Resident Councils of Washington v. Leavitt

500 F.3d 1025, 2007 WL 2458535
CourtCourt of Appeals for the Ninth Circuit
DecidedAugust 31, 2007
Docket05-36065
StatusPublished
Cited by20 cases

This text of 500 F.3d 1025 (Resident Councils of Washington v. Leavitt) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Resident Councils of Washington v. Leavitt, 500 F.3d 1025, 2007 WL 2458535 (9th Cir. 2007).

Opinion

*1028 MICHAEL DALY HAWKINS, Circuit Judge:

As we are often called to do, we address a federal agency’s interpretation of words chosen by Congress and the sometimes tricky shoals of Chevron deference. Resident Councils of Washington, an organization consisting primarily of nursing and boarding home residents and their families, and the Washington State Long-Term Care Ombudsman Program, representing Washington’s long-term care facility residents (collectively, “Plaintiffs”), appeal the adverse grant of summary judgment in their challenge to the Secretary of Health and Human Services’s (“Secretary” or “agency”) regulations authorizing states to allow the use of paid feeding assistants to feed nursing home residents who do not have complicated feeding problems.

Plaintiffs contend that the regulations violate the Nursing Home Reform Law (“Reform Law”), 42 U.S.C. §§ 1395Í-3, 1396r, by permitting “nursing or nursing-related services” to be performed by individuals not authorized by the statute. They argue that the regulations are not entitled to deference because they are contrary to Congress’s express intent and, alternatively, that the regulations are not based on a permissible construction of the Reform Law. We have jurisdiction under 28 U.S.C. § 1291 and affirm.

FACTS AND PROCEDURAL HISTORY

I. Statutory Background

Congress enacted the Reform Law as part of the Omnibus Budget Reconciliation Act of 1987, Pub.L. No. 100-203, §§ 4201-4211, 101 Stat. 1330 (codified as amended at 42 U.S.C. §§ 1395Í-3, 1396r). The Reform Law’s legislative history indicates Congress was “deeply troubled that the Federal government, through the Medicaid program, continues to pay nursing facilities for providing poor quality care to vulnerable elderly and disabled beneficiaries.” H.R.Rep. No. 100-391(1) at 452 (1987), U.S.Code Cong & Admin.News 1987, pp. 2313-1, 2313-272. The “central purpose” of the Reform Law was “to improve the quality of care for Medicaid-eligible nursing home residents, and either to bring substandard facilities into compliance with Medicaid quality of care requirements or to exclude them from the program.” Id.

To effect this purpose, the Reform Law imposed several new requirements relating to nursing home 1 resident services, including (1) an annual standardized resident assessment conducted by a registered nurse, 42 U.S.C. §§ 1395i-3(b)(3), 1396r(b)(3); (2) a written plan of care for each resident, id. §§ 1395i-3(b)(2), 1396r(b)(2); and (3) resident medical care under a physician’s supervision, id. §§ 1395i — 3(b)(6), 1396r(b)(6).

The Reform Law also prohibits the full-time paid use of “any individual as a nurse aide in the facility ... for more than 4 months unless the individual ... has completed a training and competency evaluation program ... [and] is competent to provide nursing or nursing-related services.” Id. §§ 1395i — 3(b)(5)(A), 1396r(b)(5)(A). Congress then specified that nurse aides are required to complete a minimum of 75 hours of initial training. Id. §§ 1395i — 3(f)(2)(A)(i), 1396r(f)(2)(A)(i). Congress defined “nurse aide” to mean “any individual providing nursing or nursing-related services to residents,” but excluding any individual who is a “licensed health professional,” “registered dietician,” *1029 or volunteer. Id. §§ 1395i — 3(b)(5)(F), 1886r(b)(5)(F). 2 Congress did not further define “nursing or nursing-related services.”

II. Regulatory Background

A)Initial Regulations

In 1991, the Department of Health and Human Services (“HHS”) issued regulations implementing the Reform Law. See 56 Fed.Reg. 48,880 (Sept. 26, 1991). These regulations enumerated certain topics to be included in the nurse aide training curriculum, including “[assisting with eating and hydration” and “[pjroper feeding techniques.” 42 C.F.R. § 483.152(b)(3)(v), (vi).

The regulations did not, however, further define “nursing or nursing-related services,” specifying only that “an individual must be directly involved in patient care to meet the definition of nurse aide.” 56 Fed.Reg. at 48,890. HHS administrators subsequently interpreted “nursing or nursing-related services” in informal letters to include assisting a resident with feeding and, accordingly, took the view that “feeding assistance” could only be performed by a nurse aide or statutorily exempt individual, though it appears the Secretary never made an official pronouncement to this effect.

B) Proposed Regulations

In March 2002, the Secretary proposed a new rule allowing states to permit nursing homes to use paid feeding assistants for residents without complicated feeding problems. 3 See Notice of Proposed Rule-making, 67 Fed.Reg. 15,149 (Mar. 29, 2002). The notice explained that the new rule was necessary in light of changes in the long-term care industry, including a growing shortage of nurse aides, exacerbated by the time-consuming nature of feeding assistance, an increasing aged population, and increasing demands on nurse aides. Id. at 15,150-51. The Secretary described the positive experiences of two states that use paid feeding assistants. Id. at 15,151. The proposed rule’s preamble noted the Secretary’s conclusion that the proposed change comported with existing law and that the benefits of the change would outweigh any risks. Id. Finally, the Secretary acknowledged that the proposed rule constituted a change in policy and solicited public comment. Id. at 15,150-51. 4

C) Final Regulations

After receiving over 6,000 comments, 99% of which supported the proposed rule, 5 the Secretary promulgated the final regulations on September 26, 2003. 68 *1030 Fed.Reg. 55,528, 55,530 (codified at 42 C.F.R. § 483.35(h)) (Sept. 26, 2003). The final regulations allow states the option of permitting nursing homes to use paid feeding assistants subject to certain limitations.

Feeding assistants must first successfully complete a state-approved training course including at least eight hours of training. 42 C.F.R. §§ 483.35(h)(l)(i), 483.75(q), 483.160(a).

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