Requests by Individual Members of Congress for Executive Branch Information

CourtDepartment of Justice Office of Legal Counsel
DecidedFebruary 13, 2019
StatusPublished

This text of Requests by Individual Members of Congress for Executive Branch Information (Requests by Individual Members of Congress for Executive Branch Information) is published on Counsel Stack Legal Research, covering Department of Justice Office of Legal Counsel primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Requests by Individual Members of Congress for Executive Branch Information, (olc 2019).

Opinion

(Slip Opinion)

Requests by Individual Members of Congress for Executive Branch Information

In reviewing requests from Congress, the Executive Branch’s longstanding policy has been to engage in the established process for working to accommodate congressional requests for information only when those requests come from a committee, subcom- mittee, or chairman acting pursuant to oversight authority delegated from a House of Congress. Departments and agencies, however, may appropriately give due weight and sympathetic consideration to requests for information from individual members of Congress not delegated such authority. Only a committee chairman may request presidential records under section 2205(2)(C) of the Presidential Records Act, unless the committee has specifically del egated that au- thority to another member.

February 13, 2019

MEMORANDUM OPINION FOR THE FILES

This memorandum expands upon a letter opinion for the Counsel to the President issued on May 1, 2017, in which we addressed certain questions concerning the authority of individual members of Congress to exercise Congress’s oversight authority. Authority of Individual Members of Con- gress to Conduct Oversight of the Executive Branch, 41 Op. O.L.C. __ (2017) (“Oversight by Individual Members”). This memorandum also memorializes more recent, informal advice provided to the General Coun- sel of the National Archives and Records Administration (“NARA”) concerning the authority of individual members to request presidential records under the Presidential Records Act (“PRA”). In Oversight by Individual Members, we concluded that “the constitu- tional authority to conduct oversight—that is, the authority to make offi- cial inquiries into and to conduct investigations of Executive Branch programs and activities—may be exercised only by each House of Con- gress or, under a delegation, by committees and subcommittees (or their chairmen).” Id. at *1. “Individual members of Congress, including rank- ing minority members,” we stated, “do not have the authority to conduct oversight in the absence of a specific delegation by a full house, commit- tee, or subcommittee.” Id. Oversight by Individual Members “briefly explained” our views con- cerning requests for information from individual members of Congress.

1 43 Op. O.L.C. __ (Feb. 13, 2019)

Id. The Supreme Court has defined the congressional oversight authority to consist of the inherent power of each House to “gather information in aid of its legislative function” by means of compulsion, if necessary. Id. Each House has the authority to delegate that function under its own rules and procedures. Typically, however, Congress has not delegated such authority to individual members of Congress who are not committee chairmen. Although requests for information from individual members of Congress do not constitute exercises of Congress’s oversight authority, that does not mean that an individual member’s request should be treated the same as a Freedom of Information Act request or a request from a member of the general public. As a matter of comity, the Executive Branch’s appropriate respect for the legislative functions of individual members supports Executive Branch officials’ practice of giving due weight and sympathetic consideration to those requests. We recently addressed a related question in connection with the Senate Judiciary Committee’s request for presidential records relevant to the nomination of then-Judge Brett Kavanaugh to the Supreme Court. In July 2018, the Chairman of the Judiciary Committee requested from NARA special access to a substantial volume of records concerning Kavanaugh’s service in the Office of the White House Counsel during the George W. Bush Administration. Following that request, the Ranking Member of the Committee requested additional records—those relating to Kavanaugh’s subsequent work as Staff Secretary—that the Chairman had specifically declined to request. The PRA provides that a committee of Congress may request nonpublic records when needed for the conduct of its business. 44 U.S.C. § 2205(2)(C). Consistent with NARA’s past administration of this statute, as well as our interpretation of a similar provision under the Privacy Act, we informally advised NARA that only a committee chair- man may request presidential records under section 2205(2)(C), unless the committee has specifically delegated that authority to another member.

I.

The Constitution vests “[a]ll legislative Powers” in “a Congress of the United States, which shall consist of a Senate and House of Representa- tives.” U.S. Const. art. I, § 1. The Supreme Court has recognized that one of those legislative powers is the implicit authority of each House of Congress to gather information in aid of its legislative function. See

2 Requests by Individual Members of Congress for Executive Branch Information

McGrain v. Daugherty, 273 U.S. 135, 174 (1927). As the Court has ex- plained, “[a] legislative body cannot legislate wisely or effectively in the absence of information respecting the conditions which the legislation is intended to affect or change; and where the legislative body does not itself possess the requisite information—which not infrequently is true— recourse must be had to others who do possess it.” Id. at 175. Because “mere requests for such information often are unavailing, and . . . infor- mation which is volunteered is not always accurate or complete,” though, “some means of compulsion are essential to obtain what [information] is needed.” Id.; see also Eastland v. U.S. Servicemen’s Fund, 421 U.S. 491, 504 (1975) (“[I]ssuance of subpoenas . . . has long been held to be a legitimate use by Congress of its power to investigate.”); Response to Congressional Requests for Information Regarding Decisions Made Un- der the Independent Counsel Act, 10 Op. O.L.C. 68, 81–82 (1986) (“Re- sponse to Congressional Requests”). For purposes of this memorandum, we refer to each House’s formal “power of inquiry . . . with process to enforce it,” McGrain, 273 U.S. at 174, as that House’s “oversight” author- ity. Each house may exercise its oversight authority directly—for example, by passing a resolution of inquiry seeking information from the Executive Branch. See 4 Lewis Deschler, Deschler’s Precedents of the United States House of Representatives ch. 15, § 2, at 2304–23 (1994) (describing the practice of resolutions of inquiry and providing examples); Floyd M. Riddick & Alan S. Frumin, Riddick’s Senate Procedure 882 (1992) (“The Senate itself could investigate or hear witnesses as it has on rare occa- sions[.]”). In modern practice, however, each House typically employs its oversight authority “through delegations of authority to its committees, which act either through requests by the committee chairman, speaking on behalf of the committee, or through some other action by the committee itself.” Application of Privacy Act Congressional-Disclosure Exception to Disclosures to Ranking Minority Members, 25 Op. O.L.C. 289, 289 (2001) (“Application of Privacy Act”); see also Alissa Dolan et al., Cong. Research Serv., Congressional Oversight Manual 65 (Dec. 19, 2014). “The theory of a committee inquiry is that the committee members are serving as the representatives of the parent assembly in collecting infor- mation for a legislative purpose” and, in such circumstances, “committees and subcommittees, sometimes one Congressman,” are authorized to

3 43 Op. O.L.C. __ (Feb. 13, 2019)

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