Preston Marshall v. Ribosome, L.P.

CourtCourt of Appeals of Texas
DecidedMay 9, 2019
Docket01-18-00108-CV
StatusPublished

This text of Preston Marshall v. Ribosome, L.P. (Preston Marshall v. Ribosome, L.P.) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Preston Marshall v. Ribosome, L.P., (Tex. Ct. App. 2019).

Opinion

Opinion issued May 9, 2019

In The

Court of Appeals For The

First District of Texas ———————————— NO. 01-18-00108-CV ——————————— PRESTON MARSHALL, Appellant V. RIBOSOME L.P., Appellee

On Appeal from the 270th District Court Harris County, Texas Trial Court Case No. 2015-30009

MEMORANDUM OPINION

Preston Marshall, a limited partner of Ribosome, L.P. and a beneficiary of two

trusts which are also limited partners, was joined in an interpleader action brought

by Frost Bank involving Preston’s challenge to the ownership of funds held in a

Ribosome bank account. In that action, Preston brought cross-claims against Ribosome for (1) aiding and abetting in a breach of fiduciary duty committed by the

trustee over the limited partner trusts, (2) breach of an oral agreement that Ribosome

would distribute the portion of profits it owed to the trusts directly to Preston as their

ultimate beneficiary, or alternatively, (3) promissory estoppel, and (4) an accounting

based on allegations that Ribosome miscalculated distributions.

Ribosome moved for summary judgment on Preston’s claims for aiding and

abetting breach of fiduciary duty, breach of contract, and promissory estoppel claims

and, in a second motion, on his accounting claim. The trial court granted both

motions. On appeal, Preston contends that the trial court erred in granting summary

judgment because fact issues remain on whether (1) the breaches of fiduciary duty

underlying the aiding and abetting claim occurred and caused harm to Preston;

(2) the profit distribution agreement was too indefinite to enforce or terminable at

will; (3) Ribosome is estopped from denying the distribution agreement; and

(4) challenges to Ribosome’s distribution calculations require an accounting.

Finding no error, we affirm.

BACKGROUND

This dispute involves the descendants of Texas oilman J. Howard Marshall II.

The Marshall family, one of the wealthiest in the country, manages its wealth

through a network of partnerships, trusts, and other entities, many of which are

located outside the United States. Elaine Marshall, Preston’s mother, has played

2 instrumental roles in the entities involved in this dispute. MarOpCo, a management

company, provides administrative services, including accounting, bookkeeping,

record maintenance, and tax preparation, for the Marshall entities.

Ribosome, a limited partnership organized under the laws of the British Virgin

Islands, is one of those entities. Its holdings consist of shares of non-voting stock of

a trust that holds equity in Koch Industries, Inc. and Koch Holdings, LLC. Elaine

serves as sole manager of Ribosome’s general partner, Tanzanite Trading, LLC.

Ribosome has eighteen limited partners that own units of one or more of Ribosome’s

seven classes of membership. Preston and his brother are limited partners, as are a

number of family-owned entities and trusts. The Falcon Trust and the Harrier Trust,

which Preston’s parents created in 2006 for the benefit of Preston and his children,

are also limited partners in Ribosome.

During most of the time pertinent to this appeal, Elaine was Trustee of the

Harrier Trust and the Falcon Trust. Preston is both the income and principal

beneficiary of the Harrier Trust. The Falcon Trust names Preston as the income

beneficiary and his children as the principal beneficiaries. As to income distribution,

the Trusts provide that

[t]he Trustee in her sole discretion may accumulate or distribute income accruing for the benefit of the beneficiary(ies) until expiration of the trust. The Trustee shall have discretion in determining the time or frequency of any distributions.

3 Both Trusts give the trustee “the sole discretion to determine the manner, time,

circumstances and conditions of the exercise of any right, power or authority vested

in the Trustee.”1 The Marshalls created similar trusts to benefit their son, Pierce, Jr.,

and his children at or near the same time they made the Harrier and Falcon trusts.

Through MarOpCo, Ribosome periodically distributes dividends to its limited

partners in an amount corresponding to the interest that each limited partner holds.

As limited partners, Preston and the Trusts are entitled to receive dividends from

Ribosome. The value of Preston’s individual interest in Ribosome is relatively small.

The trusts, though, own substantial interests in Ribosome, giving Preston a

significant beneficial interest in Ribosome’s distributions.

In 2006, Elaine, the President of MarOpCo, hired Preston to serve as its Vice

President. In a 2007 family meeting, Preston, his brother, Pierce, Jr., and Elaine

entered into an oral agreement, under which Ribosome would bypass the Trusts and

pay the Trusts’ shares directly to Preston as their beneficiary.2 Preston and

1 While this case was pending in the trial court, Elaine stepped down from her position as Trustee of the Falcon Trust. The Trust instrument empowered her “to select and designate one or more disinterested individuals to serve as: co-trustee, and may designate her successor should she cease or otherwise fail to serve as Trustee for any reason whatsoever.” She exercised that power to appoint five successor co- trustees for the Falcon Trust. 2 Although the parties dispute some of these facts, we consider the record in the light most favorable to Preston, the nonmovant. See Johnson v. Brewer & Pritchard, P.C., 73 S.W.3d 193, 197 (Tex. 2002).

4 MarOpCo’s then-controller implemented this distribution agreement, and it

remained in place through June 2015, when Elaine terminated Preston’s

employment.

Shortly thereafter, Elaine ended the distribution agreement. As Trustee of the

Harrier and Falcon Trusts, Elaine signed writings revoking “all previous decisions

permitting Ribosome, L.P., to make distributions directly to the beneficiary” and

resolving that all future Ribosome distributions to the Trusts be made by cash

transfer to the Trusts’ bank accounts. Since then, the Trusts have accumulated

income, but Preston has not received any distributions from them. At the same time,

Preston’s brother, Pierce Jr., has continued to receive distributions from the similar

trusts created for his and his family’s benefit.

In June 2015, Preston sued MarOpCo for wrongful termination and

conversion of personal property he allegedly was prevented from removing from its

premises. Elaine admitted withholding distributions from Preston because she was

“distressed” at the lawsuits he had initiated since she fired him from MarOpCo.

Later in 2015, Elaine, on behalf of Ribosome’s general partner, asked Frost

Bank to close a Ribosome account and have the funds transferred to a bank in Dallas.

Preston challenged the transfer, and Frost Bank brought an interpleader action to

resolve the competing claims. Several months later, when the interpleader was close

to resolution, Preston brought cross-claims against Ribosome for breach of the 2007

5 oral agreement, promissory estoppel, and aiding and abetting breach of fiduciary

duty arising out of its return to the practice of paying distributions owed to the Trusts

directly to the Trusts’ bank accounts. Preston also sought an accounting to correct

Ribosome’s purported miscalculations of distributions.

DISCUSSION

The trial court granted Ribosome summary judgment on Preston’s claims that

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