Republican Party of Arkansas v. Faulkner County

49 F.3d 1289
Court of Appeals for the Eighth Circuit·Decided March 2, 1995·No. No. 94-1684·Published·Cited by 12 cases

Opinion

HEANEY, Senior Circuit Judge.

In this appeal, the Republican Party of Arkansas challenges the constitutionality of Arkansas’s requirements that political parties both conduct and pay for primary elections as a condition of access to the general election ballot. Because we find that the combined effect of these requirements imper-missibly burdens the First and Fourteenth Amendment associational rights of voters and of the Republican Party, we hold them to be unconstitutional.

We emphasize at the outset that our decision today is limited in scope: we hold neither that the state of Arkansas is constitutionally required to fund primary elections, nor that Arkansas must drop its mandatory party primary. Rather, we find that the burdens placed on voters and parties by the interaction of the two requirements render the provisions unconstitutional in combination. Because parties must bear the costs of conducting primary elections, the availability of party polling places depends upon the ability of the local party organizations to attract sufficient contributions. The resulting disparity in the provision of polling places means that many voters are effectively prevented from voting in the Republican primary and, hence, from participating in an integral component of the electoral process. Our judgment is thus declaratory in nature; we leave to the Arkansas legislature the task of modifying its election code to bring it into conformity with the Constitution.

I. Constitutional Background

While the legal claim advanced by the Republican Party of Arkansas against Faulkner County, the Faulkner County Election Commission and the State of Arkansas1 does not fit neatly within any one of the conven[1292] tional lines of constitutional analysis of election laws, those lines nevertheless supply the doctrinal background against which the Republican Party’s claims must be evaluated.

The rights of political parties flow primarily from two constitutional sources: the right of association protected by the First and Fourteenth Amendments, and the Equal Protection Clause of the Fourteenth Amendment. The right to associate is a penumbral right not expressly granted by the Constitution, but implied through the First Amendment rights to speech, petition and assembly. NAACP v. Alabama ex rel. Patterson, 357 U.S. 449, 78 S.Ct. 1163, 2 L.Ed.2d 1488 (1958). Moreover, “[i]t is beyond debate that freedom to engage in association for the advancement of beliefs and ideas is an inseparable aspect of the ‘liberty’ assured by the Due Process Clause of the Fourteenth Amendment, which embraces freedom of speech.” Id. at 460, 78 S.Ct. at 1171. In Elrod v. Burns, 427 U.S. 347, 356, 96 S.Ct. 2673, 2681, 49 L.Ed.2d 547 (1976), a plurality of the Supreme Court noted that “political belief and association constitute the core of those activities protected by the First Amendment.” Elsewhere the Court has stated:

[F]reedom to associate with others for the common advancement of political beliefs and ideas is a form of “orderly group activity” protected by the First and Fourteenth Amendments. The right to associate with the political party of one’s choice is an integral part of this basic constitutional freedom.

Kusper v. Pontikes, 414 U.S. 51, 57, 94 S.Ct. 303, 307, 38 L.Ed.2d 260 (1973) (citations omitted). “The freedom of association protected by the First and Fourteenth Amendments includes partisan political organization.” Tashjian v. Republican Party of Connecticut, 479 U.S. 208, 214, 107 S.Ct. 544, 548, 93 L.Ed.2d 514 (1986). The rights of political parties are derivative of and coextensive with the associations! rights of their members. Thus, “‘[a]ny interference with the freedom of a party is simultaneously an interference with the freedom of its adherents.’ ” Democratic Party of United States v. Wisconsin ex rel. LaFollette, 450 U.S. 107, 122, 101 S.Ct. 1010, 1019, 67 L.Ed.2d 82 (1981) (quoting Sweezy v. New Hampshire ex rel. Wyman, 354 U.S. 234, 250, 77 S.Ct. 1203, 1212, 1 L.Ed.2d 1311 (1957)). “These associational rights, however, are not absolute and are necessarily subject to qualification if elections are to be run fairly and effectively.” Munro v. Socialist Workers Party, 479 U.S. 189, 193, 107 S.Ct. 533, 536, 93 L.Ed.2d 499 (1986).

The Supreme Court’s decisions defining the associational rights of political parties can be separated into three groups: racial exclusion cases; ballot access cases; and internal party organization cases. The central tension underlying all of these cases is that of the public/private distinction: should political parties be treated as private associations of common interest properly free from the intrusive hand of state regulation, or as quasi-official public institutions integral to the success and stability of American representative democracy, or as something in between? Each group of cases has utilized somewhat different modes of analysis to reach somewhat different resolutions of that underlying problem. We examine each group in turn.

1. Racial Exclusion Cases

The so-called White Primary cases involved equal protection challenges to the racially exclusionary practices of various state party organizations. By expanding the state action doctrine, the Supreme Court pierced the public/private distinction with which political parties had previously avoided state regulation. The Court established that where the party nomination process is integral to the selection of public officeholders the party activities must be considered state action. See Smith v. Allwright, 321 U.S. 649, 663-64, 64 S.Ct. 757, 764-65, 88 L.Ed. 987 (1944) (political primaries that are an integral part of the machinery for choosing state officials constitute state action); United States v. Classic, 313 U.S. 299, 318-19, 61 S.Ct. 1031, 1039, 85 L.Ed. 1368 (1941) (same). See also Gray v. Sanders, 372 U.S. 368, 374, 83 S.Ct. 801, 805, 9 L.Ed.2d 821 (1963) (political primary constitutes state action where state enforces exclusion of certain potential voters); Terry v. Adams, 345 U.S. 461, 475-77, [1293] 73 S.Ct. 809, 816-17, 97 L.Ed. 1152 (1958) (exclusion of blacks from a pre-primary election of the Jaybirds, a political club whose candidate almost always secured the nomination of the Democratic Party, constitutes state action and violates the Fifteenth Amendment). These cases rejected the formalistic relegation of political parties to the sphere of the purely private, relying instead on a practical, functional analysis of the role played by parties in the electoral process. In Terry v. Adams, the Supreme Court went so far as to find state action present in the internal, racist policies of a powerful political club. The White Primary cases teach that realities, not labels, must guide our review of election laws.

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Republican Party of Arkansas v. Faulkner County, 49 F.3d 1289 (8th Cir. 1995).

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Republican Party Of Arkansas v. Faulkner County
49 F.3d 1289 (Eighth Circuit, 1995)