Pundy v. Department of Professional Regulation

570 N.E.2d 458, 211 Ill. App. 3d 475, 155 Ill. Dec. 945, 1991 Ill. App. LEXIS 375
CourtAppellate Court of Illinois
DecidedMarch 15, 1991
Docket1—89—1702, 1—89—3296 cons.
StatusPublished
Cited by29 cases

This text of 570 N.E.2d 458 (Pundy v. Department of Professional Regulation) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pundy v. Department of Professional Regulation, 570 N.E.2d 458, 211 Ill. App. 3d 475, 155 Ill. Dec. 945, 1991 Ill. App. LEXIS 375 (Ill. Ct. App. 1991).

Opinion

JUSTICE McNULTY

delivered the opinion of the court:

This opinion addresses two consolidated appeals of the plaintiff, Andrew B. Pundy, involving the suspension of his medical license. The first is an interlocutory appeal challenging the constitutionality of section 41 of the Medical Practice Act of 1987 (Medical Practice Act) (Ill. Rev. Stat. 1987, ch. 111, par. 4400—41), which prohibits the issuance of a stay of sanctions while judicial proceedings are pending. The second is an appeal of the circuit court's decision to uphold the decision of the Illinois Department of Professional Regulation finding Dr. Pundy guilty of professional misconduct and suspending his medical license for a period of six months to be followed by two years’ probation.

On appeal, Dr. Pundy contends that (1) section 41 of the Illinois Medical Practice Act, prohibiting the issuance of a stay of sanctions pending review, is unconstitutional as applied to plaintiff and his patients; (2) the board’s decision that the plaintiff had engaged in unprofessional conduct likely to cause harm to the public was against the manifest weight of the evidence; (3) the trial court applied the incorrect standard of review in its analysis of this case; (4) the plaintiff was deprived of procedural due process by the administrative proceeding; and (5) the penalty imposed upon the plaintiff by the board was arbitrary and capricious.

The relevant facts are as follows. On November 17, 1986, the Illinois Department of Professional Regulation (Department) filed a three-count complaint against Andrew B. Pundy, a psychiatrist. Count I of the complaint alleged that Dr. Pundy had engaged in sexual relations with Rebecca Besch, one of his patients, while she was under his care. Count II of the complaint alleged that Dr. Pundy had engaged in an improper dual relationship with Besch, acting as both her psychiatrist and her employer. Count III of the complaint alleged that Dr. Pundy had inappropriately utilized Besch as a therapist in his office when she did not have either the training or experience as such. The Department held a 16-day hearing on these charges.

It is undisputed that Dr. Pundy began treating Besch in March of 1982, for what Dr. Pundy diagnosed as acute anxiety disorder related to her employment situation. Furthermore, in July of 1982, Dr. Pundy hired Besch to work in his office. Moreover, at some point sexual relations ensued between Dr. Pundy and Besch.

There was, however, conflicting testimony as to when exactly the psychiatrist-patient relationship ended and when the sexual relations began. Besch testified that her first sexual contact with Dr. Pundy occurred at a regular therapy session sometime between June 12 and 15, 1982, and continued until November 1983. Besch testified that a few days after her first sexual encounter with Dr. Pundy, he offered her a job in his office as a biller. Besch testified that she .was employed by Dr. Pundy from July 1, 1982, to November 27, 1983, and that sometime between July and September of 1982, her duties were expanded by Dr. Pundy to include acting as his co-therapist with several patients. She stated that throughout her employment with Dr. Pundy, she considered Dr. Pundy to be her doctor. On cross-examination, Besch testified that in June 1982 and thereafter, while she was employed by Dr. Pundy, she did not have formal 45-minute therapy sessions with him, but had a “continuous, free-floating appointment” for therapy, and that all her contacts with him were therapeutic.

Besch further testified that on November 27, 1983, Dr. Pundy terminated both their personal relationship and her employment. Besch testified that as a result of Dr. Pundy’s conduct, she was unable to either hold a job or to engage in intimate relationships with men and even attempted to commit suicide.

Dr. Pundy, on the other hand, testified that it was with Besch’s full agreement that he ended Besch’s therapy sessions on June 5, 1982. Dr. Pundy further testified that on July 2, 1982, after he no longer considered Besch to be his patient, he offered her a position as a biller in his office. Beginning in the late fall of 1982, Dr. Pundy stated that he allowed Besch to act as a co-therapist, under his supervision, with selected patients. Pundy stated that his sexual relationship with Besch did not begin until the summer of 1983.

Dr. James Cavanaugh, a board-certified psychiatrist, testified as an expert witness on behalf of the Department. It was Dr. Cavanaugh’s opinion that Dr. Pundy, by entering into a sexual relationship with Besch, failed to recognize and react to the issues of transference and countertransference, and therefore breached the standard of care applicable to psychiatrists. In transference, the patient transfers to the psychiatrist feelings she had about a past relationship, while in countertransference, the therapist transfers to the patient feelings he had about a past relationship.

Four experts testified on Dr. Pundy’s behalf, Dr. Patrick Staunton, Dr. Jerome Beigler, Dr. Anne Maxwell Seiden, and Gary Schoener. These experts disagreed either in whole or in part with Dr. Cavanaugh’s theory on transference and countertransference. All four of these experts testified that Dr. Pundy had not violated any medical or ethical standard by entering into a sexual relationship with Besch. 1 Dr. Staunton and Dr. Schoener did state that each specific case must be decided according to whether the behavior would have a harmful effect on the former patient.

Following the administrative hearing, the hearing officer for the Department found that there was no credible evidence from which to establish improper sexual activity between Dr. Pundy and Besch during his medical treatment of her nor was there evidence from which to establish clearly and convincingly any violation of the Medical Practice Act. Consequently, the hearing examiner recommended that no discipline be imposed. Declining to follow the hearing officer’s recommendation, the Medical Disciplinary Board (Board) found Dr. Pundy guilty of unprofessional conduct likely to harm the public, violating section 16(5) (Ill. Rev. Stat. 1983, ch. 111, par. 4433(5)), 2 and recommended to the Department that it suspend Dr. Pundy’s medical license for six months to be followed by a probationary period of two years. The Board reached this conclusion based only on count I of the complaint and declined to reach any conclusion as to the issues raised in counts II and III of the complaint. The Department thereafter adopted the recommendation of the Board.

On June 2, 1989, plaintiff filed a complaint for judicial review of the decision of the Department finding him guilty of professional misconduct and suspending his licence. In conjunction with his complaint, plaintiff filed a petition for a stay of the Department’s decision pending judicial review of the decision. The trial court denied plaintiff’s petition, ruling that the court had no jurisdiction to grant a stay pending appeal since section 41 of the Illinois Medical Practice Act (Ill. Rev. Stat. 1987, ch. 111, par. 4400—41) prohibits such stays. On June 30, 1989, plaintiff filed an interlocutory appeal, challenging this ruling on the grounds that section 41 of the Medical Practice Act is unconstitutional as applied to Dr. Pundy and his patients.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Khungar v. Department of Financial & Professional Regulation
2021 IL App (1st) 200077-U (Appellate Court of Illinois, 2021)
Slater v. Illinois Labor Relations Board
2019 IL App (1st) 181007 (Appellate Court of Illinois, 2019)
Danigeles v. Illinois Department of Financial & Professional Regulation
2015 IL App (1st) 142622 (Appellate Court of Illinois, 2015)
Ex Parte Medical Licensure Com'n of Alabama
13 So. 3d 397 (Court of Civil Appeals of Alabama, 2008)
Aubin v. Gifford
Superior Court of Rhode Island, 2007
Magnus v. Department of Professional Regulation
835 N.E.2d 77 (Appellate Court of Illinois, 2005)
State ex rel. Oklahoma Board of Medical Licensure & Supervision v. Litchfield
2004 OK CIV APP 99 (Court of Civil Appeals of Oklahoma, 2004)
Comprehensive Community Solutions, Inc. v. Rockford School District No. 205
815 N.E.2d 483 (Appellate Court of Illinois, 2004)
Webb v. West Virginia Board of Medicine
569 S.E.2d 225 (West Virginia Supreme Court, 2002)
Wilson v. Department of Professional Regulation
739 N.E.2d 57 (Appellate Court of Illinois, 2000)
Albazzaz v. Dept. of Professional Regulation
Appellate Court of Illinois, 2000
Albazzaz v. Department of Professional Regulation
731 N.E.2d 787 (Appellate Court of Illinois, 2000)
Siddiqui v. Department of Professional Regulation
Appellate Court of Illinois, 1999
McTique v. Personnel Bd. of City of Chicago
Appellate Court of Illinois, 1998

Cite This Page — Counsel Stack

Bluebook (online)
570 N.E.2d 458, 211 Ill. App. 3d 475, 155 Ill. Dec. 945, 1991 Ill. App. LEXIS 375, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pundy-v-department-of-professional-regulation-illappct-1991.