Polikov v. Neth

699 N.W.2d 802, 270 Neb. 29, 2005 Neb. LEXIS 117
Nebraska Supreme Court·Decided June 24, 2005·No. S-04-081·Published·Cited by 61 cases

Opinion

Connolly, J.

At issue is the constitutionality of Neb. Rev. Stat. §§ 29-3601 through 29-3609 (Cum. Supp. 2004), which purport to authorize and regulate pretrial diversion programs. The appellees, Sarpy County Safety Program, Inc., and L. Kenneth Polikov, the county attorney for Sarpy County, argue that the statutory scheme violates the constitutional principle of separation of powers by infringing upon a county attorney’s prosecutorial discretion. The district court for Lancaster County agreed and permanently enjoined the enforcement of §§ 29-3601 through 29-3609 and the regulations implemented under the authority of these sections. We conclude that the power to design a formal pretrial diversion program is a legislative function and that thus, §§ 29-3601 through 29-3609 do not violate the separation of powers clause.

BACKGROUND

Broadly understood, pretrial diversion could include nearly every disposition of a criminal matter that occurs without a trial. *31 See Samuel J. Brakel, Diversion from the Criminal Process: Informal Discretion, Motivation, and Formalization, 48 Denv. L.J. 211 (1971). This case, however, involves a particular subset of pretrial diversion: situations when a prosecutor agrees to forgo prosecution in exchange for the accused’s promise to perform a condition or set of conditions meant to rehabilitate the accused. As long as the accused completes the condition, charges will not be brought. When we refer to pretrial diversion, this is what we mean.

Individual prosecutors have always practiced pretrial diversion on an informal basis. See 4 Wayne R. LaFave et al., Criminal Procedure § 13.6(a) (2d ed. 1999). Generally, this had been done in a “haphazard way.” Id. at 84. They used no eligibility guidelines to decide whether the accused should be allowed to avoid prosecution. Further, the conditions that the accused had to meet were set on a case-by-case basis and usually involved such things as paying restitution to the victim or joining the military. See, id.; Brakel, supra.

In the late 1960’s, however, jurisdictions throughout the nation began to formalize pretrial diversion. These formal programs were different from informal diversion practices in two key respects. First, the formal programs usually had set eligibility guidelines, as well as standardized admission practices. Second, instead of setting the conditions that the accused would have to meet to avoid prosecution on a case-by-case basis, the accused agreed to complete a preexisting program of supervised rehabilitation. These programs involved elements like classwork, job training, and substance abuse treatment. See, generally, ABA Comm, on Corr. Facilities and Servs., Legal Issues and Characteristics of Pretrial Intervention Programs (1974); Note, Criminal Practice — Pretrial Intervention Programs — An Innovative Reform of the Criminal Justice System, 28 Rutgers L. Rev. 1203 (1975); Note, Pretrial Diversion from the Criminal Process, 83 Yale L.J. 827 (1974).

In Nebraska, as in many other jurisdictions, the county attorney began formalizing pretrial diversion programs in individual counties. Some county attorneys, however, expressed concern over whether they had the authority to implement formal diversion programs. To address these concerns, the Legislature, in 1979, made *32 its initial foray into the world of formalized pretrial diversion. See, Statement of Purpose and Judiciary Committee Hearing, L.B. 573, 86th Leg., 1st Sess. (March 6, 1979).

This initial attempt to regulate formal pretrial diversion programs was not extensive. The statutory scheme assured county attorneys that they had the authority to establish a formal pretrial diversion program, providing “[t]he county attorney of any county may establish a pretrial diversion program with the concurrence of the county board.” § 29-3602. If the county attorney decided to create a formal program, he or she had wide discretion in designing the program. The only limits the Legislature placed on the county attorney’s discretion were meant to ensure fair treatment for the accused. Specifically, the Legislature required (1) formal, written eligibility guidelines; (2) maximum time limits on participation; (3) the opportunity for defendants and their attorneys to review program requirements; (4) the dismissal of charges upon completion of the program; (5) a guarantee that participants could withdraw from the program and be returned to the court process; (6) that enrollment could not be conditioned upon a plea of guilty; and (7) that if enrollment in a program was denied, written reasons for the denial had to be made and the defendant had to be given the opportunity for administrative review of the denial. § 29-3603.

Between 1979 and 2002, only two minor changes were made to the statutory oversight of pretrial diversion programs. In 1982, the Legislature made any person charged with either driving while intoxicated or refusing to submit to a chemical test ineligible to participate in a pretrial diversion program. § 29-3604 (Reissue 1995). And, in 1999, the Legislature gave city attorneys express permission to establish pretrial diversion programs. § 29-3602 (Cum. Supp. 2004).

In 2002, however, the Legislature amended the pretrial statutory scheme to create a dichotomy between two types of offenses, “minor traffic violations” and “criminal offenses.” Excluded from the definition of “minor traffic violations” are a wide variety of traffic violations as well as any felony or misdemeanor. § 29-3605 (Cum. Supp. 2004). “Criminal offenses,” although not expressly defined, would seem to include any crime excluded from the definition of “minor traffic violations.”

*33 Under the 2002 amendments, the legislative oversight of pretrial diversion programs for “criminal offenses” is unchanged. If a county attorney decides to set up a program for “criminal offenses,” it must include the requirements, set out in § 29-3603, that ensure the accused is treated fairly. But beyond these minimal limitations, county attorneys retain the same broad discretion to determine the type of diversion program or programs that they used under the 1979 legislation.

Free access — add to your briefcase to read the full text and ask questions with AI

Polikov v. Neth, 699 N.W.2d 802, 270 Neb. 29, 2005 Neb. LEXIS 117 (Neb. 2005).

699 N.W.2d 802 (Polikov v. Neth) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

State v. Gnewuch
316 Neb. 47 (Nebraska Supreme Court, 2024)
Gardner v. Franklin
D. Nebraska, 2022
State v. Morton
966 N.W.2d 57 (Nebraska Supreme Court, 2021)
State v. Jedlicka
305 Neb. 52 (Nebraska Supreme Court, 2020)
State v. Brown
Nebraska Court of Appeals, 2018
State v. Hinz
Nebraska Court of Appeals, 2016
Adams v. State
879 N.W.2d 18 (Nebraska Supreme Court, 2016)
State v. Dopart
2014 Ohio 2901 (Ohio Court of Appeals, 2014)
State v. Davis
2013 Ohio 3966 (Ohio Court of Appeals, 2013)
State v. Long Fox
2013 S.D. 40 (South Dakota Supreme Court, 2013)
Kelley v. Stamos
Supreme Court of Virginia, 2013
In Re Petition of Nebraska Community Corr. Council
738 N.W.2d 850 (Nebraska Supreme Court, 2007)
Staley v. City of Omaha
713 N.W.2d 457 (Nebraska Supreme Court, 2006)
In Re Horan
634 S.E.2d 675 (Supreme Court of Virginia, 2006)
In Re Interest of Phoenix L.
708 N.W.2d 786 (Nebraska Supreme Court, 2006)