Preston v. Preston

CourtCourt of Appeals of North Carolina
DecidedApril 5, 2022
Docket21-204
StatusPublished

This text of Preston v. Preston (Preston v. Preston) is published on Counsel Stack Legal Research, covering Court of Appeals of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Preston v. Preston, (N.C. Ct. App. 2022).

Opinion

IN THE COURT OF APPEALS OF NORTH CAROLINA

2022-NCCOA-207

No. COA21-204

Filed 5 April 2022

Mecklenburg County, No. 18 CVS 19752

PATRICK PRESTON, Plaintiff,

v.

TOSHIKO PRESTON, Defendant.

Appeal by defendant from order entered 2 September 2020 by Judge Karen D.

McCallum in Mecklenburg County District Court. Heard in the Court of Appeals 26

January 2022.

Hamilton Stephens Steele & Martin, PLLC, by Kyle W. LeBlanc, for Plaintiff- Appellee.

Fleet Law, by Jennifer L. Fleet, for Defendant-Appellant.

CARPENTER, Judge.

¶1 Toshiko Preston (“Defendant”) appeals from an order granting sanctions and

attorneys’ fees to Patrick Preston (“Plaintiff”). We dismiss Defendant’s appeal as

interlocutory.

I. Background

¶2 Plaintiff and Defendant were married on 25 July 1988. The facts leading to

the imposition of sanctions against Defendant are as follows: Plaintiff filed a PRESTON V. PRESTON

Opinion of the Court

complaint for absolute divorce in October 2018. On 12 July 2019, Defendant filed her

answer as well as motions to dismiss for lack of subject matter jurisdiction, improper

venue, insufficiency of process, failure to state a claim, and a motion for sanctions. A

hearing on these motions was held on 15 January 2020 (“the motions to dismiss

hearing”). At the motions to dismiss hearing, the trial court indicated Defendant

argued “profusely” that Plaintiff was not a citizen or resident of Mecklenburg County,

that venue was improper in Charlotte, North Carolina and that North Carolina

lacked jurisdiction to proceed with Plaintiff’s complaint for absolute divorce. The trial

court found Plaintiff was, in fact, a North Carolina resident, and jurisdiction was

proper. Defendant appealed the trial court’s decision, and those matters were

resolved by this Court in the case of Preston v. Preston, 2021-NCCOA-670

(unpublished). In the appeal now before us, we review the imposition of sanctions

against Defendant pursuant to N.C. Gen. Stat. § 1A-1, R. 11 (2021) (“Rule 11”).

¶3 On 14 January 2020, one day before the motions to dismiss hearing, Defendant

signed a verification for her complaint for post separation support, alimony, equitable

distribution, and attorneys’ fees. Contrary to the position she took at the motions to

dismiss hearing, Defendant’s complaint stated Plaintiff was a resident of North

Carolina and admitted jurisdiction was proper. The complaint was file stamped on

15 January 2020, approximately one hour after the conclusion of the motions to

dismiss hearing. In February 2020, Defendant also filed a motion to stay the divorce PRESTON V. PRESTON

proceeding, which was denied. Plaintiff subsequently filed a motion for sanctions and

attorneys’ fees pursuant to Rule 11. The divorce had not been finalized at the time

both parties’ briefs were filed.

¶4 On 1 September 2020, the trial court signed a written order granting Plaintiff’s

request for sanctions against Defendant and ordering Defendant to pay Plaintiff

$15,000.00 in attorneys’ fees, to be remitted in monthly increments of $300.00 until

paid in full. On 30 September 2020 Defendant filed a notice of appeal.

II. Jurisdiction

¶5 Defendant’s appeal is interlocutory. “An interlocutory order is one made

during the pendency of an action, which does not dispose of the case, but leaves it for

further action by the trial court in order to settle and determine the entire

controversy.” Beasley v. Beasley, 259 N.C. App. 735, 738, 816 S.E.2d 866, 870 (2018)

(citation omitted). “[N]o appeal lies to an appellate court from an interlocutory order

or ruling of the trial judge unless such ruling or order deprives the appellant of a

substantial right.” Waters v. Qualified Pers., Inc., 294 N.C. 200, 207, 240 S.E.2d 338,

343 (1978) (internal citations and quotation marks omitted). This Court has

previously held: “Certain sanctions have been deemed immediately appealable

because they affect a substantial right . . . [h]owever, an order to pay attorney’s fees

as a sanction does not affect a substantial right.” Long v. Joyner, 155 N.C. App. 129,

134, 574 S.E.2d 171, 175, (2002) (emphasis added) (internal quotations and citations PRESTON V. PRESTON

omitted). As we stated in Long, “[t]he order granting attorney fees is interlocutory,

as it does not finally determine the action nor affect a substantial right which might

be lost, prejudiced, or be less than adequately protected by exception to entry of the

interlocutory order.” Id. at 134, 574 S.E.2d at 175 (quoting Cochran v. Cochran, 93

N.C. App. 574, 577, 378 S.E.2d 580, 582 (1989)).

¶6 However, we have also held an order for a party to pay a “significant amount

of money” may be immediately appealed if it can be shown by the appealing party to

affect a substantial right. See Estate of Redden ex rel. Morely v. Redden, 179 N.C.

App. 113, 116-17, 632 S.E.2d 794, 798 (2006) (“The Order appealed affects a

substantial right of [the] Defendant . . . by ordering her to make immediate payment

of a significant amount of money; therefore this Court has jurisdiction over the

Defendant’s appeal pursuant to N.C. Gen. Stat. § 1-277 and N.C. Gen. Stat. § 7A-

27(d).” (citations omitted)), remanded on other grounds, 361 N.C. 352, 649 S.E.2d 638

(2007); N.C. Gen. Stat. § 7A-27(b). Of course, “[t]he burden is on the appellant to

establish that a substantial right will be affected unless he is allowed immediate

appeal from an interlocutory order.” Embler v. Embler, 143 N.C. App. 162, 166, 545

S.E.2d 259, 262 (2001) (citation omitted).

¶7 In Beasley v. Beasley, the plaintiff was ordered to pay $48,188.15 in attorneys’

fees to his former wife. 259 N.C. App. at 742, 816 S.E.2d at 873. The trial court had

not determined and resolved the parties’ equitable distribution claims. Id. at 741, PRESTON V. PRESTON

816 S.E.2d at 872. In Beasley, the issue before this Court was “whether an order for

attorney’s fees, which completely disposes of that issue as it relates to other

substantive claims, is immediately appealable . . . particularly where . . . it arguably

affects a substantial right.” Id. at 741, 816 S.E.2d at 872 (citations and internal

quotation marks omitted). This Court held the plaintiff’s interlocutory appeal was

entitled to immediate review and reasoned:

to delay plaintiff's appeal from the order regarding attorney’s fees until a final determination on the merits of all the parties’ remaining claims would jeopardize plaintiff’s substantial right not only because it is “an order which completely disposes of one of several issues in a lawsuit . . . but also because it orders plaintiff to pay a not insignificant amount—$48,188.15—in attorney’s fees.

Id. at 742, 816 S.E.2d at 872–73.

¶8 The distinction between Beasley and the case at bar is two-pronged and lies in

the manner in which the award for attorneys’ fees was requested. In Beasley, an

award of attorneys’ fees was requested pursuant to statutory authority, specifically

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Related

Case v. Case
325 S.E.2d 661 (Court of Appeals of North Carolina, 1985)
Embler v. Embler
545 S.E.2d 259 (Court of Appeals of North Carolina, 2001)
Hoke County Board of Education v. State
679 S.E.2d 512 (Court of Appeals of North Carolina, 2009)
Long v. Joyner
574 S.E.2d 171 (Court of Appeals of North Carolina, 2002)
Oestreicher v. American National Stores, Inc.
225 S.E.2d 797 (Supreme Court of North Carolina, 1976)
Turner v. Duke University
381 S.E.2d 706 (Supreme Court of North Carolina, 1989)
Cochran v. Cochran
378 S.E.2d 580 (Court of Appeals of North Carolina, 1989)
Waters v. Qualified Personnel, Inc.
240 S.E.2d 338 (Supreme Court of North Carolina, 1978)
Jeffreys v. Raleigh Oaks Joint Venture
444 S.E.2d 252 (Court of Appeals of North Carolina, 1994)
Estate of Redden Ex Rel. Morley v. Redden
632 S.E.2d 794 (Court of Appeals of North Carolina, 2006)
Bryson v. Sullivan
412 S.E.2d 327 (Supreme Court of North Carolina, 1992)
Beasley v. Beasley
816 S.E.2d 866 (Court of Appeals of North Carolina, 2018)

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