Pollachek v. Department of Professional Regulation

854 N.E.2d 721, 367 Ill. App. 3d 331, 305 Ill. Dec. 129, 2006 Ill. App. LEXIS 731
Appellate Court of Illinois·Decided August 17, 2006·No. 1—05—1337, 1—05—1401 cons.·Published·Cited by 2 cases

Opinion

PRESIDING JUSTICE QUINN

delivered the opinion of the court:

Plaintiff Peter J. Pollachek, CRNA, 1 filed a complaint seeking to permanently enjoin the Illinois Department of Professional Regulation, now known as the Illinois Department of Financial and Professional Regulation-Division of Professional Regulation (Department), from enforcing section 1305.45(e) of its regulation on “Delivery of Anesthesia Services by a Certified Registered Nurse Anesthetist.” 68 Ill. Adm. Code §1305.45(e) (2001) (amended eff. April 26, 2002). Section 1305.45(e) imposed a requirement that a CRNA may only provide anesthesia services in a physician’s office if that physician has training and experience in the delivery of anesthesia services to patients. Following a trial, the circuit court of Cook County entered an order permanently enjoining the Department from enforcing section 1305.45(e). The circuit court also entered an order granting plaintiff’s petition for fees and costs in the amount of $208,081.59. Both the Department and plaintiff now appeal. For the following reasons, we reverse both the circuit court’s order enjoining the enforcement of section 1305.45(e) and the award of fees and costs.

I. Background

The chronology of events leading up to the promulgation of section 1305.45(e) is not in dispute. In 1998, the Illinois General Assembly enacted the Nursing and Advanced Practice Nursing Act (Nursing Act) (225 ILCS 65/1 et seq. (West 2004)), which provides for the licensure of advanced practice nurses. In 1999, the Illinois General Assembly amended the Nursing Act to include section 15 — 25, concerning “Certified registered nurse anesthetists.” The amendment was intended to codify then-existing practices for the delivery of anesthesia services in Illinois. The statute was based on a consensus reached by the Illinois Association of Nurse Anesthetists and the Illinois Society of Anesthesiologists. The Illinois State Medical Society and the Illinois Nursing Association also joined in the consensus. Section 15 — 25 provides, in pertinent part:

“(a) A licensed certified registered nurse anesthetist may provide anesthesia services pursuant to the order of a licensed physician, licensed dentist, or licensed podiatrist in a licensed hospital, a licensed ambulatory surgical treatment center, or the office of a licensed physician, the office of a licensed dentist, or the office of a licensed podiatrist. For anesthesia services, an anesthesiologist, physician, dentist, or podiatrist shall participate through discussion of and agreement with the anesthesia plan and shall remain physically present and be available on the premises during the delivery of anesthesia services for diagnosis, consultation, and treatment of emergency medical conditions ***.
(c) A certified registered nurse anesthetist who provides anesthesia services in a physician office, dental office, or podiatric office shall enter into a written practice agreement with an anesthesiologist or the physician licensed to practice medicine in all its branches, the dentist, or the podiatrist performing the procedure. The agreement shall describe the working relationship of the certified registered nurse anesthetist and anesthesiologist, physician, dentist, or podiatrist and shall authorize the categories of care, treatment, or procedures to be performed by the certified registered nurse anesthetist. In a dentist’s office, the certified registered nurse anesthetist may only provide those services the dentist is authorized to provide pursuant to the Illinois Dental Practice Act and rules. In a podiatrist’s office, the certified registered nurse anesthetist may only provide those services the podiatrist is authorized to provide pursuant to the Podiatric Medical Practice Act of 1987 and rules. For anesthesia services, an anesthesiologist, physician, dentist, or podiatrist shall participate through discussion of and agreement with the anesthesia plan and shall remain physically present and be available on the premises during the delivery of anesthesia services for diagnosis, consultation, and treatment of emergency medical conditions.” 225 ILCS 65/15 — 25(a), (c) (West 2004).

The Nursing Act created the Advanced Practice Nursing Board (APN Board) to act as an advisory board to the Department regarding regulations promulgated under the Nursing Act. The APN Board is appointed by the Governor and consists of four advanced practice nurses, three physicians, and two members of the public. The Nursing Act also provides that the APN Board is to “review and make recommendations to the Department regarding matters relating to licensure and discipline of advanced practice nurses.” 225 ILCS 65/15 — 35(a) (West 2004).

Following the passage of section 15 — 25 of the Nursing Act, the Department drafted regulations implementing the statute. The Department conducted several meetings to draft rules, which were attended by members from the APN Board, Illinois State Medical Society and Illinois Nursing Association. The proposed rules were published in the Illinois Register on September 22, 2000, and included sections 1305.10 to 1305.95. 24 Ill. Reg. 14159 (September 22, 2000). Part 1305 refers to regulations concerning the advance practice nurse. As initially proposed, the rule under section 1305.45 did not include a training requirement for physicians who work with CRNAs in an office setting. At that time, section 1305.45(e) was directed at CRNAs who practice in a dentist’s office or a podiatrist’s office. The initial publication in the Illinois Register began the “First Notice Period,” which is a 45-day period in which interested persons can comment on proposed rules. During this period, the Department received between 20 to 30 comments including two comments from the Illinois State Medical Society regarding whether its members were sufficiently trained to execute the provisions of the Nursing Act.

In December 2000, the Department considered the comments from the Illinois State Medical Society (ISMS). The ISMS was specifically concerned with the level of anesthesia training possessed by physicians, dentists, and podiatrists working with CRNAs. In response to the ISMS’s concerns, the Department proposed a one-time, 2,200-hour training requirement in deep sedation, general anesthesia or regional anesthesia and 60 hours of training in conscious sedation. The Department subsequently received an objection from the Joint Committee on Administrative Rules (JCAR) because it believed that substantial changes had been made to the rules without allowing for public comments.

On March 15, 2001, the Department amended and adopted the proposed rules. The adopted rules added a new section 1305.45(e) and moved the rules relating to CRNA services in dentist and podiatrist offices to sections 1305.45(f) and (g), respectively. The new section 1305.45(e) provided:

“e) In a physician’s office, the [CRNA] may only provide anesthesia services if the physician has training and experience in the delivery of anesthesia services to patients. Such training and experience shall be documented in the written practice agreement.

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Pollachek v. Department of Professional Regulation, 854 N.E.2d 721, 367 Ill. App. 3d 331, 305 Ill. Dec. 129, 2006 Ill. App. LEXIS 731 (Ill. Ct. App. 2006).

854 N.E.2d 721 (Pollachek v. Department of Professional Regulation) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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