Pn v. Seattle School District

CourtCourt of Appeals for the Ninth Circuit
DecidedAugust 14, 2006
Docket04-36141
StatusPublished

This text of Pn v. Seattle School District (Pn v. Seattle School District) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pn v. Seattle School District, (9th Cir. 2006).

Opinion

FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

P.N., parent of T.N., a minor,  No. 04-36141 Plaintiff-Appellant, v.  D.C. No. CV-04-00258-JCC SEATTLE SCHOOL DISTRICT, NO. 1, OPINION Defendant-Appellee.  Appeal from the United States District Court for the Western District of Washington John C. Coughenour, Chief Judge, Presiding

Argued and Submitted June 9, 2006—Seattle, Washington

Filed August 15, 2006

Before: David R. Thompson, A. Wallace Tashima, and Consuelo M. Callahan, Circuit Judges.

Opinion by Judge Callahan

9681 P.N. v. SEATTLE SCHOOL DIST., NO. 1 9683

COUNSEL

Charlotte Cassady, Seattle, Washington, for the plaintiff- appellant.

Lawrence B. Ransom and Tracy M. Miller, Carr Tuttle Camp- bell, Seattle Washington, for the defendant-appellee.

OPINION

CALLAHAN, Circuit Judge:

P.N., plaintiff-appellant, filed an action under the Individu- als with Disabilities Education Act (“IDEA”), 20 U.S.C. § 1400 et seq., to recover attorneys’ fees incurred in resolving a conflict with the Seattle School District (“SSD”) over her child’s education. The conflict was resolved by a settlement agreement signed only by the parties. The district court held that P.N. was not a prevailing party, and thus, not entitled to attorneys’ fees under the IDEA because the settlement agree- ment lacked any judicial imprimatur. We affirm. We hold, 9684 P.N. v. SEATTLE SCHOOL DIST., NO. 1 consistent with our own precedent and decisions by our sister circuits, that (a) the definition of “prevailing party” set forth by the Supreme Court in Buckhannon Bd. & Care Home, Inc. v. W. Va. Dep’t of Health & Human Res., 532 U.S. 598, 600 (2001), applies to the IDEA’s attorneys’ fees provision, (b) the determination that a parent is a prevailing party requires that there be some judicial sanction of the settlement agree- ment, and (c) there is no judicial imprimatur of the settlement agreement in this case.

I

The IDEA seeks “to ensure that all children with disabili- ties have available to them a free appropriate public education that emphasizes special education and related services designed to meet their unique needs and prepare them for employment and independent living.” 20 U.S.C. § 1400(d)(1)(A). To implement the IDEA, schools must pre- pare a written Individualized Education Program (“IEP”) for each disabled child. 20 U.S.C. § 1414(d); Ojai Unified Sch. Dist. v. Jackson, 4 F.3d 1467, 1469 (9th Cir. 1993). “[T]he IEP sets out the child’s present educational performance, establishes annual and short-term objectives for improve- ments in that performance, and describes the specially designed instruction and services that will enable each child to meet these objectives.” Honig v. Doe, 484 U.S. 305, 311 (1988). The statute guarantees parents of disabled children an opportunity to participate in the identification, evaluation, and placement process. 20 U.S.C. §§ 1414(d)(1)(B)(i), 1415(b)(1). Parents who object to their child’s “identification, evaluation, or educational placement,” or have a complaint regarding the provision of a free appropriate public education for their child, can file an administrative complaint and are entitled to an impartial due process hearing. Id. §§ 1415(b)(6), (f)(1); Ojai, 4 F.3d at 1469. At the due process hearing, parents have a right to be accompanied and advised by counsel, present evidence, and confront, cross-examine, and compel the atten- dance of witnesses. 20 U.S.C. § 1414(h). Parents aggrieved by P.N. v. SEATTLE SCHOOL DIST., NO. 1 9685 a hearing officer’s findings and decision can file a civil action in either federal or state court. Id. § 1415(i)(2); Ojai, 4 F.3d at 1469.

The IDEA also provides that the parents of a child with a disability who is the “prevailing party” may be awarded rea- sonable attorneys’ fees. 20 U.S.C. § 1415(i)(3)(B). Here, we are called upon to determine the legal definition of “prevail- ing party” as used in 20 U.S.C. § 1415(i)(3)(B), and whether P.N. meets this legal definition.

II

For many years, P.N.’s child, T.N., experienced difficulty in school, and P.N. repeatedly asked the SSD to evaluate T.N. for learning disabilities and to provide appropriate special education. When SSD failed to do so, P.N. obtained a psycho- logical evaluation and enrolled T.N. in a private school. In March 2003, P.N. hired an attorney to represent her in attempting to obtain special education for T.N. from SSD and reimbursement for the costs of psychological evaluation and private schooling.

Over the next seven months P.N. and her attorney corre- sponded and met with SSD personnel. By the end of Septem- ber 2003, SSD had agreed to fund T.N.’s placement in the private school for the summer of 2003 and for the 2003-2004 school year on a part-time basis, but had not agreed to reim- burse P.N. for the expenses associated with T.N.’s private evaluation and his enrollment in the private school from March through June 2004.

In November 2003, P.N., through counsel, requested a due process hearing under the IDEA. In early January 2004, the parties entered into a settlement agreement whereby SSD agreed to reimburse P.N. for the costs associated with T.N.’s psychological evaluation and attendance at the private school. The settlement agreement expressly reserved “any issue of 9686 P.N. v. SEATTLE SCHOOL DIST., NO. 1 attorneys’ fees and costs.” On January 23, 2004, the adminis- trative law judge, at P.N.’s request, dismissed the due process hearing proceeding.

On February 4, 2004, P.N. filed in this action for the recov- ery of attorneys’ fees and costs under the IDEA. She sought $13,653.00 in attorneys’ fees incurred in the due process pro- ceedings and attorneys’ fees and costs incurred in the federal action to recover fees. In October 2004, the district court denied P.N.’s summary judgment motion for attorneys’ fees and subsequently dismissed P.N.’s claims with prejudice. P.N. filed a timely notice of appeal.

III

Although we review a district court’s denial of attorneys’ fees and costs for an abuse of discretion, any elements of legal analysis and statutory interpretation underlying the district court’s attorneys’ fees decision are reviewed de novo, and factual findings underlying the district court’s decision are reviewed for clear error. Carbonell v. I.N.S., 429 F.3d 894, 897 (9th Cir. 2005); Barrios v. Cal. Interscholastic Fed’n, 277 F.3d 1128, 1133 (9th Cir. 2003).

IV

A. P.N., as an alleged prevailing party, was entitled to file an action for attorneys’ fees under the IDEA

[1] P.N.’s complaint specifically sought only attorneys’ fees and costs under the IDEA.1 Although it was revised in 1 20 U.S.C. § 1415

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