Refugio Ruiz-Cortez v. Glenn Lewellen

931 F.3d 592
Court of Appeals for the Seventh Circuit·Decided July 26, 2019·No. 18-1078·Published·Cited by 122 cases

Opinion

St. Eve, Circuit Judge.

Glenn Lewellen, a dirty cop with the Chicago Police Department (CPD), arrested Refugio Ruiz-Cortez for possessing cocaine. Lewellen served as the key witness at the trial, where Ruiz-Cortez was convicted. Ruiz-Cortez then spent a decade in prison before the federal government discovered Lewellen's crimes, which included drug conspiracy, racketeering, and, according to the government, perjury at Ruiz-Cortez's trial. The government prosecuted Lewellen and moved to vacate Ruiz-Cortez's conviction, recognizing that without Lewellen's testimony there was no evidence to prosecute Ruiz-Cortez.

Ruiz-Cortez sued the City of Chicago and Lewellen for violating his constitutional rights. See 42 U.S.C. § 1983 . He complained that the City and Lewellen withheld material impeachment evidence-namely, evidence of Lewellen's drug and racketeering crimes. See Giglio v. United States , 405 U.S. 150 , 92 S.Ct. 763 , 31 L.Ed.2d 104 (1972) ; Brady v. Maryland , 373 U.S. 83 , 83 S.Ct. 1194 , 10 L.Ed.2d 215 (1963). The district court dismissed the claim against the City at summary judgment, concluding that there was no evidence of municipal liability. See Monell v. Dep't of Social Servs. , 436 U.S. 658 , 98 S.Ct. 2018 , 56 L.Ed.2d 611 (1978). A jury later found for Lewellen, despite his refusal to testify based on the Fifth Amendment right against self-incrimination.

*595 We affirm the dismissal of the City. Ruiz-Cortez failed to marshal the evidence needed to meet Monell 's high standard. But we vacate the judgment for Lewellen and remand for a new trial against him. The district court allowed Lewellen to offer innocent explanations for his Fifth Amendment invocation, ones that fly in the face of Fifth Amendment law, and it then failed to instruct the jury about when a Fifth Amendment invocation is proper. Those errors, taken together, made for a fundamentally unfair trial.

I. Background

The background to this appeal concerns two drug-dealing schemes, one involving Ruiz-Cortez and the other involving Lewellen and his go-to informant Saul Rodriguez. It also concerns three trials: the prosecution of Ruiz-Cortez, the prosecution of Lewellen, and the civil dispute that gives rise to this appeal.

In June 1999, the CPD and Drug Enforcement Administration (DEA) started surveilling Ruiz-Cortez's suburban home, suspecting it was a part of a drug-dealing operation. They arrested two people for picking up drugs from the home on June 23, 1999, and a few weeks later, on July 8, 1999, they arrested Ruiz-Cortez. Lewellen claimed to have recovered a bag filled with cocaine bricks just outside of Ruiz-Cortez's home. A search of the home turned up $1,800 in hundred-dollar bills stored in a broken vacuum cleaner.

A grand jury indicted Ruiz-Cortez for cocaine possession with intent to distribute in December 1999. At trial, the government relied primarily on Lewellen as a witness; he was the only member of law enforcement who claimed to have seen Ruiz-Cortez with the drugs. Lewellen testified that he and others had been observing Ruiz-Cortez's home on the day of the arrest, when Lewellen saw Ruiz-Cortez stick his head out the door a few times, as if he was expecting company. Lewellen said that Ruiz-Cortez later walked onto his back porch with a plastic bag. Lewellen and another officer pulled up to the home, and, according to Lewellen, Ruiz-Cortez dropped the bag and returned inside. Ruiz-Cortez, for his part, took the stand and maintained that the drugs had been planted. The jury found Ruiz-Cortez guilty, and the district court sentenced him to 17 and a half years in prison.

Several years later, the DEA began investigating Lewellen and Rodriguez for their crimes. In 2009, a grand jury indicted the two for, among other things, conspiracy and racketeering. The predicate acts in the racketeering count included murder, kidnapping, and-most relevant here-obstruction of justice, stemming from Lewellen's testimony in Ruiz-Cortez's trial. Rodriguez pleaded guilty and began cooperating with the government, including by testifying at Lewellen's eventual criminal trial.

At Lewellen's trial, in 2012, Rodriguez testified that he met Lewellen in 1996. He quickly began providing Lewellen confidential information about local drug sales. Rodriguez also continued selling drugs himself, and in 1997, federal agents arrested him after discovering more than 150 pounds of marijuana in his vehicle. Lewellen, however, convinced federal law enforcement not to press charges against Rodriguez, citing his substantial cooperation with the CPD. And substantial it was-records, according to Ruiz-Cortez, show the CPD paid Rodriguez more than $800,000 for his information over the course of several years.

Rodriguez's testimony highlighted the various crimes he committed with Lewellen. Rodriguez explained, for example, that in 1998 Lewellen gave him multiple kilograms of cocaine, which he resold. The *596 same year, Rodriguez and Lewellen plotted to rob another drug dealer of $500,000 under the guise of a legitimate police stop. The two planned to repeat that crime against another dealer some months later, this time for $800,000. Rodriguez also testified that he had planted drugs on at least one unwitting person at Lewellen's behest.

Rodriguez further touched on the events that led to Ruiz-Cortez's arrest. Rodriguez testified that he knew two suppliers, Carlos Rodriguez (no relation; we will refer to him as Carlos to avoid confusion) and Lisette Venegas. In July 1999, Venegas told Rodriguez that she planned to pick up drugs from the suburbs at what turned out to be Ruiz-Cortez's home.

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Refugio Ruiz-Cortez v. Glenn Lewellen, 931 F.3d 592 (7th Cir. 2019).

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