Queen's University v. Kinedyne Corp.

161 F.R.D. 443, 37 U.S.P.Q. 2d (BNA) 1398, 1995 U.S. Dist. LEXIS 8131, 1995 WL 349017
CourtDistrict Court, D. Kansas
DecidedMay 1, 1995
DocketCiv. A. No. 94-2066-EEO
StatusPublished
Cited by4 cases

This text of 161 F.R.D. 443 (Queen's University v. Kinedyne Corp.) is published on Counsel Stack Legal Research, covering District Court, D. Kansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Queen's University v. Kinedyne Corp., 161 F.R.D. 443, 37 U.S.P.Q. 2d (BNA) 1398, 1995 U.S. Dist. LEXIS 8131, 1995 WL 349017 (D. Kan. 1995).

Opinion

MEMORANDUM AND ORDER

EARL E. O’CONNOR, District Judge.

This matter is before the court on defendant’s motion for leave to conduct limited [445]*445discovery (Doc. # 82). Plaintiffs oppose the motion and request an award of the costs associated with responding to the instant motion. For the reasons set forth below, defendant’s motion will be denied.

This is a patent infringement action involving an apparatus for restraining wheelchairs and their occupants in buses or vans in the event of a sudden stop or crash. Defendant seeks leave to reopen discovery during the present continuance of this matter1 to depose and subpoena documents from Dr. Lawrence Schneider of the Transportation Research Institute at the University of Michigan. The parties agree that Dr. Schneider is a recognized authority on wheelchair restraint systems—prior to this lawsuit, both plaintiffs and defendant consulted him about wheelchair restraint systems in public and private transportation systems.

Plaintiffs contacted Dr. Schneider on June 24, 1994, regarding the patent at issue in the instant ease. Pursuant to that contact, Dr. Schneider prepared a written report for plaintiffs. Plaintiffs decided not to designate Dr. Schneider as an expert witness for trial and did not disclose their relationship with Dr. Schneider, or the existence of his report, to defendant during the regular course of discovery.2

Discovery in this ease closed September 1, 1994. Defendant joined in the proposed pretrial order filed on December 8, 1994, which stated, “Discovery is complete.” Defendant’s counsel sent the court a letter dated January 27, 1995, objecting to the continuance and stating that defendant was ready for trial during the weeks of February 6 and 13,1995. (Letter attached as Exhibit A.)

Defendant states that on January 24,1995, its counsel contacted Dr. Schneider as part of “normal pretrial investigation” to learn his opinions and to “inquire as to whether he was aware of any relevant prior art.” Dr. Schneider informed defendant’s counsel that he had previously been contacted by plaintiffs and had given them a written opinion regarding matters involved in the lawsuit. Defendant’s counsel inferred that the report was unfavorable to plaintiffs’ case, presumably because plaintiffs had not listed Dr. Schneider as an expert witness for trial.

Defendant now seeks to depose Dr. Schneider, pursuant to Federal Rule of Civil Procedure 26(b)(4), regarding any opinions he held on the patent at issue prior to being contacted by plaintiffs in relation to the instant suit. See Ager v. Jane Stormont Hospital & Training School for Nurses, 622 F.2d 496, 500-01 (10th Cir.1980) (facts and opinions of an expert, which are not acquired in preparation for trial, are freely discoverable).

Plaintiffs urge the court to deny defendant’s request as untimely in that discovery closed September 1, 1994, and because defendant has not shown good cause for reopening discovery. Defendant’s argument [446]*446centers on assertions regarding the relevance of Dr. Schneider’s anticipated testimony, but offers no explanation for defendant’s failure to contact Dr. Schneider until well after the close of discovery. Defendant does not allege that Dr. Schneider is a newly-discovered witness or that he was previously unavailable. There is no question that defendant was well aware of Dr. Schneider and his area of expertise throughout the scheduled discovery of this case. Defendant has wholly failed to establish good cause for reopening discovery. Under these circumstances, defendant’s request for leave to depose Dr. Schneider regarding opinions held by him prior to the instant litigation will be denied.

Citing Rule 26(b)(5), defendant also asserts that because plaintiffs failed to make an express claim of Rule 26(b)(4)(B) protection with regard to Dr. Schneider, they have waived their claim to protection. Defendant, therefore, asserts that it should be permitted to depose Dr. Schneider regarding his report and other facts or opinions he holds related to this case.

Federal Rule of Civil Procedure 26(b)(5), as amended effective December 1, 1993, provides as follows:

(5) Claims of Privilege or Protection of Trial Preparation Materials. When a party withholds information otherwise discoverable under these rules by claiming that it is privileged or subject to protection as trial preparation material, the party shall make the claim expressly and shall describe the nature of the documents, communications, or things not produced or disclosed in a manner that, without revealing information itself privileged or protected, will enable other parties to assess the applicability of the privilege or protection.

Rule 26(b)(5) is a new provision in the Federal Rules which expressly mandates what courts had previously required based on other provisions in Rule 26. In Ager, 622 F.2d at 502, the court held that a party withholding information related to an informally consulted expert must reveal the existence of the claimed relationship so the court can determine the expert’s status. That holding was expanded to apply to retained or specially employed experts in Bergeson v. Dilworth, 749 F.Supp. 1555, 1565 (D.Kan. 1990). These holdings, coupled with the subsequent enactment of Rule 26(b)(5), leave little doubt that plaintiffs were required to disclose their relationship with Dr. Schneider and the existence of his report. They were not, however, required to reveal his identity. See Ager, 622 F.2d at 502-03.

The comments to Rule 26(b)(5) provide some guidance as to application of rule and the intended consequences of a failure to comply:

Paragraph [26(b)](5) is a new provision. A party must notify other parties if it is withholding materials otherwise subject to disclosure under the rule or pursuant to a discovery request because it is asserting a claim of privilege or work product protection. To withhold materials without such notice is contrary to the rule, subjects the party to sanctions under Rule 37(b)(2), and may be viewed as a waiver of the privilege or protection.
The party must also provide sufficient information to enable other parties to evaluate the applicability of the claimed privilege or protection. Although the person from whom the discovery is sought decides whether to claim a privilege or protection, the court ultimately decides whether, if this claim is challenged, the privilege or protection applies. Providing information pertinent to the applicability of the privilege or protection should reduce the need for in camera examination of the documents.
The rule does not attempt to define for each ease what information must be provided when a party asserts a claim of privilege or work product protection. Details concerning time, persons, general subject matter, etc., may be appropriate if only a few items are withheld, but may be unduly burdensome when voluminous documents are claimed to be privileged or protected, particularly if the items can be described by categories....

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161 F.R.D. 443, 37 U.S.P.Q. 2d (BNA) 1398, 1995 U.S. Dist. LEXIS 8131, 1995 WL 349017, Counsel Stack Legal Research, https://law.counselstack.com/opinion/queens-university-v-kinedyne-corp-ksd-1995.