Ray v. Gadson

District Court, N.D. Alabama·Decided November 2, 2023·No. 2:20-cv-00499·Unknown

Opinion

FOR THE NORTHERN DISTRICT OF ALABAMA SOUTHERN DIVISION SONDRA RAY, } } Plaintiff, } } v. } Case No.: 2:20-cv-00499-RDP } RODERICK GADSON, et al., } } Defendants. }

MEMORANDUM OPINION This case is before the court on the four motions to dismiss filed by various Defendants. (Docs. # 146, 148, 171, 176). For the reasons discussed below, the motions are due to be granted in part and denied in part. BACKGROUND Steven Davis was an inmate at Donaldson Correctional Facility (“Donaldson”) who died after correctional officers struck him repeatedly in the face and head during an altercation at the facility on October 4, 2019. (Doc. # 127 ¶¶ 20-39). His mother, Plaintiff Sondra Ray, brings this action under 42 U.S.C. § 1983 on behalf of her son’s estate. (Id. ¶ 1-2). She claims that (1) certain officers who were personally involved in the altercation violated her son’s Eighth Amendment rights by using excessive force against him, and (2) supervisory officials who were involved in the incident and its aftermath, including those who permitted and encouraged the use of excessive force against Donaldson inmates, are also liable. (Id.). These named Defendants fall into different categories as detailed below. I. The Death of Steven Davis Plaintiff’s well-pleaded allegations make the following factual assertions. On October 4, 2019, when inmates at Donaldson were going outside for exercise, Steven Davis initiated a ¶¶ 24-27). Davis attempted to use plastic “shanks” to attack the other inmate. (Id. ¶¶ 26-27).

Several officers were present, and they intervened to stop the fight. (Id. ¶ 29). Those officers included Defendants Roderick Gadson, Steven D. Harrison, Clifford O’Neal, Wilson B. Clemons, Robert Williams, and Glenn Teague (the “Officer Defendants”). (Id.). After the Officer Defendants intervened, Davis immediately dropped the shanks and submitted to the officers. (Id. ¶ 30). Even though Davis made no attempt to assault an officer, some of the Officer Defendants used force against him. (Id. ¶¶ 28, 31). They each “stomped” his head, and at least one officer struck Davis on the head with a baton. (Id. ¶¶ 32-33). None of the Officer Defendants intervened to stop the further use of force against Davis. (Id. ¶ 35). Davis was taken to UAB Hospital where, according to medical records, he arrived “as a level I trauma [patient] via air following an assault in jail in which he was struck mainly in the

face/head.” (Id. ¶ 38). Head and maxillofacial CT scans showed multiple fractures and related bruising and bleeding. (Id. ¶ 39). Davis ultimately died as a result of his injuries. (Id. ¶ 36). Excessive uses of force are initially reviewed by personnel at the relevant penal institution. (Id. ¶ 90). However, because Davis died as a result of his injuries, the Alabama Department of Corrections’ (“ADOC”) Investigation and Intelligence Division1 (“I&I”) was contacted about the incident. (Id. ¶ 40). I&I is the division within the ADOC responsible for investigating serious allegations of misconduct by ADOC officers. (Id.). However, Plaintiff contends that supervisors at both Donaldson and ADOC covered up Davis’s death and failed to investigate the incident with even minimal effort. (Id. ¶ 45). Specifically, Defendants Loggins, Sides, and Mercado (the “I&I

1 I&I is now called the Law Enforcement Services Division. (Doc. # 127 ¶ 15 n.1). supervisory personnel (such as Defendants Givens, Caldwell, and Johnson (the “Donaldson

Supervisory Defendants”))3 to cover up the circumstances of Davis’s death. (Id. ¶¶ 41-43). These Defendants were able to do so, according to Plaintiff, by coordinating the officers’ stories, forcing some inmates to provide corroborating statements, and ignoring inmates who would provide incriminating statements. (Id. ¶ 44). As a result, no officer was disciplined. (Id. ¶ 51; Doc. # 85). II. Conditions at Donaldson and ADOC Plaintiff asserts that, historically, instances of excessive force happened often throughout ADOC because “I&I routinely functioned as a coverup department rather than as an accountability department.” (Doc. # 127 ¶ 53). Allegedly, the I&I Supervisory Defendants directly and indirectly ensured I&I investigators knew “their job was to protect ADOC, not to help hold inmate abusers accountable.” (Id. ¶ 74). Pointing to a Department of Justice Investigative Report released on July

23, 2020 (the “DOJ Report”), Plaintiff claims that the lack of discipline and investigation occurred not only with institution-level investigations but also was a component of I&I investigations. (Id. ¶ 75). Despite their alleged knowledge that inadequate, biased, and fraudulent I&I investigations were causing incidents of inmate abuse to go undisciplined and unsanctioned, the I&I Supervisory Defendants refused to take action. (Id. ¶ 72). Plaintiff further asserts that Jefferson Dunn (the ADOC Commissioner at the time of the incident) was aware of these systemic deficiencies but refused to correct them. (Id. ¶ 81).

2 Defendants Terry Loggins (I&I Supervisor), F.S. “Scott” Sides (I&I Assistant Director), and Arnaldo Mercado (I&I Director) each served in supervisory roles at I&I at all relevant times. (Doc. # 127 ¶¶ 15-17). Accordingly, the court will refer to those three persons as “I&I Supervisory Defendants.”

3 Defendants Gwendolyn Givens (head warden for Donaldson), Shannon Caldwell (captain at Donaldson), and Deaundra Johnson (captain at Donaldson) each served in supervisory roles at Donaldson at all relevant times. (Doc. # 127 ¶¶ 11-13). Therefore, the court will refer to those three persons as “Donaldson Supervisory Defendants”. accountability within the ADOC, specifically in Alabama’s male prisons, including Donaldson.

(Id. ¶ 84) (quoting the DOJ Report). These uses of force “include the use of batons, chemical spray, and physical altercations such as kicking” and “often result in serious injuries and, sometimes, death.” (Id. ¶ 86) (quoting the DOJ Report). The DOJ Report noted that “the Department’s review of a statistically significant set of ADOC’s use of force incident reports and accompanying documentation from a six-month period demonstrated that a large number of reported uses of force [in 2017] were unjustified under the legal standard.” (Id. ¶ 88). As for the use of excessive force, the conditions at Donaldson -- including the use of force by correctional officers -- were the subject of a class action lawsuit that settled in 2011. (Id. ¶ 95). The terms of the settlement included certain investigation requirements for incidents of force and for these incidents to be referred to I&I. (Id. ¶ 96). However, Plaintiff contends that, by 2016,

“officers’ beatings of inmates in … Donaldson were routinely approved, without referral to I&I, as proper uses of force” by Donaldson personnel, including the Donaldson Supervisory Defendants. (Id. ¶¶ 99-102). As captains from 2016-2019, Plaintiff contends Defendants Johnson and Caldwell were responsible for investigating use of force incidents in the “Hot Bay” (a behavioral modification dorm in which Davis was housed prior to his death) while Defendant Givens reviewed the incidents. (Id. ¶¶ 106, 22-23). Plaintiff contends that Defendants Givens, Ellington, and Dunn discussed the issues regarding excessive force at Donaldson and deemed that the abuse was a “necessary evil due to the nature of the population at Donaldson and due to other limitations, including inadequate staffing and facility issues.” (Id. ¶ 111). Despite this knowledge

on the use of excessive force at Donaldson, Defendants Ellington and Dunn allegedly took no action to change or remedy these violations. (Id. ¶¶ 114-15). Defendants Dunn and Ellington, Plaintiff alleges a pattern of excessive force at Donaldson for

which officers were not held accountable.

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