Plumlee v. Masto

CourtCourt of Appeals for the Ninth Circuit
DecidedJanuary 16, 2008
Docket04-15101
StatusPublished

This text of Plumlee v. Masto (Plumlee v. Masto) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Plumlee v. Masto, (9th Cir. 2008).

Opinion

FOR PUBLICATION UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

LARY JAMES PLUMLEE,  Petitioner-Appellant, No. 04-15101 v. D.C. No. CATHERINE CORTEZ MASTO,  CV-00-00244- Attorney General State of Nevada; DWH/VPC E.K. MCDANIEL, Warden, OPINION Respondents-Appellees.  Appeal from the United States District Court for the District of Nevada David Warner Hagen, District Judge, Presiding

Argued and Submitted October 9, 2007—San Francisco, California

Filed January 17, 2008

Before: Alex Kozinski, Chief Judge, Mary M. Schroeder, Harry Pregerson, Barry G. Silverman, M. Margaret McKeown, Raymond C. Fisher, Ronald M. Gould, Richard R. Clifton, Consuelo M. Callahan, Sandra S. Ikuta, and N. Randy Smith, Circuit Judges.

Opinion by Judge Silverman; Dissent by Judge Pregerson

647 650 PLUMLEE v. MASTO

COUNSEL

Jason F. Carr, AFPD, Las Vegas, Nevada, for the petitioner- appellant.

Joseph W. Long, Deputy Attorney General, Ely, Nevada, for the respondent-appellee.

David K. Neidert, Deputy Attorney General, Reno, Nevada, for the respondent-appellee.

OPINION

SILVERMAN, Circuit Judge:

The Supreme Court has held that a criminal defendant has a constitutional right to counsel who is free of conflicts of interest. It also has held that a defendant does not have a con- stitutional right to an appointed lawyer with whom he has a PLUMLEE v. MASTO 651 “meaningful relationship” so long as the lawyer acts as the client’s advocate. In this case, appellant Lary James Plumlee contends that he was unconstitutionally forced to represent himself when the Nevada state trial court refused to replace the Public Defender’s Office, which he came to distrust and with which he would not cooperate. He claims that he had developed an “irreconcilable conflict” with counsel. Before the trial began, and again in state post-conviction proceedings, the trial judge made inquiry and found no actual conflict underlying Plumlee’s refusal to work with his appointed law- yer because counsel committed no misconduct, and Plumlee’s reasons for distrusting the lawyer were not supported.

We hold today that the Nevada Supreme Court did not mis- apply clearly established federal law as determined by the Supreme Court when it ruled that Plumlee’s right to the effec- tive assistance of counsel was not violated by the trial judge’s refusal to appoint a different lawyer.

I. Background

On June 4, 1991, Plumlee was charged in Washoe County, Nevada with the armed robbery and murder of Wilbur Rich- ard Beard. The Washoe County Public Defender’s Office was appointed to represent him, and Plumlee was assigned Deputy Public Defender David Allison. Allison’s boss was Chief Deputy Public Defender Shelly O’Neill.

Shortly after his arrest, Plumlee heard through the grape- vine that O’Neill was good friends with his roommate, John Dewey, who also was a suspect in the Beard robbery and mur- der. Plumlee came to believe that O’Neill had leaked to Dewey privileged information — namely, that Plumlee was going to point the finger at Dewey.

Plumlee also came to distrust Allison. Prior to being assigned to Plumlee’s case, Allison had applied for a position at the Washoe County District Attorney’s Office, but had not, 652 PLUMLEE v. MASTO Plumlee claimed, mentioned that to Plumlee. Allison received a job offer from the D.A.’s Office during his representation of Plumlee and took the job. Plumlee believed that Allison had deceived him about his applicant status at the D.A.’s Office when Plumlee had asked him about it.

In addition, Plumlee came to believe that, before Allison started his new job, he was leaking privileged information to the D.A.’s Office. Plumlee claimed that the police had released his car from impound to the lienholder soon after Plumlee had told Allison that exculpatory evidence might be found in the vehicle.

Steven Gregory was assigned to Plumlee’s case after Alli- son left for the D.A.’s Office. Two events caused Plumlee to believe that Gregory was acting against his interest. First, Gregory had presented Plumlee with a plea offer after Plum- lee had told him that he wanted plea discussions to move for- ward only with his prior approval. Second, after Plumlee learned of a bail order and attempted to discuss it with Greg- ory, the attorney told Plumlee that he “needed psychiatric treatment, because no bail order existed.” In fact, the order did exist but had been misplaced.

Shortly thereafter, Gregory moved to have the Public Defender’s Office “relieved” from the case because a lack of trust was inhibiting the formation of a functional attorney- client relationship. In an affidavit in support of the motion, Gregory attested to Plumlee’s general distrust of the Public Defender’s Office and, specifically, Plumlee’s suspicion that Allison had been leaking information to the D.A.’s Office about his case. The trial judge, Judge Mills Lane, III, held a proceeding in open court to consider the motion, at which Plumlee was present. At the hearing, Judge Lane heard from both Gregory and the prosecution about the alleged leaks from Allison to the D.A.’s Office. He also inquired into the problems with the attorney-client relationship. Gregory told the Judge that, “unfortunately, because of Mr. Plumlee’s mis- PLUMLEE v. MASTO 653 trust with the Public Defender’s Office and anyone attached to the Public Defender’s Office, he is unable to properly assist me, therefore, making my efforts less than effective.” Shelly O’Neill’s friendship with John Dewey was not mentioned. At the conclusion of the proceedings, Judge Lane found that no improper conversations occurred, and that no conflict was created by Allison’s transfer to the D.A.’s Office. Also, citing the rule enunciated by the Supreme Court in Morris v. Slappy, 461 U.S. 1, 14 (1983), that the Sixth Amendment does not entitle a defendant to a “meaningful relationship” with his attorney, Judge Lane denied the motion to remove the Public Defender’s Office from the case.

About two weeks later, Plumlee through Gregory moved to disqualify the Washoe County D.A.’s Office from prosecuting his case because of an alleged imputed conflict arising from Allison’s new job with that office. Judge Lane found that Allison had been adequately screened from the matter within the D.A.’s Office and denied the motion.

At the hearing on the motion to disqualify the D.A.’s Office, Gregory renewed his motion to relieve the Public Defender’s Office of its representation of Plumlee. The motion was again denied. Judge Lane then informed Plumlee that he had the right to be represented by competent counsel and that Gregory was competent counsel. Judge Lane told Plumlee that he also had the constitutional right to represent himself, but those were his only two options. Judge Lane made it clear that he would not remove Gregory and appoint private counsel in his place.

The next day, in revisiting the issue of Plumlee’s possible self-representation, Judge Lane told him, “the rules are going to apply to you same as they apply to everybody else, but if you want to exercise your constitutional right to be your law- yer and defend yourself in this offense, that motion will be granted.” Plumlee stated that he wanted to act as his own attorney and the Public Defender’s Office was appointed as 654 PLUMLEE v. MASTO stand-by counsel. Gregory tried once more to persuade the court to relieve his office of the case, stating, “[i]t’s obvious that the reason Mr. Plumlee wants to represent himself is he doesn’t trust the Public Defender’s Office. To order us to be stand-by counsel, in effect, gives him no stand-by counsel.” Judge Lane was not persuaded and refused to appoint differ- ent stand-by counsel for Plumlee.

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