1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 DAVID JAMES EGGMAN, No. 2:20-cv-0323 KJM DB PS 12 Plaintiff, 13 v. FINDINGS AND RECOMMENDATIONS 14 RUSS MILLER, ESQ,
15 Defendant. 16 17 Plaintiff David James Eggman is a prisoner proceeding in this action pro se. This matter 18 was referred to the undersigned in accordance with Local Rule 302(c)(21) and 28 U.S.C. § 19 636(b)(1). Pending before the court are plaintiff’s complaint and motion to proceed in forma 20 pauperis pursuant to 28 U.S.C. § 1915. (ECF Nos. 1 & 6.) Therein, plaintiff complains that the 21 defendant committed legal malpractice while representing plaintiff. 22 The court is required to screen complaints brought by parties proceeding in forma 23 pauperis. See 28 U.S.C. § 1915(e)(2); see also Lopez v. Smith, 203 F.3d 1122, 1129 (9th Cir. 24 2000) (en banc). Here, plaintiff’s complaint is deficient. Accordingly, for the reasons stated 25 below, the undersigned will recommend that plaintiff’s complaint be dismissed without prejudice. 26 I. Plaintiff’s Application to Proceed In Forma Pauperis 27 The court is required to screen complaints brought by parties proceeding in forma 28 pauperis. See 28 U.S.C. § 1915(e)(2); see also Lopez v. Smith, 203 F.3d 1122, 1129 (9th Cir. 1 2000) (en banc). Plaintiff’s in forma pauperis application makes the financial showing required 2 by 28 U.S.C. § 1915(a)(1). However, a determination that a plaintiff qualifies financially for in 3 forma pauperis status does not complete the inquiry required by the statute. 4 “‘A district court may deny leave to proceed in forma pauperis at the outset if it appears 5 from the face of the proposed complaint that the action is frivolous or without merit.’” Minetti v. 6 Port of Seattle, 152 F.3d 1113, 1115 (9th Cir. 1998) (quoting Tripati v. First Nat. Bank & Trust, 7 821 F.2d 1368, 1370 (9th Cir. 1987)); see also McGee v. Department of Child Support Services, 8 584 Fed. Appx. 638 (9th Cir. 2014) (“the district court did not abuse its discretion by denying 9 McGee’s request to proceed IFP because it appears from the face of the amended complaint that 10 McGee’s action is frivolous or without merit”); Smart v. Heinze, 347 F.2d 114, 116 (9th Cir. 11 1965) (“It is the duty of the District Court to examine any application for leave to proceed in 12 forma pauperis to determine whether the proposed proceeding has merit and if it appears that the 13 proceeding is without merit, the court is bound to deny a motion seeking leave to proceed in 14 forma pauperis.”). 15 Moreover, the court must dismiss an in forma pauperis case at any time if the allegation of 16 poverty is found to be untrue or if it is determined that the action is frivolous or malicious, fails to 17 state a claim on which relief may be granted, or seeks monetary relief against an immune 18 defendant. See 28 U.S.C. § 1915(e)(2). A complaint is legally frivolous when it lacks an 19 arguable basis in law or in fact. Neitzke v. Williams, 490 U.S. 319, 325 (1989); Franklin v. 20 Murphy, 745 F.2d 1221, 1227-28 (9th Cir. 1984). Under this standard, a court must dismiss a 21 complaint as frivolous where it is based on an indisputably meritless legal theory or where the 22 factual contentions are clearly baseless. Neitzke, 490 U.S. at 327; 28 U.S.C. § 1915(e). 23 To state a claim on which relief may be granted, the plaintiff must allege “enough facts to 24 state a claim to relief that is plausible on its face.” Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 25 570 (2007). In considering whether a complaint states a cognizable claim, the court accepts as 26 true the material allegations in the complaint and construes the allegations in the light most 27 favorable to the plaintiff. Hishon v. King & Spalding, 467 U.S. 69, 73 (1984); Hosp. Bldg. Co. v. 28 Trustees of Rex Hosp., 425 U.S. 738, 740 (1976); Love v. United States, 915 F.2d 1242, 1245 1 (9th Cir. 1989). Pro se pleadings are held to a less stringent standard than those drafted by 2 lawyers. Haines v. Kerner, 404 U.S. 519, 520 (1972). However, the court need not accept as true 3 conclusory allegations, unreasonable inferences, or unwarranted deductions of fact. Western 4 Mining Council v. Watt, 643 F.2d 618, 624 (9th Cir. 1981). 5 The minimum requirements for a civil complaint in federal court are as follows: 6 A pleading which sets forth a claim for relief . . . shall contain (1) a short and plain statement of the grounds upon which the court’s 7 jurisdiction depends . . . , (2) a short and plain statement of the claim showing that the pleader is entitled to relief, and (3) a demand for 8 judgment for the relief the pleader seeks. 9 Fed. R. Civ. P. 8(a). 10 II. Plaintiff’s Complaint 11 Jurisdiction is a threshold inquiry that must precede the adjudication of any case before 12 the district court. Morongo Band of Mission Indians v. Cal. State Bd. of Equalization, 858 F.2d 13 1376, 1380 (9th Cir. 1988). Federal courts are courts of limited jurisdiction and may adjudicate 14 only those cases authorized by federal law. Kokkonen v. Guardian Life Ins. Co., 511 U.S. 375, 15 377 (1994); Willy v. Coastal Corp., 503 U.S. 131, 136-37 (1992). “Federal courts are presumed 16 to lack jurisdiction, ‘unless the contrary appears affirmatively from the record.’” Casey v. Lewis, 17 4 F.3d 1516, 1519 (9th Cir. 1993) (quoting Bender v. Williamsport Area Sch. Dist., 475 U.S. 534, 18 546 (1986)). 19 Lack of subject matter jurisdiction may be raised by the court at any time during the 20 proceedings. Attorneys Trust v. Videotape Computer Prods., Inc., 93 F.3d 593, 594-95 (9th Cir. 21 1996). A federal court “ha[s] an independent obligation to address sua sponte whether [it] has 22 subject-matter jurisdiction.” Dittman v. California, 191 F.3d 1020, 1025 (9th Cir. 1999). It is the 23 obligation of the district court “to be alert to jurisdictional requirements.” Grupo Dataflux v. 24 Atlas Global Group, L.P., 541 U.S. 567, 593 (2004). Without jurisdiction, the district court 25 cannot decide the merits of a case or order any relief.
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1 2 3 4 5 6 7 8 UNITED STATES DISTRICT COURT 9 FOR THE EASTERN DISTRICT OF CALIFORNIA 10 11 DAVID JAMES EGGMAN, No. 2:20-cv-0323 KJM DB PS 12 Plaintiff, 13 v. FINDINGS AND RECOMMENDATIONS 14 RUSS MILLER, ESQ,
15 Defendant. 16 17 Plaintiff David James Eggman is a prisoner proceeding in this action pro se. This matter 18 was referred to the undersigned in accordance with Local Rule 302(c)(21) and 28 U.S.C. § 19 636(b)(1). Pending before the court are plaintiff’s complaint and motion to proceed in forma 20 pauperis pursuant to 28 U.S.C. § 1915. (ECF Nos. 1 & 6.) Therein, plaintiff complains that the 21 defendant committed legal malpractice while representing plaintiff. 22 The court is required to screen complaints brought by parties proceeding in forma 23 pauperis. See 28 U.S.C. § 1915(e)(2); see also Lopez v. Smith, 203 F.3d 1122, 1129 (9th Cir. 24 2000) (en banc). Here, plaintiff’s complaint is deficient. Accordingly, for the reasons stated 25 below, the undersigned will recommend that plaintiff’s complaint be dismissed without prejudice. 26 I. Plaintiff’s Application to Proceed In Forma Pauperis 27 The court is required to screen complaints brought by parties proceeding in forma 28 pauperis. See 28 U.S.C. § 1915(e)(2); see also Lopez v. Smith, 203 F.3d 1122, 1129 (9th Cir. 1 2000) (en banc). Plaintiff’s in forma pauperis application makes the financial showing required 2 by 28 U.S.C. § 1915(a)(1). However, a determination that a plaintiff qualifies financially for in 3 forma pauperis status does not complete the inquiry required by the statute. 4 “‘A district court may deny leave to proceed in forma pauperis at the outset if it appears 5 from the face of the proposed complaint that the action is frivolous or without merit.’” Minetti v. 6 Port of Seattle, 152 F.3d 1113, 1115 (9th Cir. 1998) (quoting Tripati v. First Nat. Bank & Trust, 7 821 F.2d 1368, 1370 (9th Cir. 1987)); see also McGee v. Department of Child Support Services, 8 584 Fed. Appx. 638 (9th Cir. 2014) (“the district court did not abuse its discretion by denying 9 McGee’s request to proceed IFP because it appears from the face of the amended complaint that 10 McGee’s action is frivolous or without merit”); Smart v. Heinze, 347 F.2d 114, 116 (9th Cir. 11 1965) (“It is the duty of the District Court to examine any application for leave to proceed in 12 forma pauperis to determine whether the proposed proceeding has merit and if it appears that the 13 proceeding is without merit, the court is bound to deny a motion seeking leave to proceed in 14 forma pauperis.”). 15 Moreover, the court must dismiss an in forma pauperis case at any time if the allegation of 16 poverty is found to be untrue or if it is determined that the action is frivolous or malicious, fails to 17 state a claim on which relief may be granted, or seeks monetary relief against an immune 18 defendant. See 28 U.S.C. § 1915(e)(2). A complaint is legally frivolous when it lacks an 19 arguable basis in law or in fact. Neitzke v. Williams, 490 U.S. 319, 325 (1989); Franklin v. 20 Murphy, 745 F.2d 1221, 1227-28 (9th Cir. 1984). Under this standard, a court must dismiss a 21 complaint as frivolous where it is based on an indisputably meritless legal theory or where the 22 factual contentions are clearly baseless. Neitzke, 490 U.S. at 327; 28 U.S.C. § 1915(e). 23 To state a claim on which relief may be granted, the plaintiff must allege “enough facts to 24 state a claim to relief that is plausible on its face.” Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 25 570 (2007). In considering whether a complaint states a cognizable claim, the court accepts as 26 true the material allegations in the complaint and construes the allegations in the light most 27 favorable to the plaintiff. Hishon v. King & Spalding, 467 U.S. 69, 73 (1984); Hosp. Bldg. Co. v. 28 Trustees of Rex Hosp., 425 U.S. 738, 740 (1976); Love v. United States, 915 F.2d 1242, 1245 1 (9th Cir. 1989). Pro se pleadings are held to a less stringent standard than those drafted by 2 lawyers. Haines v. Kerner, 404 U.S. 519, 520 (1972). However, the court need not accept as true 3 conclusory allegations, unreasonable inferences, or unwarranted deductions of fact. Western 4 Mining Council v. Watt, 643 F.2d 618, 624 (9th Cir. 1981). 5 The minimum requirements for a civil complaint in federal court are as follows: 6 A pleading which sets forth a claim for relief . . . shall contain (1) a short and plain statement of the grounds upon which the court’s 7 jurisdiction depends . . . , (2) a short and plain statement of the claim showing that the pleader is entitled to relief, and (3) a demand for 8 judgment for the relief the pleader seeks. 9 Fed. R. Civ. P. 8(a). 10 II. Plaintiff’s Complaint 11 Jurisdiction is a threshold inquiry that must precede the adjudication of any case before 12 the district court. Morongo Band of Mission Indians v. Cal. State Bd. of Equalization, 858 F.2d 13 1376, 1380 (9th Cir. 1988). Federal courts are courts of limited jurisdiction and may adjudicate 14 only those cases authorized by federal law. Kokkonen v. Guardian Life Ins. Co., 511 U.S. 375, 15 377 (1994); Willy v. Coastal Corp., 503 U.S. 131, 136-37 (1992). “Federal courts are presumed 16 to lack jurisdiction, ‘unless the contrary appears affirmatively from the record.’” Casey v. Lewis, 17 4 F.3d 1516, 1519 (9th Cir. 1993) (quoting Bender v. Williamsport Area Sch. Dist., 475 U.S. 534, 18 546 (1986)). 19 Lack of subject matter jurisdiction may be raised by the court at any time during the 20 proceedings. Attorneys Trust v. Videotape Computer Prods., Inc., 93 F.3d 593, 594-95 (9th Cir. 21 1996). A federal court “ha[s] an independent obligation to address sua sponte whether [it] has 22 subject-matter jurisdiction.” Dittman v. California, 191 F.3d 1020, 1025 (9th Cir. 1999). It is the 23 obligation of the district court “to be alert to jurisdictional requirements.” Grupo Dataflux v. 24 Atlas Global Group, L.P., 541 U.S. 567, 593 (2004). Without jurisdiction, the district court 25 cannot decide the merits of a case or order any relief. See Morongo, 858 F.2d at 1380. 26 The basic federal jurisdiction statutes are 28 U.S.C. §§ 1331 and 1332, which confer 27 “federal question” and “diversity” jurisdiction, respectively. Federal jurisdiction may also be 28 conferred by federal statutes regulating specific subject matter. “[T]he existence of federal 1 jurisdiction depends solely on the plaintiff’s claims for relief and not on anticipated defenses to 2 those claims.” ARCO Envtl. Remediation, LLC v. Dep’t of Health & Envtl. Quality, 213 F.3d 3 1108, 1113 (9th Cir. 2000). 4 District courts have diversity jurisdiction only over “all civil actions where the matter in 5 controversy exceeds the sum or value of $75,000, exclusive of interest and costs,” and the action 6 is between: “(1) citizens of different States; (2) citizens of a State and citizens or subjects of a 7 foreign state; (3) citizens of different States and in which citizens or subjects of a foreign state are 8 additional parties; and (4) a foreign state . . . as plaintiff and citizens of a State or of different 9 States.” 28 U.S.C. § 1332. “To demonstrate citizenship for diversity purposes a party must (a) be 10 a citizen of the United States, and (b) be domiciled in a state of the United States.” Lew v. Moss, 11 797 F.2d 747, 749 (9th Cir. 1986). “Diversity jurisdiction requires complete diversity between 12 the parties-each defendant must be a citizen of a different state from each plaintiff.” In re 13 Digimarc Corp. Derivative Litigation, 549 F.3d 1223, 1234 (9th Cir. 2008). 14 Here, the complaint alleges that this action is brought pursuant to 42 U.S.C. § 1983. 15 (Compl. (ECF No. 1) at 1.) In this regard, a litigant who complains of a violation of a 16 constitutional right does not have a cause of action directly under the United States Constitution. 17 Livadas v. Bradshaw, 512 U.S. 107, 132 (1994) (affirming that it is 42 U.S.C. § 1983 that 18 provides a federal cause of action for the deprivation of rights secured by the United States 19 Constitution); Chapman v. Houston Welfare Rights Org., 441 U.S. 600, 617 (1979) (explaining 20 that 42 U.S.C. § 1983 was enacted to create a private cause of action for violations of the United 21 States Constitution); Azul-Pacifico, Inc. v. City of Los Angeles, 973 F.2d 704, 705 (9th Cir. 22 1992) (“Plaintiff has no cause of action directly under the United States Constitution.”). 23 42 U.S.C. § 1983 provides that, 24 [e]very person who, under color of [state law] ... subjects, or causes to be subjected, any citizen of the United States ... to the deprivation 25 of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit 26 in equity, or other proper proceeding for redress. 27 Here, the complaint alleges that the defendant committed legal malpractice in the course 28 of representing plaintiff. (Compl. (ECF No. 1) at 3.) However, “an attorney, whether retained or 1 appointed, does not act ‘under color of’ state law.” Szijarto v. Legeman, 466 F.2d 864, 864 (9th 2 Cir. 1972); see also Diaz v. Sheppard, 85 F.3d 1502, 1505 (11th Cir. 1996) (legal malpractice 3 claim presents “[n]o substantial question of federal law . . . and federal jurisdiction is lacking”). 4 Accordingly, “[t]he Court lacks jurisdiction over the subject matter of this apparent legal 5 malpractice lawsuit.” Garcia v. Martin, No. 1:11-cv-01656 AWI MJS, 2012 WL 218630, at *1 6 (E.D. Cal. Jan. 23, 2012). 7 III. Leave to Amend 8 For the reasons stated above, plaintiff’s complaint should be dismissed. The undersigned 9 has carefully considered whether plaintiff could amend the complaint to state a claim over which 10 the court would have jurisdiction. Valid reasons for denying leave to amend include undue delay, 11 bad faith, prejudice, and futility.” California Architectural Bldg. Prod. v. Franciscan Ceramics, 12 818 F.2d 1466, 1472 (9th Cir. 1988); see also Klamath-Lake Pharm. Ass’n v. Klamath Med. Serv. 13 Bureau, 701 F.2d 1276, 1293 (9th Cir. 1983) (holding that while leave to amend shall be freely 14 given, the court does not have to allow futile amendments). 15 Here, given the deficiencies noted above, the undersigned finds that granting plaintiff 16 leave to amend would be futile. 17 CONCLUSION 18 Accordingly, for the reasons stated above, IT IS HEREBY RECOMMENDED that: 19 1. Plaintiff’s November 18, 2019 application to proceed in forma pauperis (ECF No. 6) 20 be denied; 21 2. Plaintiff’s October 24, 2019 complaint (ECF No. 1) be dismissed without prejudice; 22 and 23 3. This action be dismissed. 24 These findings and recommendations will be submitted to the United States District Judge 25 assigned to the case, pursuant to the provisions of 28 U.S.C. § 636(b)(1). Within thirty days after 26 being served with these findings and recommendations, plaintiff may file written objections with 27 the court. A document containing objections should be titled “Objections to Magistrate Judge’s 28 Findings and Recommendations.” Plaintiff is advised that failure to file objections within the 1 | specified time may, under certain circumstances, waive the right to appeal the District Court’s 2 | order. See Martinez v. YIst, 951 F.2d 1153 (9th Cir. 1991). 3 4 Dated: April 8, 2020
6 Le BARNES 7 UNITED STATES MAGISTRATE JUDGE 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 DBlorders\orders.pro se\eggman0323.dism.f&rs 23 24 25 26 27 28