Resource Investments, Inc. v. United States

97 Fed. Cl. 545, 2011 U.S. Claims LEXIS 401, 2011 WL 1047334
CourtUnited States Court of Federal Claims
DecidedMarch 17, 2011
DocketNo. 98-419 L
StatusPublished
Cited by2 cases

This text of 97 Fed. Cl. 545 (Resource Investments, Inc. v. United States) is published on Counsel Stack Legal Research, covering United States Court of Federal Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Resource Investments, Inc. v. United States, 97 Fed. Cl. 545, 2011 U.S. Claims LEXIS 401, 2011 WL 1047334 (uscfc 2011).

Opinion

OPINION and ORDER

BLOCK, Judge.

In a complex litigation that is now well into its second decade, plaintiffs — Resource Investments, Inc. and Land Recovery, Inc.1— allege that defendant has taken their property without just compensation, in violation of the Fifth Amendment of the United States Constitution. On January 23, 2009, the court denied the parties’ cross-motions for summary judgment, thus setting the stage for trial. See Resource I, 85 Fed.Cl. at 525. Trial preparation would soon fall into abeyance, however, as the parties became embroiled in a dispute over the continuing role of plaintiffs’ long-time expert witness, David Barrows. See Res. Invs., Inc. v. United States, 93 Fed.Cl. 373, 376-78 (2010) (“Resource II ”).

The dispute began in 2009, when Barrows rejoined his former employer, the U.S. Army Corps of Engineers (the “Corps”), after an intervening career in the private sector. See id. at 376. In light of Barrows’s status as a government employee, defendant asserted that federal regulations and criminal statutes would henceforth bar Barrows from providing expert testimony on plaintiffs’ behalf. See id. at 377. In a prior opinion and order, the court held that defendant’s assertions were either speculative or sought to extend federal regulations beyond their permissible reach. Id. at 381-82. However, noting that Barrows’s own wishes were “a critical unknown,” the court ordered the parties to meet jointly with Barrows in order to ascertain his intentions. Id. at 383.

Following that court-ordered meeting, Barrows expressed continuing anxiety about the prospects of criminal prosecution and disciplinary action by the Corps if he were to testify on plaintiffs’ behalf either voluntarily or in exchange for compensation. See Joint Status Report (July 1, 2010) (“July 2010 JSR”), Attach. (“Barrows Letter”). Accordingly, Barrows announced that he would testify only under subpoena and that he would not accept compensation from plaintiffs either for his testimony or for any necessary pre-trial preparation. See id. Thereafter, the Corps conveyed its intention to give Barrows paid leave for his time in court while under subpoena, but not for any time expended in pre-trial preparation. See Deck of Daniel D. Syrdal (Aug. 5, 2010) (“Syrdal Decl.”), Ex. C (attached to Pis.’ Mot. Re. Subpoena and Compensation of Expert Witness David Barrows).

This prompted plaintiffs’ instant motion, which asks the court: (1) to “declare that it is appropriate and enforceable for [pjlaintiffs to issue a subpoena” for Barrows’s expert testimony; and (2) to order that Barrows “receive paid leave or other reasonable compensation in connection with the preparation for and taking of his testimony.” Pis.’ Mot. Re. Subpoena and Compensation of Expert Witness David Barrows at 1 (“Pis.’ Mot.”). As explained more fully below, plaintiffs’ first request is premature. In particular, the court’s rules authorize plaintiffs’ attorney to issue a subpoena for Barrows without advance approval from the court. See Rules of the United States Court of Federal Claims [547]*547(“RCFC”) 45(a). Unless and until it is later challenged on a motion to quash, such attorney-issued subpoena for Barrows will be enforceable as a court order through operation of law. See RCFC 45(c)(3). Therefore, no court intervention is warranted at this time.

Court intervention is necessary, however, in order to ensure that Barrows can adequately prepare for his trial testimony. Having resolved to forego compensation from plaintiffs, Barrows must either prepare for trial on his own time and at his own expense or, as is more likely, forego pre-trial preparation altogether. Yet, without adequate preparation, plaintiffs and the court would be deprived of the full benefit of the expert testimony of this critical witness. Accordingly, plaintiffs’ motion is granted in part and denied in part. As set forth in more detail below, the court orders the Corps to give Barrows paid leave for a period of two weeks before the start of trial so that Barrows may adequately prepare for his expert testimony.

I. BACKGROUND

Although the court’s present ruling does not reach the merits of plaintiffs’ claims, it is informed by the events giving rise to those claims and by Barrows’s central role in those events. Accordingly, an account of the history of this litigation is warranted.

Plaintiffs are two companies in the business of solid-waste management. See Resource I, 85 Fed.Cl. at 456. In the mid-1980s, plaintiffs purchased a 320-aere tract of land (the “project site”) in Pierce County, Washington, for use as a solid-waste landfill. See id. at 456-57. Before plaintiffs could begin construction of the landfill, they had to obtain a number of federal, state, and local permits. See id. at 457. In September of 1989, the Corps asserted jurisdiction over the federal permitting process, on the ground that construction of plaintiffs’ landfill would involve the discharge of “dredged or fill material” into wetlands located on the project site.2 See id. at 460. Accordingly, the Corps required plaintiffs to obtain a permit under Section 404 of the Clean Water Act. See id.

In August of 1990, plaintiffs submitted their application for a Section 404 permit. See id. After a three-year period that was “rife with disagreements between plaintiffs and the Corps,” id., the Corps recommended that plaintiffs retain the services of a third-party consultant who would review plaintiffs’ application and recommend the best approach for successful completion of the permitting process. Decl. of David B. Barrows ¶ 2 (Feb. 23, 2000) (“Barrows Deck”) (attached to Pis.’ Mot. for Protective Order Re. Expert Testimony of David Barrows). Spurred by the Corps’ recommendation, plaintiffs sought to retain Barrows, then an environmental consultant with the private firm of Woodward-Clyde. See Resource II, 93 Fed.Cl. at 375. As a nineteen-year veteran of the Corps, Barrows had acquired substantial expertise in the intricacies of the permitting process under Section 404. See id. at 375-76. Barrows acquired this expertise through his work in senior positions with the Corps, at both the local and the national level. See id.

At the local level, Barrows served as Chief of the Regulatory Programs in the Corps’ Fort Worth and Alaska districts, where he oversaw implementation of the Corps’ Section 404 permitting program.3 Expert Witness Report of David B. Barrows at 2 (March 21, 2000) (“Barrows Expert Report”) (attached to Pis.’ Mot. for Protective Order Re. Expert Testimony of David Barrows). Barrows’s responsibilities encompassed all aspects of permit processing under Section 404, including the review and approval of applicants’ wetland mitigation plans, the preparation of environmental impact statements, and preparation of the Corps’ Statements of [548]*548Findings and Records of Decision. Id. at 2-3. All told, Barrows personally processed, reviewed, or approved more than one thousand applications for a Section 404 permit. Id. at 3; Resource II, 93 Fed.Cl. at 376.

At the national level, Barrows first supervised the Technical Section of the Regulatory Branch at Corps headquarters in Washington, DC. Barrows Expert Report at 3.

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Bluebook (online)
97 Fed. Cl. 545, 2011 U.S. Claims LEXIS 401, 2011 WL 1047334, Counsel Stack Legal Research, https://law.counselstack.com/opinion/resource-investments-inc-v-united-states-uscfc-2011.