Raymond Morgan Hardy v. John P. Wigginton

922 F.2d 294, 1990 U.S. App. LEXIS 19208, 1990 WL 212292
Court of Appeals for the Sixth Circuit·Decided October 29, 1990·No. 89-5749·Published·Cited by 7 cases

Opinion

BOGGS, Circuit Judge.

The petitioner, Raymond Morgan Hardy, was convicted in 1985 of first-degree sodomy in the Circuit Court of Graves County, Kentucky. He filed a petition for a writ of habeas corpus in December 1988, complaining that his sixth amendment right to confrontation was violated at trial. The district court denied the petition, and this appeal followed. Finding Hardy's arguments to be without merit, we affirm the decision of the district court.

*296 I

The petitioner was convicted, after a jury-trial, of sodomizing his six-year-old daughter. The victim was the principal witness against Hardy. Prior to trial, the prosecutor produced a letter from the child’s treating physician and an affidavit from a Board-certified psychologist indicating that testifying in open court would be so psychologically dangerous to her that the experience might “permanently endanger her psychological recovery.” Based on this evidence, the trial judge decided that forcing her to testify in open court would be inappropriate. Relying on a Kentucky rule of criminal procedure, RCr 7.10, he allowed the little girl to testify at trial through a videotaped deposition taken several weeks before trial. 1 Hardy was present at the deposition and his right to cross-examine the witness was not infringed. During trial, the jury saw and heard the videotaped testimony. The only parts of the tape not shown to the jury were omitted because of Hardy’s objections.

The jury subsequently convicted Hardy of first-degree sodomy, and he was sentenced to twenty years’ imprisonment. Hardy then appealed, eventually reaching the Kentucky Supreme Court, which affirmed his conviction in a published opinion. Hardy v. Commonwealth, 719 S.W.2d 727 (Ky.1986). Hardy’s conviction became final on December 18, 1986, when his petition for rehearing was denied. Hardy has not challenged any of the factual findings of the Kentucky Supreme Court.

In December 1988, Hardy filed a petition for a writ of habeas corpus in the United States District Court for the Western District of Kentucky. He claims that the trial court violated his sixth amendment right to confront his accuser by allowing his daughter to testify by way of the videotaped deposition. The district court rejected his argument and denied the petition. Hardy now appeals that judgment.

II

Hardy claims that the procedure used by the trial court to allow his daughter to testify in less threatening surroundings violated his sixth amendment Confrontation Clause rights. Essentially, he argues that all testimony presented at trial must be heard when given in the physical presence of the trier of fact.

It is not clear that this court need even reach the merits of Hardy’s claim. Re-troactivity in habeas cases can be seen as a “threshold question” that is logically prior to the merits of a petitioner’s habeas claim. Teague v. Lane, 489 U.S. 288, 109 S.Ct. 1060, 1071, 103 L.Ed.2d 334 (1989) (O’Connor, J.) (plurality opinion). If the petitioner’s claim would not be applied retroactively to his case even if the claim were accepted as valid, then the court need not even address the merits. Additionally, the Supreme Court has simplified retroactivity standards. The new retroactivity jurisprudence seeks to avoid anomalous results. For example, there are no longer situations where a particular petitioner benefits from retroactive application in his habeas case while other similarly situated individuals are denied retroactive application of new principles.

Therefore, this court will determine, at the outset, whether the petitioner’s claim, if valid, would be applied retroactively. 2 Under current retroactivity stan *297 dards, as a general matter, “new rules will not be applied or announced in cases on collateral review unless they fall into one of two exceptions.” Penry v. Lynaugh, 492 U.S. 302, 109 S.Ct. 2934, 2944, 106 L.Ed.2d 256 (1989); Accord, Saffle v. Parks, — U.S. -, 110 S.Ct. 1257, 1259-60, 108 L.Ed.2d 415 (1990); Butler v. McKeller, — U.S. -, 110 S.Ct. 1212, 1216, 108 L.Ed.2d 347 (1990). The first exception to this general principle is that the new rule will be applied retroactively if it limits the substantive scope of the criminal law — that is, if it places certain types of conduct beyond the scope of governmental authority. The second is that the new rule will be applied retroactively if it imposes restrictions that are “fundamental to the concept of ordered liberty.” Teague v. Lane, 489 U.S. at 310, 109 S.Ct. at 1075. Thus, this court will first determine whether Hardy advocates the establishment of a “new rule” and, if so, whether it falls into either of the two exceptions. If he is asking for a new rule and if this case does not fall under either of the two exceptions, this court need not reach the merits of Hardy’s claim.

It makes sense to look at the retroactivity issue first in habeas cases, since the petitioner cannot benefit from a rule that will not be applied to him. Like certain jurisdictional issues, this inquiry requires the court to take “a peek at the merits.” See, e.g., International Association of Machinists v. Trans World Airlines, 839 F.2d 809, 812 (D.C.Cir.1988). In deciding whether the petitioner advocates a new rule, this court must trace the development of Confrontation Clause principles. Obviously, such an inquiry sheds some light on the merits of the petitioner’s claim.

The Supreme Court has defined a “new rule” of constitutional interpretation as one that “breaks new ground or imposes new obligations on the States or Federal Government.” Teague, 489 U.S. at 301, 109 S.Ct. at 1070. In other words, “a case announces a new rule if the result was not dictated by precedent existing at the time the defendant’s conviction became final.” Ibid, (emphasis in original). Accord Saffle, — U.S. at -, 110 S.Ct. at 1260; Butler, — U.S. at -, 110 S.Ct. at 1216. Moreover, the Supreme Court has emphasized that this principle “validates reasonable, good-faith interpretation of existing precedents made by state courts even though they are shown to be contrary to later decisions.” Butler, — U.S. at -, 110 S.Ct. at 1217 (1990). Thus, in deciding whether a petitioner advocates a new rule, courts must stress the role of federal habe-as jurisdiction: to “assure[] that state courts conduct criminal proceedings in accordance with the Constitution as interpreted at the time of the proceedings.” Saffle, — U.S. at -, 110 S.Ct. at 1260.

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Raymond Morgan Hardy v. John P. Wigginton, 922 F.2d 294, 1990 U.S. App. LEXIS 19208, 1990 WL 212292 (6th Cir. 1990).

922 F.2d 294 (Raymond Morgan Hardy v. John P. Wigginton) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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