Richard Allan Moran v. Salvador Godinez, Warden

40 F.3d 1567, 94 Cal. Daily Op. Serv. 8657, 94 Daily Journal DAR 16053, 1994 U.S. App. LEXIS 31885, 1994 WL 635181
Court of Appeals for the Ninth Circuit·Decided November 15, 1994·No. 91-15609·Published·Cited by 31 cases

Opinions

Opinion by Judge THOMPSON; Dissent by Judge PREGERSON.

DAVID R. THOMPSON, Circuit Judge:

Richard Allan Moran pleaded guilty to three counts of capital murder and was sentenced to death by a Nevada state court. After exhausting his state court appeals, he filed a petition for habeas corpus in the United States District Court for the District of Nevada pursuant to 28 U.S.C. § 2254. The district court denied his petition and Moran appeals. We have jurisdiction under 28 U.S.C. § 1291 and we affirm.

FACTS AND PROCEEDINGS

On August 13, 1984, Moran summoned police to the hospital room where he was recuperating from an attempted suicide. He confessed to killing his ex-wife at her home and two people at the Red Pearl Saloon. He was charged with three counts of capital murder. Initially, he pleaded not guilty to each count. Detailed facts of the murders and the circumstances of Moran’s confession are set forth in Godinez v. Moran, — U.S. -, — - —, 113 S.Ct. 2680, 2682-84, 125 L.Ed.2d 321 (1993), and Moran v. State, 103 Nev. 138, 140-11, 734 P.2d 712, 713 (1987).

On November 28, 1984, Moran appeared before the Nevada trial court. He said he wanted to discharge his attorneys and plead guilty to prevent the presentation of mitigating evidence on his behalf.

Before accepting Moran’s waiver of counsel and guilty pleas, the court interrogated Moran at length. During this interrogation, the following colloquy occurred:

The Court: Are you presently under the influence of any drug or alcohol?
Moran: Just what they give me in, you know, medications.

Although Moran indicated he was under the influence of medications, the trial court made no inquiry as to the medications he had been given, the dosages, the times when he was medicated, or how the medications affected him. The court simply moved on to other questions, and eventually accepted Moran’s waiver of counsel and guilty pleas.

On January 21,1985, a three-judge Nevada state court sentenced Moran to death for each of the three murders. On appeal, the [1571] Nevada Supreme Court affirmed Moran’s death sentences for the two Red Pearl Saloon murders, but reversed his death sentence for the murder of his ex-wife. On this count, the Nevada Supreme Court remanded for imposition of a life sentence without possibility of parole. Id. at 141-42, 734 P.2d at 714.

On July 30, 1987, Moran filed a petition in the Nevada state court for post-conviction relief. He alleged his guilty pleas and waiver of counsel were involuntary because he was “under the influence of drugs,” he was mentally incompetent to represent himself, and the trial court failed to conduct a proper canvass “as to mental and legal competency.” After an evidentiary hearing, the Nevada post-conviction court found Moran was competent to represent himself and plead guilty, and his guilty pleas and waiver of counsel were voluntary. The Nevada Supreme Court dismissed Moran’s appeal. Moran v. Warden, 105 Nev. 1041, 810 P.2d 335, cert. denied sub. nom Moran v. Whitley, 493 U.S. 874, 110 S.Ct. 207, 107 L.Ed.2d 160 (1989).

Moran then filed a habeas petition in the United States District Court for the District of Nevada. The district court denied the petition. We reversed in Moran v. Godinez, 972 F.2d 263 (9th Cir.1992). We concluded the state court should have entertained a good faith doubt during the November 28, 1984 change-of-plea proceedings as to Moran’s competency to discharge counsel and plead guilty. Id. at 265. We held the failure of the trial court to conduct a competency hearing at that time violated Moran’s right to due process. Id. We also held the 1987 post-conviction court failed to correct the trial court’s error because the post-conviction court incorrectly applied the standard of competency to stand trial, which we stated was a lower standard than the standard of competency to waive counsel and plead guilty. Id. at 267.

The Supreme Court reversed. Godinez, — U.S. at -, 113 S.Ct. at 2688. The Court held the standard for competency to waive counsel and plead guilty was identical to the standard for competency to stand trial. Id. at -, 113 S.Ct. at 2686. The Court also stated when a court has reason to doubt a defendant’s competence, in addition to the competency inquiry, the court “must satisfy itself that the waiver of his constitutional rights is knowing and voluntary.” Id. at -, 113 S.Ct. at 2687.1 The Court remanded the cause to us for further proceedings. Id. at -, 113 S.Ct. at 2688.

STANDARD OF REVIEW

We review the denial of a habeas corpus petition de novo. Mikes v. Borg, 947 F.2d 353, 356 (9th Cir.1991), cert. denied, — U.S. -, 112 S.Ct. 3055, 120 L.Ed.2d 921 (1992).

DISCUSSION

A Competence to Waive Counsel and Plead Guilty

Due process requires a court to conduct a competency hearing on its own motion, before permitting a defendant to waive constitutional rights, whenever a reasonable judge would be expected to have a bona fide doubt as to the defendant’s competence. United States v. Lewis, 991 F.2d 524, 527 (9th Cir.) (competence to plead guilty), cert. denied, — U.S. -, 114 S.Ct. 216, 126 L.Ed.2d 172 (1993); Harding v. Lewis, 834 F.2d 853, 856 (9th Cir.1987) (competence to waive counsel), cert. denied, 488 U.S. 871, 109 S.Ct. 182, 102 L.Ed.2d 151 (1988); Chavez v. United States, 656 F.2d 512, 515-16 (9th Cir.1981) (competence to plead guilty). A bona fide doubt should exist when there is substantial evidence of incompetence. Lewis, 991 F.2d at 527; Harding, 834 F.2d at 856; Chavez, 656 F.2d at 517. Although no particular facts signal incompetence, suggestive evidence includes a defendant’s demean- [1572] or before the trial court, previous irrational behavior, and available medical evaluations. Drope v. Missouri, 420 U.S. 162, 180, 95 S.Ct. 896, 908, 43 L.Ed.2d 103 (1975); Lewis, 991 F.2d at 527; Harding, 834 F.2d at 856.

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Richard Allan Moran v. Salvador Godinez, Warden, 40 F.3d 1567, 94 Cal. Daily Op. Serv. 8657, 94 Daily Journal DAR 16053, 1994 U.S. App. LEXIS 31885, 1994 WL 635181 (9th Cir. 1994).

40 F.3d 1567 (Richard Allan Moran v. Salvador Godinez, Warden) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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