1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 MICHAEL PAUL WEINAPPLE, Case No. 2:24-cv-1769-DAD-JDP (PS) 12 Plaintiff, 13 v. FINDINGS AND RECOMMENDATIONS 14 ROB BONTA, et al., 15 Defendants. 16 17 18 Plaintiff, proceeding pro se, brings this case against Attorney General of California Rob 19 Bonta and Scott Johnston and M. Bischel, both special agents for the Attorney General’s Office. 20 ECF No. 1 at 3. He alleges that defendants violated his civil rights by placing him on a list 21 prohibiting possession of firearms, confiscating his firearms, and causing him to lose his job 22 selling firearms at an outdoor supply store. ECF No. 1 at 4-5. Defendants have filed a motion to 23 dismiss, seeking dismissal of all claims against them. ECF No. 9. After review of the pleadings, 24 I recommend that the motion be granted. 25 I. Legal Standards 26 A complaint may be dismissed under that rule for “failure to state a claim upon which 27 relief may be granted.” Fed. R. Civ. P. 12(b)(6). To survive a motion to dismiss for failure to 28 state a claim, a plaintiff must allege “enough facts to state a claim to relief that is plausible on its 1 face.” Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570 (2007). A claim has “facial plausibility 2 when the plaintiff pleads factual content that allows the court to draw the reasonable inference 3 that the defendant is liable for the misconduct alleged.” Ashcroft v. Iqbal, 556 U.S. 662, 678 4 (2009) (citing Twombly, 550 U.S. at 556). The plausibility standard is not akin to a “probability 5 requirement,” but it requires more than a sheer possibility that a defendant has acted unlawfully. 6 Iqbal, 556 U.S. at 678. 7 For purposes of dismissal under Rule 12(b)(6), the court generally considers only 8 allegations contained in the pleadings, exhibits attached to the complaint, and matters properly 9 subject to judicial notice, and construes all well-pleaded material factual allegations in the light 10 most favorable to the nonmoving party. Chubb Custom Ins. Co. v. Space Sys./Loral, Inc., 710 11 F.3d 946, 956 (9th Cir. 2013); Akhtar v. Mesa, 698 F.3d 1202, 1212 (9th Cir. 2012). 12 Dismissal under Rule 12(b)(6) may be based on either: (1) lack of a cognizable legal 13 theory, or (2) insufficient facts under a cognizable legal theory. Chubb Custom Ins. Co., 710 F.3d 14 at 956. Dismissal also is appropriate if the complaint alleges a fact that necessarily defeats the 15 claim. Franklin v. Murphy, 745 F.2d 1221, 1228-1229 (9th Cir. 1984). 16 II. Background 17 Plaintiff alleges that, on February 6, 2023, defendants Johnston and Bischel arrived at his 18 home, announced themselves as agents of the California Department of Justice, and confiscated 19 his two guns—a pistol and a rifle. ECF No. 1 at 4. Plaintiff was then placed on a list that 20 prohibited him from owning firearms. Id. at 5. He subsequently lost his retail job at Turner’s 21 Outdoorsman Store because he could no longer lawfully sell or work with firearms. Id. 22 Plaintiff claims these acts by Johnston and Bischel and their supervisor Attorney General 23 Bonta violated his rights under the Second Amendment by depriving him of the right to bear 24 arms, the Fourth Amendment through their unreasonable search and seizure during the 25 confiscation of his guns, and his due process rights under the Fifth and Fourteenth Amendments 26 by placing him on the prohibited list. Id. at 4-5. He raises five specific claims: (1) a section 1983 27 claim against defendants for violating the Second Amendment, id. at 8; (2) a section 1983 claim 28 for violating the Fourth Amendment, id. at 11-12; (3) a section 1983 claim for violating his Fifth 1 and Fourteenth Amendment rights, id. at 13-14; (4) a claim under section 1985 for conspiracy to 2 deprive civil rights, id. at 14-15; and (5) common law claims for conversion, breach of the peace, 3 intentional infliction of emotional distress, and interference with common law property rights, id. 4 at 17-18. These claims are brought against all three defendants in both their official and 5 individual capacities. Id. at 3. By way of relief, he seeks monetary damages and declaratory 6 relief “in the form of a declaration, referred to in the federal questions above, from the court.” Id. 7 at 18-19. 8 III. Analysis 9 A. The Official Capacity Claims are Barred by the Eleventh Amendment 10 Defendants correctly argue that plaintiff’s official capacity claims are barred by the 11 Eleventh Amendment. Claims for damages against a state official in his or her official capacity 12 are, absent a waiver by the State or congressional override, barred by the Eleventh Amendment. 13 Kentucky v. Graham, 473 U.S. 159, 169-70 (1985). There is no waiver here, and section 1983 14 has not abrogated a State’s immunity under the Eleventh Amendment. Dittman v. California, 191 15 F.3d 1020, 1026 (9th Cir. 1999). The Eleventh Amendment immunity also applies to plaintiff’s 16 state law claims. Pennhurst State Sch. & Hosp. v. Halderman, 465 U.S. 89, 106 (1984). 17 Plaintiff’s claim for declaratory relief might fit into the exception to this immunity. See 18 Ex Parte Young, 209 U.S. 123 (1908); Pennhurst State Sch. & Hosp., 465 U.S. at 102-03 19 (“[W]hen a plaintiff sues a state official alleging a violation of federal law, the federal court may 20 award an injunction that governs the official’s future conduct, but not one that awards retroactive 21 monetary relief.”). The complaint identifies two questions purportedly warranting declaratory 22 relief. 23 First, plaintiff seeks declaratory relief stating that “defendants are impersonating public 24 officials.” ECF No. 1 at 7. This request for relief is, frankly, nonsensical and cannot support a 25 claim. Even if a court were to find that defendants had violated plaintiff’s rights, it would not 26 necessarily follow that defendants did not, at the relevant times, hold the official positions 27 alleged. And the complaint lays no groundwork for a claim that defendant Bonta is or was not the 28 Attorney General of California or that the other defendants were not agents of his office. 1 Second, plaintiff seeks declaratory relief stating that defendants violated their oath of 2 office. Id. at 8. This request does not fit into the exception for two reasons. First, it is retroactive 3 rather than prospective. See Green v. Mansour, 474 U.S. 64, 74 (1985); Nat. Res. Def. Council v. 4 Cal. Dep’t of Transp., 96 F.3d 420, 423-24 (9th Cir. 1996) (affirming dismissal of claims for civil 5 penalties and declaratory relief based on past conduct). And, even if this request for declaratory 6 relief is cast in a prospective light, it is insufficiently specific. It does not identify which oaths of 7 office are at issue or otherwise specify what precise questions the court is being asked to address. 8 It seeks only a “general admonition” of the sort for which declaratory relief is ill suited. See 9 United States v.
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1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 MICHAEL PAUL WEINAPPLE, Case No. 2:24-cv-1769-DAD-JDP (PS) 12 Plaintiff, 13 v. FINDINGS AND RECOMMENDATIONS 14 ROB BONTA, et al., 15 Defendants. 16 17 18 Plaintiff, proceeding pro se, brings this case against Attorney General of California Rob 19 Bonta and Scott Johnston and M. Bischel, both special agents for the Attorney General’s Office. 20 ECF No. 1 at 3. He alleges that defendants violated his civil rights by placing him on a list 21 prohibiting possession of firearms, confiscating his firearms, and causing him to lose his job 22 selling firearms at an outdoor supply store. ECF No. 1 at 4-5. Defendants have filed a motion to 23 dismiss, seeking dismissal of all claims against them. ECF No. 9. After review of the pleadings, 24 I recommend that the motion be granted. 25 I. Legal Standards 26 A complaint may be dismissed under that rule for “failure to state a claim upon which 27 relief may be granted.” Fed. R. Civ. P. 12(b)(6). To survive a motion to dismiss for failure to 28 state a claim, a plaintiff must allege “enough facts to state a claim to relief that is plausible on its 1 face.” Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570 (2007). A claim has “facial plausibility 2 when the plaintiff pleads factual content that allows the court to draw the reasonable inference 3 that the defendant is liable for the misconduct alleged.” Ashcroft v. Iqbal, 556 U.S. 662, 678 4 (2009) (citing Twombly, 550 U.S. at 556). The plausibility standard is not akin to a “probability 5 requirement,” but it requires more than a sheer possibility that a defendant has acted unlawfully. 6 Iqbal, 556 U.S. at 678. 7 For purposes of dismissal under Rule 12(b)(6), the court generally considers only 8 allegations contained in the pleadings, exhibits attached to the complaint, and matters properly 9 subject to judicial notice, and construes all well-pleaded material factual allegations in the light 10 most favorable to the nonmoving party. Chubb Custom Ins. Co. v. Space Sys./Loral, Inc., 710 11 F.3d 946, 956 (9th Cir. 2013); Akhtar v. Mesa, 698 F.3d 1202, 1212 (9th Cir. 2012). 12 Dismissal under Rule 12(b)(6) may be based on either: (1) lack of a cognizable legal 13 theory, or (2) insufficient facts under a cognizable legal theory. Chubb Custom Ins. Co., 710 F.3d 14 at 956. Dismissal also is appropriate if the complaint alleges a fact that necessarily defeats the 15 claim. Franklin v. Murphy, 745 F.2d 1221, 1228-1229 (9th Cir. 1984). 16 II. Background 17 Plaintiff alleges that, on February 6, 2023, defendants Johnston and Bischel arrived at his 18 home, announced themselves as agents of the California Department of Justice, and confiscated 19 his two guns—a pistol and a rifle. ECF No. 1 at 4. Plaintiff was then placed on a list that 20 prohibited him from owning firearms. Id. at 5. He subsequently lost his retail job at Turner’s 21 Outdoorsman Store because he could no longer lawfully sell or work with firearms. Id. 22 Plaintiff claims these acts by Johnston and Bischel and their supervisor Attorney General 23 Bonta violated his rights under the Second Amendment by depriving him of the right to bear 24 arms, the Fourth Amendment through their unreasonable search and seizure during the 25 confiscation of his guns, and his due process rights under the Fifth and Fourteenth Amendments 26 by placing him on the prohibited list. Id. at 4-5. He raises five specific claims: (1) a section 1983 27 claim against defendants for violating the Second Amendment, id. at 8; (2) a section 1983 claim 28 for violating the Fourth Amendment, id. at 11-12; (3) a section 1983 claim for violating his Fifth 1 and Fourteenth Amendment rights, id. at 13-14; (4) a claim under section 1985 for conspiracy to 2 deprive civil rights, id. at 14-15; and (5) common law claims for conversion, breach of the peace, 3 intentional infliction of emotional distress, and interference with common law property rights, id. 4 at 17-18. These claims are brought against all three defendants in both their official and 5 individual capacities. Id. at 3. By way of relief, he seeks monetary damages and declaratory 6 relief “in the form of a declaration, referred to in the federal questions above, from the court.” Id. 7 at 18-19. 8 III. Analysis 9 A. The Official Capacity Claims are Barred by the Eleventh Amendment 10 Defendants correctly argue that plaintiff’s official capacity claims are barred by the 11 Eleventh Amendment. Claims for damages against a state official in his or her official capacity 12 are, absent a waiver by the State or congressional override, barred by the Eleventh Amendment. 13 Kentucky v. Graham, 473 U.S. 159, 169-70 (1985). There is no waiver here, and section 1983 14 has not abrogated a State’s immunity under the Eleventh Amendment. Dittman v. California, 191 15 F.3d 1020, 1026 (9th Cir. 1999). The Eleventh Amendment immunity also applies to plaintiff’s 16 state law claims. Pennhurst State Sch. & Hosp. v. Halderman, 465 U.S. 89, 106 (1984). 17 Plaintiff’s claim for declaratory relief might fit into the exception to this immunity. See 18 Ex Parte Young, 209 U.S. 123 (1908); Pennhurst State Sch. & Hosp., 465 U.S. at 102-03 19 (“[W]hen a plaintiff sues a state official alleging a violation of federal law, the federal court may 20 award an injunction that governs the official’s future conduct, but not one that awards retroactive 21 monetary relief.”). The complaint identifies two questions purportedly warranting declaratory 22 relief. 23 First, plaintiff seeks declaratory relief stating that “defendants are impersonating public 24 officials.” ECF No. 1 at 7. This request for relief is, frankly, nonsensical and cannot support a 25 claim. Even if a court were to find that defendants had violated plaintiff’s rights, it would not 26 necessarily follow that defendants did not, at the relevant times, hold the official positions 27 alleged. And the complaint lays no groundwork for a claim that defendant Bonta is or was not the 28 Attorney General of California or that the other defendants were not agents of his office. 1 Second, plaintiff seeks declaratory relief stating that defendants violated their oath of 2 office. Id. at 8. This request does not fit into the exception for two reasons. First, it is retroactive 3 rather than prospective. See Green v. Mansour, 474 U.S. 64, 74 (1985); Nat. Res. Def. Council v. 4 Cal. Dep’t of Transp., 96 F.3d 420, 423-24 (9th Cir. 1996) (affirming dismissal of claims for civil 5 penalties and declaratory relief based on past conduct). And, even if this request for declaratory 6 relief is cast in a prospective light, it is insufficiently specific. It does not identify which oaths of 7 office are at issue or otherwise specify what precise questions the court is being asked to address. 8 It seeks only a “general admonition” of the sort for which declaratory relief is ill suited. See 9 United States v. Washington, 759 F.2d 1353, 1357 (1985) (“Precise resolution, not general 10 admonition, is the function of declaratory relief.”). 11 Accordingly, plaintiff’s official capacity claims for damages should be dismissed with 12 prejudice insofar as no amendment can save them, and his official capacity claims for damages 13 should be dismissed without prejudice. 14 B. Section 1983 Claims 15 Plaintiff’s personal capacity section 1983 claims for damages against all three defendants 16 should also be dismissed. 17 First, as defendants point out, plaintiff has not alleged any conduct attributable to 18 defendant Bonta in his individual capacity. A supervisory defendant like Bonta can be held 19 personally liable under section 1983 where there exists “(1) his or her personal involvement in the 20 constitutional deprivation, or (2) a sufficient causal connection between the supervisor’s wrongful 21 conduct and the constitutional violation.” Starr v. Baca, 652 F.3d 1202, 1207 (9th Cir. 2011). 22 Plaintiff fails to allege any personal involvement by Bonta in the alleged violation of plaintiff’s 23 rights. He makes vague and conclusory claims against this defendant, alleging that he 24 “conspired” to violate plaintiff’s Second Amendment rights, ECF No. 1 at 5, and that he was 25 “privately motivated” by political ideology to deprive Californians of their right to bear arms. Id. 26 These allegations are wholly devoid of substance and amount to the sort of the “defendant- 27 unlawfully-harmed-me accusation” that the Supreme Court has deemed inconsistent with federal 28 pleading standards. Ashcroft, 556 U.S. at 678. Absent more specific allegations of personal 1 involvement, plaintiff’s individual capacity section 1983 claims against Bonta should be 2 dismissed. 3 Second, plaintiff’s individual capacity claims against Johnston and Bischel should be 4 dismissed because confiscation of plaintiff’s weapons and his placement on a list prohibiting 5 possession of firearms did not violate federal law. Plaintiff was convicted of a felony in 1991. 6 ECF No. 9-1 at 6.1 In United States v. Vongxay, the Ninth Circuit held that a prohibition on 7 felons possessing firearms did not violate the Second Amendment because “felons are 8 categorically different from the individuals who have a fundamental right to bear arms.” 594 9 F.3d 1111, 1115, 1118 (9th Cir. 2010). The Supreme Court has had cause to weigh in on the 10 application of the Second Amendment several times since Vongxay, but courts in this district have 11 concluded that those Supreme Court holdings have not overruled the Court of Appeals on this 12 point. See United States v. Phillips, 827 F.3d 1171, 1174 (9th Cir. 2016); United States v. Salas, 13 No. 2:23-cr-00236-ODW-6, 2024 U.S. Dist. LEXIS 58122, *6 (C.D. Cal. Mar. 29, 2024). 14 Plaintiff argues that recent case law calls into question the continuing validity of 15 Vongxay’s holding. He may have something of a point. As an initial matter, his reliance on the 16 Supreme Court’s holding in New York State Rifle & Pistol Ass’n Inc. v. Bruen, 597 U.S. 1 (2022) 17 is unavailing insofar as that holding cited District of Columbia v. Heller, 554 U.S. 570 (2008) for 18 the proposition that “nothing in our opinion should be taken to cast doubt on longstanding 19 prohibitions on the possession of firearms by felons and the mentally ill . . . .” 597 U.S. at 81. 20 More helpful to plaintiff is the Court of Appeals’ recent decision in United States v. Duarte, 21 wherein the court stated that Vongxay’s holding was no longer good law. 101 F.4th 657, 666-67 22 23
24 1 Defendants ask that I take judicial notice of the court record establishing that plaintiff’s conviction was a felony under Title 26, Section 7201 of the United States Code. Court records 25 are appropriately subject to judicial notice, and defendants’ request is granted. See Holder v. Holder, 305 F.3d 854, 866 (9th Cir. 2002) (appropriate to take judicial notice of an opinion and 26 briefs in another case). And the fact of the felony conviction is not disputed. Plaintiff admits in 27 his complaint that he was convicted. ECF No. 1 at 10. He does not address whether that conviction was a felony, however, necessitating defendants’ request for judicial notice. Notably, 28 in plaintiff’s opposition to the motion to dismiss, he admits that it was a felony. ECF No. 10 at 2. 1 (9th Cir. 2024). That decision was vacated, however, and a rehearing en banc hearing is 2 scheduled. United States v. Duarte, 108 F.4th 786 (9th Cir. 2024). 3 Here, critically, even if the en banc court were to endorse the prior panel’s view, 4 defendants would be entitled to qualified immunity because, at the time they confiscated 5 plaintiff’s weapons and placed him on the list, Vongxay’s validity had not been called into 6 question.2 Jessop v. City of Fresno, 936 F.3d 937, 940 (9th Cir. 2019) (For purposes of qualified 7 immunity, “[a] defendant violates an individual’s clearly established rights only when ‘the state 8 of the law’ at the time of an incident provided ‘fair warning’ to the defendant that his or her 9 conduct was unconstitutional.”) (internal quotation marks omitted). This determination also 10 disposes of plaintiff’s attendant due process claims. He has not identified any specific process 11 that he was due but not afforded. Portman v. County of Santa Clara, 995 F.2d 898, 904 (9th Cir. 12 1993) (“A section 1983 claim based upon procedural due process thus has three elements: (1) a 13 liberty or property interest protected by the Constitution; (2) a deprivation of the interest by the 14 government; (3) lack of process.”). 15 Finally, plaintiff’s Fourth Amendment claims should be dismissed without prejudice as 16 conclusory and vague. He argues that defendants served him with a warrant that was not 17 constitutionally compliant, ECF No. 1 at 12, but does not offer specifics as to what the warrant 18 lacked and, thus, fails to give defendants adequate notice. 19 Given that the facts of what occurred are not in dispute and that the defendants are plainly 20 entitled to qualified immunity, no matter the ultimate outcome in Duarte, I recommend that 21 plaintiff’s Second Amendment and due process claims be dismissed with prejudice, as no 22 amendment appears capable of saving them. See Lopez v. Smith, 203 F.3d 1122, 1129 (9th Cir. 23 2000) (“Under Ninth Circuit case law, district courts are only required to grant leave to amend if 24 a complaint can possibly be saved.”); Cal. Architectural Bldg. Prod. Inc. v. Franciscan Ceramics, 25 Inc., 818 F.2d 1466, 1472 (9th Cir. 1988) (“Valid reasons for denying leave to amend include 26 undue delay, bad faith, prejudice, and futility.”). 27
28 2 This qualified immunity would also extend to defendant Bonta. 1 C. Section 1985 Claim 2 Plaintiff’s section 1985 claim against defendants also fails. To succeed on a section 1985 3 claim, a plaintiff must establish: 4 (1) a conspiracy; (2) for the purpose of depriving, either directly or indirectly, any person or class of persons of the equal protection of 5 the laws, or of equal privileges and immunities under the laws; and (3) an act in furtherance of this conspiracy; (4) whereby a person is 6 either injured in his person or property or deprived of any right or privilege of a citizen of the United States. 7 8 Sever v. Alaska Pulp Corp., 978 F.2d 1529, 1536 (9th Cir. 1992) (quoting United Bhd. of 9 Carpenters & Joiners of Am. v. Scott, 463 U.S. 825, 828-29 (1983)). It follows that if the actions 10 taken did not violate plaintiff’s rights, as I found above, then the second element cannot be met. 11 See Caldeira v. Cnty. of Kauai, 866 F.2d 1175, 1182 (9th Cir. 1989) (holding that “the absence of 12 a section 1983 deprivation of rights precludes a section 1985 conspiracy claim predicated on the 13 same allegations”). 14 D. State Law Claims 15 Defendants correctly argue that plaintiff’s state law claims for damages should be 16 dismissed because he has not complied with the California Government Claims Act. That act 17 bars claims for damages under state law against a public employee unless the claim is first 18 presented to the Department of General Services—which just occur within six months of the 19 alleged injury. See Karim-Panahi v. Los Angeles Police Dep’t, 839 F.2d 621, 627 (9th Cir. 1988) 20 (“Karim-Panahi’s pendent state law tort claims against both the individual and public entity 21 defendants are barred unless he presented them to the City and the LAPD before commencing 22 suit.”). Plaintiff does not allege that he has complied with that requirement. In his opposition, he 23 claims that he should be exempted from this requirement because he has not filed a state tort 24 claim. ECF No. 10 at 7. His complaint brings claims for state torts, however, insofar as it alleges 25 infliction of emotional distress, conversion, and other state law torts. ECF No. 1 at 17-18. To the 26 extent that he is still pursuing any state law torts or other state law claims, they are barred for 27 failure to comply with the presentation requirement. 28 1 E. Criminal Penalties 2 Finally, defendants are correct that plaintiff’s request for criminal penalties against the 3 | defendants under 18 U.S.C. § 3571 is misplaced because plaintiff, as a private citizen, cannot 4 | bring civil claims based on criminal statutes. Linda R.S. v. Richard D., 410 U.S. 614, 619 (1973) 5 | C(In American jurisprudence . . . a private citizen lacks a judicially cognizable interest in the 6 | prosecution or nonprosecution of another.”). 7 IV. Conclusion 8 Accordingly, it is RECOMMENDED that: 9 1. Defendants’ motion to dismiss, ECF No. 9, be granted. 10 2. Plaintiff's Second Amendment and due process claims be dismissed with prejudice. 11 3. Plaintiff's Fourth Amendment individual capacity claim and state law claims be 12 | dismissed with leave to amend. 13 4. Plaintiff be granted thirty days from the date of any order adopting these findings and 14 | recommendations to file an amended complaint. 15 These findings and recommendations are submitted to the United States District Judge 16 | assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(). Within fourteen days 17 | after being served with these findings and recommendations, any party may file written 18 | objections with the court and serve a copy on all parties. Such a document should be captioned 19 | “Objections to Magistrate Judge’s Findings and Recommendations.” Any response to the 20 | objections shall be served and filed within fourteen days after service of the objections. The 21 | parties are advised that failure to file objections within the specified time may waive the right to 22 || appeal the District Court’s order. Turner v. Duncan, 158 F.3d 449, 455 (9th Cir. 1998); Martinez 23 | v. Yist, 951 F.2d 1153 (9th Cir. 1991). 24 95 IT IS SO ORDERED. 26 ( q Sty — Dated: _ December 16, 2024 Q_-——_ 27 JEREMY D. PETERSON UNITED STATES MAGISTRATE JUDGE