Richard E. Brown, on Behalf of Himself and All Others Similarly Situated v. United States of America, Richard E. Brown and David l.taylor

508 F.2d 618
CourtCourt of Appeals for the Third Circuit
DecidedJanuary 24, 1975
Docket73-1996
StatusPublished
Cited by37 cases

This text of 508 F.2d 618 (Richard E. Brown, on Behalf of Himself and All Others Similarly Situated v. United States of America, Richard E. Brown and David l.taylor) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Richard E. Brown, on Behalf of Himself and All Others Similarly Situated v. United States of America, Richard E. Brown and David l.taylor, 508 F.2d 618 (3d Cir. 1975).

Opinions

OPINION OF THE COURT

JAMES HUNTER, III, Circuit Judge:

This is a class action brought by individuals who were convicted by special courts-martial that were convened by officers in the United States Navy and Marine Corps under what the United States Court of Military Appeals subsequently held was an improper conferral of convening authority by the Secretary of the Navy under Article 23(a)(7), UCMJ, 10 U.S.C. § 823(a)(7) (1970). United States v. Greenwell, 19 U.S.C. M.A. 460 (1970). The plaintiffs claim that the Greenwell decision renders their convictions void and they seek to have their military records corrected accordingly. They also seek to recover the forfeiture of pay and allowances adjudged at their courts-martial as well as other damages.

The determinative question in this appeal is whether the decision of the United States Court of Military Appeals in Greenwell should be given prospective or retrospective application.1 If that [620]*620case is given retrospective effect, the plaintiffs have what appears to be a good cause of action. On the other hand, if it is limited to prospective application only, a good cause of action is not stated.

This issue was presented to the district court by way of cross motions for summary judgment and that court ruled that Greenwell should only be given prospective application. As a result, the defendants’ motion was granted and the plaintiffs filed this appeal. We have concluded that the district court’s decision was correct and accordingly affirm.

In Greenwell, the special court-martial that convicted and sentenced the defendant was convened by the Commanding Officer, Student Company, Marine Corps Base, Camp Pendleton, California. That commander had gained the authority to convene special courts-martial when the Commanding General of Camp Pendle-ton designated Student Company a “separate and detached command for disciplinary purposes.” Under the language of section 0103b(5), Manual of the Judge Advocate General, Department of the Navy, this designation automatically conferred convening authority upon the commanding officer of the unit so designated. That section read as follows:

“b. Special courts-martial. In addition to those officers otherwise authorized [to convene special courts-martial] by article 23(a)(1) through (6), UCMJ, [10 U.S.C. § 823(a)(l)-(6) (1970)] the following officers are, under the authority granted to the Secretary of the Navy by article 23(a)(7), UCMJ, empowered to convene special courts-martial:
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“(5) All commanding officers and officers in charge of commands now or hereafter designated as separate or detached commands by a flag or general officer in command. . . . ”

In Greenwell, the United States Court of Military Appeals decided that conferral of special court-martial convening authority by the method set forth in section 0103b(6), JAG Manual, was illegal. The court began its discussion by noting that that section was explicitly designed to grant convening authority solely pursuant to the Secretary of the Navy’s statutory authority under Article 23(a)(7), UCMJ, 10 U.S.C. § 823(a)(7) (1970). It then observed that under Article 23(a)(7) only commanding officers who are “empowered by the Secretary concerned” can convene special courts-martial, and interpreted this language to mean that the granting of convening authority under 23(a)(7) could only be effective if that power was personally conferred by the Secretary himself.2

Under this view of the statute, the conferral of convening authority upon the Commanding Officer of Student Company under the procedure set forth in section 0103b(5), JAG Manual, became suspect since he did not receive his authority directly from the Secretary. Instead, the Secretary conferred convening authority upon the commanding officers of all commands designated as “separate or detached” by a flag or general officer [621]*621in command. It was only when the Commanding General at Camp Pendle-ton conferred that designation on Student Company that the Secretary’s authority was, in turn, conveyed to its commanding officer.

The court felt that under this two-step procedure, the Secretary had, in effect, delegated his power to grant convening authority under Article 23(a)(7) to the general officers that designated units as “separate or detached.” As a result, the court concluded that conferral of that power on the Commanding Officer of Student Company was invalid and that courts-martial convened by commanders operating under authority conveyed by the two-step procedure set out in section 0103b(5), JAG Manual, were void.

The appellants, in the present case, present two arguments to support their claim that this decision in Greenwell has retroactive effect. Their first claim is that the parties to this case have already litigated the issue before the United States Court of Military Appeals and that that court ruled that Greenwell was retroactive. Thus, they contend that the appellees are barred from relitigating the issue under the doctrine of collateral estoppel. Their second claim is that Greenwell is retroactive in any case under the relevant judicial tests.

I.

The appellants’ collateral estoppel claim rests upon the decision of the Court of Military Appeals in Ferry v. United States, 22 U.S.C.M.A. 339 (1973). In that case, the government, by certificate of the Judge Advocate General of the Navy, initiated an appeal to the highest military court in a case involving a member of the plaintiff class. The defendant Ferry had been convicted of a crime and at the trial’s sentence proceedings the government had sought to have a prior conviction introduced. This request was denied because the prior conviction was rendered by a special court martial convened by a commander who had received his convening authority under the procedure subsequently ruled improper in Greenwell.

The government, in its appeal in Ferry, contended that this prior conviction was not in any way affected by Green-well because it had been completed before the Greenwell decision was handed down. Thus, the question certified to the Court of Military Appeals read as follows:

“Does the decision of the United States Court of Military Appeals in United States v. Greenwell, 19 USC-MA 460, 2 CMR 42 (1970), have retroactive application, so as to render Prosecution Exhibit 3 (the record of conviction by a 1969 special court-martial convened pursuant to the JAG Manual provision found to be legally ineffective in Greenwell) inadmissible in evidence?”

We agree with the appellant when he suggests that the retroactivity issue presented in the instant case was also squarely presented to the court in Ferry. However, this fact alone does not make collateral estoppel operative since that doctrine only precludes “the relitigation of issues actually decided in former judicial proceedings.” Scooper Dooper, Inc. v. Kraftco Corp., 494 F.2d 840, 844 (3d Cir. 1974) (emphasis added); accord,

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Bluebook (online)
508 F.2d 618, Counsel Stack Legal Research, https://law.counselstack.com/opinion/richard-e-brown-on-behalf-of-himself-and-all-others-similarly-situated-v-ca3-1975.