Richard Grout as Trustee of the Helen Schardein 2018 Revocable Trust v. Dan R. Sickels

CourtSupreme Court of Iowa
DecidedJanuary 27, 2023
Docket21-0556
StatusPublished

This text of Richard Grout as Trustee of the Helen Schardein 2018 Revocable Trust v. Dan R. Sickels (Richard Grout as Trustee of the Helen Schardein 2018 Revocable Trust v. Dan R. Sickels) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Richard Grout as Trustee of the Helen Schardein 2018 Revocable Trust v. Dan R. Sickels, (iowa 2023).

Opinion

IN THE SUPREME COURT OF IOWA

No. 21–0556

Submitted December 14, 2022—Filed January 27, 2023

RICHARD GROUT as Trustee of the HELEN SCHARDEIN 2018 REVOCABLE TRUST,

Appellee,

vs.

DAN R. SICKELS,

Appellant.

On review from the Iowa Court of Appeals.

Appeal from the Iowa District Court for Ringgold County,

Michael Jacobsen, Judge.

A former cotenant of real property seeks further review of a court appeals

decision affirming a district court order awarding the entire net proceeds from

the sale of that property to the other former cotenant. DECISION OF COURT OF

APPEALS AND DISTRICT COURT JUDGMENT AFFIRMED IN PART,

REVERSED IN PART, AND REMANDED.

Mansfield, J., delivered the opinion of the court, in which all participating

justices joined. May, J., took no part in the consideration or decision of this case.

David J. Hellstern (argued) and J. Mason Bump (until withdrawal) of

Sullivan & Ward, P.C., West Des Moines, for appellant. 2

Douglas D. Daggett (argued) of Douglas D. Daggett, P.C., Creston, for

appellee. 3

MANSFIELD, Justice.

I. Introduction.

“The property by what it is should go, not by the title.” William

Shakespeare, All’s Well That Ends Well act II, sc. 3, l. 140–41. Today’s case tests

that proposition. It is a case about one form of property ownership, a joint

tenancy with right of survivorship. In the spring of 2014, a woman in her nineties

purchased a lakeside lot and put it in joint tenancy with a man who was

providing various services for her. This woman, notably, had devoted her career

to real estate. Four and a half years later, in the fall of 2018, the woman suffered

a serious stroke. Her nephew thereupon assisted her in creating a revocable

trust. She transferred all her real and personal property, including her interest

in the lot, into the revocable trust.

About five months later, in the spring of 2019, the woman died. The

lakeside lot was sold, and disputes have arisen between the trust and the man

who had provided services as to how the sale proceeds should be divided.

The man contends that he is entitled to all of the sale proceeds because

the joint tenancy continued until the woman’s death and he is her survivor. The

trust counters that the joint tenancy was severed when the woman transferred

her interest in the lot to the trust. The trust further contends that it is entitled

to all of the proceeds, not merely half, because the woman put in the funds to

purchase the lot and paid certain expenses on it. The man responds that even if

he is not entitled to all the proceeds because the joint tenancy was severed, he 4

should receive half of them. Following a one-day trial, the district court awarded

all the sale proceeds to the trust, and the court of appeals later affirmed.

On further review, we find that no Shakespearean dilemma has arisen

here. Two separate documented transactions occurred—in 2014 and 2018—and

we conclude that full effect should be given to both of them. There is no need to

choose between “what it is” and “the title.”

Giving the man all the proceeds from the sale of the lot—as if he continued

to have joint tenancy with right of survivorship with the woman after

2018—would negate the 2018 transaction. That is not legally acceptable.

Likewise, giving the trust all the proceeds from the sale of the lot—as if the

woman had not purchased the lot in 2014 to be jointly owned by herself and the

man—would negate the 2014 transaction. That is not legally acceptable, either.

Therefore, we affirm in part and reverse in part the judgment of the district court

and the decision of the court of appeals. Specifically, we hold that the net

proceeds from the sale of the lot should be divided equally between the man and

the trust, after giving the trust credit for certain expenses it paid during the

course of the joint tenancy.

II. Facts and Procedural History.

Helen Schardein was a lifelong resident of Mount Ayr who passed away on

March 30, 2019, at the age of 98. During her lifetime, Schardein worked in real

estate as a broker and as the owner of an abstracting company. She also

accumulated real property including her own residence, rental properties in

Mount Ayr, a vacation home in Florida, a property being purchased by Dan 5

Sickels on contract, and a lot fronting on Sun Valley Lake that she owned in joint

tenancy with Sickels. Additionally, at her death, Schardein had investment

accounts totaling about half a million dollars and other personal property.

Schardein’s husband predeceased her by many years, and the couple had

no children. Schardein had a younger sister, however, who lived in California.

Her sister’s son, Richard Grout, Jr., lived in Oregon. Grout would visit Iowa and

stay with Schardein about once a year.

Sickels moved to Mount Ayr in 2012. He met Schardein when he rented a

place to live from her. He later agreed to buy that house from her on contract.

Sickels did handyman work on Schardein’s rental properties. At first he billed

her; then he stopped doing so. Sickels also drove Schardein around to do

shopping and other errands because Schardein had macular degeneration and

was unable to drive herself.

Over time, Sickels became Schardein’s travel companion. They took trips

to Florida together, and eventually Schardein bought a condominium on the

beach in Pensacola. They would visit that condominium in the winter, and

Schardein rented it out at other times.

In 2014, Schardein purchased a lot on Sun Valley Lake (the Lake Lot) for

$85,000 cash. She arranged that the property be deeded to herself and Sickels

as joint tenants with right of survivorship. As noted by the district court,

Schardein was “was quite aware of the legal consequences of such a deed from

her experience as an abstractor.” The real estate broker who handled the 6

transaction testified that she prepared the deed that way according to

Schardein’s instructions:

And I said, “Now, Helen, you understand that it goes automatically to the other party if something happens to either of you?”

And she said, “Yes.”

And I said, “So that’s the way you want it prepared?”

So that’s why I had it prepared.

Sickels maintained that Schardein decided to make him a joint tenant in

return for all that he was doing for her. As he put it, “[S]he . . . had expressed to

me that she wanted to do something for me but she didn’t want to rewrite her

will . . . .” Additionally, by virtue of this ownership interest, Sickels was able to

obtain a boat permit for the lake. This enabled him to fish on the lake, and

Schardein would join him in the boat. A trailer on the Lake Lot was also jointly

titled in the names of Schardein and Sickels.

Schardein paid the property taxes and the association dues on the Lake

Lot. The record indicates that each party paid for insurance on the property.

Schardein paid for the utilities and mowing.

Witnesses agreed that Schardein retained her mental acuity until late

October 2018, when she suffered a serious stroke. After that, Schardein became

unable to speak or move very well. She was hospitalized in Des Moines and then

transferred to a rehabilitation facility in West Des Moines. 7

Shortly after Schardein suffered the stroke, Grout flew to Des Moines to

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Rausch v. Hogan
2001 MT 123 (Montana Supreme Court, 2001)
Matter of Estate of Bates
492 N.W.2d 704 (Court of Appeals of Iowa, 1992)
Schroeder v. Todd
86 N.W.2d 101 (Supreme Court of Iowa, 1957)
In Re the Estate of Kirk
591 N.W.2d 630 (Supreme Court of Iowa, 1999)
Smolen for Smolen v. Smolen
956 P.2d 128 (Nevada Supreme Court, 1998)
Frederick v. Shorman
147 N.W.2d 478 (Supreme Court of Iowa, 1966)
Coyle v. Kujaczynski
759 N.W.2d 637 (Court of Appeals of Iowa, 2008)
In Re the Estate of Johnson
739 N.W.2d 493 (Supreme Court of Iowa, 2007)
Mahon v. Mahon
121 N.W.2d 103 (Supreme Court of Iowa, 1963)
Christen v. Christen
38 S.W.3d 488 (Missouri Court of Appeals, 2001)
Milian v. De Leon
181 Cal. App. 3d 1185 (California Court of Appeal, 1986)
Creger v. Fenimore
249 N.W. 147 (Supreme Court of Iowa, 1933)
Olson v. Trinity Lodge No. 282, A. F. A. M.
14 N.W.2d 103 (Supreme Court of Minnesota, 1944)
McCarthy v. Lippitt
781 N.E.2d 1023 (Ohio Court of Appeals, 2002)
Jones v. Graphia
95 So. 3d 751 (Court of Appeals of Mississippi, 2012)
Gallagher v. Townsend
443 P.3d 847 (Wyoming Supreme Court, 2019)

Cite This Page — Counsel Stack

Bluebook (online)
Richard Grout as Trustee of the Helen Schardein 2018 Revocable Trust v. Dan R. Sickels, Counsel Stack Legal Research, https://law.counselstack.com/opinion/richard-grout-as-trustee-of-the-helen-schardein-2018-revocable-trust-v-dan-iowa-2023.