Quaglia v. State Ethics Commission

986 A.2d 974, 2010 Pa. Commw. LEXIS 2, 2010 WL 10951
CourtCommonwealth Court of Pennsylvania
DecidedJanuary 5, 2010
Docket555 C.D. 2009
StatusPublished
Cited by8 cases

This text of 986 A.2d 974 (Quaglia v. State Ethics Commission) is published on Counsel Stack Legal Research, covering Commonwealth Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Quaglia v. State Ethics Commission, 986 A.2d 974, 2010 Pa. Commw. LEXIS 2, 2010 WL 10951 (Pa. Ct. App. 2010).

Opinion

*976 OPINION BY

President Judge LEADBETTER.

The Pennsylvania Social Services Union, Local 688 of the Service Employees International Union (Union), and Eugene Quaglia (collectively, Petitioners) petition for review of the opinion issued by the State Ethics Commission (Commission) affirming the advice of the Commission’s chief counsel. 2 The Commission determined that individuals employed by the Department of Public Welfare (DPW) as income maintenance caseworkers (caseworkers) are subject to the Public Official and Employee Ethics Act (Ethics Act), 65 Pa.C.S. §§ 1101-1113, and the regulations thereunder, requiring “public employees” to, inter alia, file financial interest statements. Petitioners argue that the Commission misconstrued the definition of “public employee” in the Ethics Act and the regulations and that the Commission’s interpretation is inconsistent with the previous advice of the former chief counsel and the provisions of the former regulations.

In a letter dated September 22, 2008, James A. Honchar, the Deputy Secretary for Human Resources and Management at the Governor’s Office of Administration, requested the Commission’s opinion as to whether DPWs caseworkers are required to file financial interest statements pursuant to the Ethics Act. 3 Section 1104(a) of the Ethics Act, 65 Pa.C.S. § 1104(a), provides in relevant part:

Each public employee and public official of the Commonwealth shall file a statement of financial interests for the preceding calendar year with the department, agency, body or bureau in which he is employed or to which he is appointed or elected no later than May 1 of each year that he holds such a position and of the year after he leaves such a position. [Emphasis added.]

Section 1102 of the Ethics Act, as amended, 65 Pa.C.S. § 1102, defines a “public employee” as:

Any individual employed by the Commonwealth or a political subdivision who is responsible for talcing or recommending official action of a nonministerial nature with regard to:
(1) contracting or procurement;
(2) administering or monitoring grants or subsidies;
(3) planning or zoning;
(4) inspecting, licensing, regulating or auditing any person; or
(5) any other activity where the official action has an economic impact of greater than a de minimis nature on the interests of any person. [Emphasis added.]

A “nonministerial action” is “[a]n action in which the person exercises his own judg *977 ment as to the desirability of the action taken.” Id. (emphasis added).

In requesting the Commission’s opinion, Honchar noted that in 2005, the Commission determined in In re Makar that a caseworker was a public employee required to file financial interest statements. Honchar also noted that in the 1979 advice of counsel issued in In re Preloh, the Commission’s former chief counsel reached a conflicting conclusion that the caseworker was not a public employee. Honchar stated:

Historically, the Governor’s Office of Administration has not required Income Maintenance Caseworkers to file Financial Disclosure statements. There are currently 4,530 Income Maintenance Caseworkers that could be impacted by this decision. This would increase the work required by the Department of Public Welfare in the coordination of employee filings to almost three times the amount required to date. Additionally, there may be other job titles with similar duties as the Income Maintenance Caseworker that would have to be reviewed to re-evaluate the need for those individuals to file Financial Disclosure statements.

Honchar’s September 22, 2008 Letter; Reproduced Record (R.R.) at la. Honchar enclosed the current job specifications for the caseworker position (Job Code 44720), dated June 1, 1989, which stated that the caseworkers perform “professional work assessing clients’ social services and employment needs, determining client eligibility for Income Maintenance Program services and making appropriate referrals for services.” R.R. at 3a.

In an advice of counsel issued in response, the Commission’s chief counsel, Robin M. Hittie, Esquire, determined that caseworkers meet the definition of “public employees” under the Ethics Act and, therefore, must file financial interest statements. The chief counsel cited the Commission’s 1997 adjudication rendered in In re Metrick, concluding that caseworkers were public employees under the Ethics Act. The chief counsel stated that the Me-trick decision superseded the earlier Pre-loh advice of the former chief counsel issued in 1979. The Union and Quaglia, who is a DPW’s caseworker in the Berks County Assistance Office and also a Union member, appealed the advice of counsel to the Commission. 4

On appeal, the Commission held a public meeting and conducted a de novo review of Honchar’s request for an opinion. Quaglia testified that the caseworkers generally work in the office and sometimes in the field without supervisors’ presence and *978 must follow DPW’s policies and procedures to determine clients’ eligibility for grants and subsidies and that their work is subject to supervisors’ review. Quaglia further testified that the caseworkers are encouraged to be as liberal as possible in assessing the need for verification of information provided by the clients. According to Quaglia, the eligibility determination is made on the computer, but the caseworkers can override the information in the computer, in which event the supervisors are notified. Petitioners also presented numerous exhibits to support their appeal.

The Commission rejected Petitioners’ contention that it should be guided by the inaction of the Governor’s Office of Administration to require caseworkers to file financial interest statements and by the former regulations promulgated in 1980, which listed “welfare case worker” as an example of a nonpublic employee position. See former 51 Pa. Code § 1.1, 5 The Commission agreed that its 1997 Metriek ruling superseded the 1979 Preloh advice of counsel. The Commission concluded that caseworkers are public employees under the Ethics Act because they are responsible for taking or recommending official action of a nonministerial nature in administering or monitoring grants and subsidies and in engaging in other activities with an economic impact on others’ interests. The Commission rejected Petitioners’ argument that the caseworkers do not exercise their own judgment as to the desirability

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Bluebook (online)
986 A.2d 974, 2010 Pa. Commw. LEXIS 2, 2010 WL 10951, Counsel Stack Legal Research, https://law.counselstack.com/opinion/quaglia-v-state-ethics-commission-pacommwct-2010.