Alleged “Cumulative” Defenses
The statement of issues in Robins’s brief includes a fourth issue asserting a
“cumulative defense against [the Commission] in light of the various improprieties
involved including the 5th Circuit’s McDonald v. Longley[, 4 F.4th 229 (5th Cir.
2021),] ruling against the Texas Bar in 2021.” Although Robins’s complaints under
McDonald are stated as an issue presented, there is no corresponding argument
section in the brief. See TEX. R. APP. P. 38.1(i). Instead, Robins’s references to
McDonald fall under the section alleging the Commission is liable under TRFRA
for religious discrimination. There, Robins offers the McDonald case as support for
his assertion that “jurisprudence increasingly calls into question the Texas Bar’s
ability to withstand constitutional scrutiny.”
Assuming without deciding that Robins preserved this issue, we fail to see
McDonald’s relevance or applicability here. In McDonald, three Texas lawyers sued
the state bar claiming that it was engaged in “political and ideological activities that
[were] not germane to its interests in regulating the legal profession and improving
the quality of legal services,” and therefore, compelling them to join the bar and
subsidize those activities violated their First Amendment rights of free speech and
41 association. See id. at 237, 241. The plaintiffs also challenged bar programs that
they claimed exceeded the bar’s “core regulatory functions.” Id. at 241. The Fifth
Circuit upheld the majority of the challenged bar programs and activities but found
certain legislative efforts were not germane to the bar’s purposes of regulating the
legal profession or improving the quality of legal services available to Texans. Id.
at 248–52. Therefore, the bar’s use of mandatory dues for those efforts violated the
plaintiff’s speech and association rights. Id. at 252. The court also concluded that
the bar’s procedures were not sufficient to allow members to challenge activities
they believe to be nongermane. Id. at 253–54.
McDonald is distinguishable from this disciplinary action. The Commission’s
efforts to prosecute violations of the disciplinary rules are not the type of
nongermane, “political or ideological” activity that failed constitutional scrutiny in
McDonald. Rather, the Commission’s disciplinary action is germane to the bar’s
purpose of “regulating the legal profession” and “improving the quality of legal
services.” Id. at 247 (quoting Keller v. State Bar of Ca., 496 U.S. 1, 13 (1990)); see
also TEX. GOV’T CODE § 81.071 (“Each attorney admitted to practice in this
state . . . is subject to the disciplinary and disability jurisdiction of the supreme court
and the Commission for Lawyer Discipline, a committee of the state bar.”); Webster,
704 S.W.3d at 489 (recognizing state bar serves as “an aid to the judicial
department’s powers under the [Texas] [C]onstitution to regulate the practice of
42 law” (internal quotation omitted)). McDonald thus does not apply, and we overrule
Robins’s fourth issue.
VI. Conclusion
We affirm the trial court’s judgment. All pending motions are dismissed as
moot.9
Andrew Johnson Justice
Panel consists of Justices Rivas-Molloy, Johnson, and Dokupil.
9 On the day this appeal was submitted on the briefs, Robins moved to amend his brief. The Court granted Robins permission to file a five-page supplemental letter brief addressing new authority he identified but otherwise denied his motion. Robins’s pending motion for rehearing of that decision is denied. We note Robins obtained six extensions of time to file his appellant’s brief and two extensions of time to file a reply brief, which he ultimately did not file. 43
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Richard Robins v. Commission for Lawyer Discipline, Counsel Stack Legal Research, https://law.counselstack.com/opinion/richard-robins-v-commission-for-lawyer-discipline-texapp-2025.