Rackman v. Microsoft Corp.

102 F. Supp. 2d 113, 2000 U.S. Dist. LEXIS 10313, 2000 WL 828273
CourtDistrict Court, E.D. New York
DecidedJune 13, 2000
Docket1:97-cr-00003
StatusPublished
Cited by3 cases

This text of 102 F. Supp. 2d 113 (Rackman v. Microsoft Corp.) is published on Counsel Stack Legal Research, covering District Court, E.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Rackman v. Microsoft Corp., 102 F. Supp. 2d 113, 2000 U.S. Dist. LEXIS 10313, 2000 WL 828273 (E.D.N.Y. 2000).

Opinion

AMENDED MEMORANDUM & ORDER 1

AMON, District Judge.

INTRODUCTION

Before the Court are defendant’s motions for partial summary judgment on the issue of claim construction and for summary judgment of non-infringement and plaintiffs cross-motion on the issue of infringement. The claim language is construed as set out below. Neither party is entitled to summary judgment at this time.

BACKGROUND

Plaintiff brought the instant action on January 2, 1997, alleging that certain of defendant’s products and services infringe his patent, United States Patent No. 4,670,857, entitled “Cartridge-Controlled System Whose Use is Limited to Authorized Cartridges.” Although the complaint does not specify which of defendant’s products allegedly infringe the patent, plaintiff has taken the position in this litigation that, at the least, the products in issue are “any product using Authenticode technology or public/private key pairs for authenticating software, Windows NT, Internet Explorer, Microsoft Transaction Server, and Internet Information Server.” Letter from Plaintiff to Court dated August 15, 1997, at 2. Plaintiff claims that defendant’s products infringe his patent both literally and under the doctrine of equivalents, and that the infringement is willful. Plaintiff seeks a permanent injunction, a declaratory judgment that defendant infringed ‘857, treble monetary damages, costs, and although he is representing himself, attorneys’ fees.

A. The Patent

Plaintiff originally filed an application for his patent on October 26, 1981. The patent was issued by the United States Patent Office (“Patent Office”) on June 2, 1987. The patent contains eight claims. The claim at issue in this case is claim five, which provides as follows:

A plurality of mass-produced identical systems each comprising data processing means for generating memory-accessing address signals and for executing memory-fornished instructions; and means for interfacing said data processing means with an insertable storage medium having information stored therein; characterized by a read-write memory; said data processing means further controlling generation of memory-accessing address signals to allow accessing of information in the form of blocks of encrypted instructions from an inserted storage medium, decryption of the blocks of encrypted instructions thus accessed, and generation of memory-accessing address signals to allow storage of the decrypted blocks of instructions in said read-write memory, and thereafter executing instructions furnished by said read-write memory in response to generated memory-accessing address signals; said blocks of instructions being stored in encrypted form in said storage medium in accordance with a private key which is associated with a public key of a public-key cryptosystem pair, and said data processing means controlling the decryption of said blocks of encrypted instructions in accordance with said public key; each of said identical systems controlling said decryption and thereafter execution of instructions furnished by its read-write memory in the identical manner responsive to Insertion of the same storage medium.

U.S. Patent No. 4,670,857, at col. 8, lines 11-36, reproduced at Defendant’s Memo. *116 in Support of Partial Summary Judgment on Claim Construction (“Def.’s Memo, on Claim Construction”), Ex. A.

The specification of plaintiffs patent states that the invention embodied in the patent “relates to cartridge-controlled systems, and more particularly to such a system whose use is limited to authorized cartridges.” Id. at col. 1, lines 5-7. The specification proceeds to describe microprocessor-controlled systems, including video game units, which operate according to a series of instructions stored in devices, such as cartridges, containing interchangeable read-only memories (ROM). See id. at col. 1, lines 8-25. Without the invention, manufacturers other than the manufacturer of the machine containing the microprocessor can market original cartridges for use with the microprocessor. See id. at col. 1, lines 25-35. The “general object” of the invention is to prevent manufacturers from doing so without permission, by providing “a cartridge-controlled system whose use is limited to cartridges authorized by the machine manufacturer.” Id. at col. 1, lines 36-38.

The specification of the patent also states, however, that such a cartridge-controlled system is not the only context in which the invention may be used. “Although the illustrative embodiment of the invention is disclosed in the context of a cartridge-controlled machine, it is to be understood that the principles of the invention apply to systems which are controlled by other types of insertable storage media. For example, the principles of the invention may be applied to programs furnished on discs designed for use with a microcomputer.” Id. at col. 1, lines 51-58.

The specification then describes how the invention works. “In accordance with the principles of the invention ... the machine is designed such that the actual instructions which control the machine operation are never stored in conventional program form in the cartridge, even in the cartridges sold by the machine manufacturer. Instead, the instructions stored in the cartridge by the authorized manufacturer are in an encrypted form. When a cartridge is first placed in the machine, the encrypted instructions are read and then decrypted; the decrypted instructions are stored in a random access memory (RAM)” in the machine. Id. at col. 2, lines 3-13. The invention differs from the prior art because “[i]n the prior art, the machine usually accesses individual instructions directly from the ROM contained in the cartridge. In accordance with the invention, however, after the encrypted instructions are decrypted in the machine, they are stored in RAM in their decrypted from ... and it is the instructions in the RAM which are then accessed.” Id. at col. 2, lines 13-20. By storing the decrypted instructions in the RAM in the machine, it would be possible for someone skilled in the art to ascertain the decryption algorithm by analyzing the machine. See id. at col. 2, lines 21-25. However, this possibility would not jeopardize the ability of the machine manufacturer to use the invention to control the programs used in its machine, because the encryption algorithm must also be known in order to design a program that will decrypt intelligibly. See id. at col. 2, lines 25-35. This encryption algorithm will be known only to the machine manufacturer; “the encryption algorithm cannot be determined from knowledge of the decryption algorithm alone.” Id. at col. 2, lines 30-31. The encryption and decryption steps of the invention are carried out in accordance with the principles of public-key cryptography, a form of cryptography developed during the 1970s, which at the time of plaintiffs invention, was generally used to securely transmit messages over communications channels. See id. at col. 5, lines 16-18.

B. Patent File History

Plaintiffs patent application was originally rejected by the Patent Office.

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Cite This Page — Counsel Stack

Bluebook (online)
102 F. Supp. 2d 113, 2000 U.S. Dist. LEXIS 10313, 2000 WL 828273, Counsel Stack Legal Research, https://law.counselstack.com/opinion/rackman-v-microsoft-corp-nyed-2000.