Plumbago Mining Corp. v. Sweatt

444 A.2d 361, 1982 Me. LEXIS 653
CourtSupreme Judicial Court of Maine
DecidedApril 21, 1982
StatusPublished
Cited by12 cases

This text of 444 A.2d 361 (Plumbago Mining Corp. v. Sweatt) is published on Counsel Stack Legal Research, covering Supreme Judicial Court of Maine primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Plumbago Mining Corp. v. Sweatt, 444 A.2d 361, 1982 Me. LEXIS 653 (Me. 1982).

Opinion

VIOLETTE, Justice.

In these two appeals, this Court is presented with an issue of first impression: the appropriate disposition of property illegally seized from the defendants in a criminal prosecution (Dale and Carol Sweatt) which, in two pending civil actions, is claimed to have been stolen from its alleged rightful owner (Plumbago Mining Corporation). We hold that under the unique circumstances of these eases the Superior Court erred in ordering, on the authority of our mandate in State v. Sweatt, Me., 427 A.2d 940 (1981), the property returned to the defendants, and victims of the illegal search and seizure, Dale and Carol Sweatt.

On appeal, Plaintiff Plumbago alleges error in two of the Superior Court’s orders entered in State v. Sweatt after remand from this Court. Plumbago argues that the Superior Court erred in ordering the State, through its police officers who had custody of the seized property (tourmalines), to return the property to the Sweatts. The Superior Court denied Plumbago’s motion to intervene as a third party claimant or to appear as amicus curiae in the criminal case, and Plumbago assigns error to this ruling. We affirm that ruling, entered in State v. Sweatt, Me., 427 A.2d 940 (1981).

Plumbago also appeals from a Superior Court order entered in two cases titled Plumbago Mining Corp. v. Dale Sweatt, et al., which on appeal have been consolidated as Docket No. Law-81-203. Two civil actions were commenced by plaintiff: a forcible entry and detainer action for personal property commenced pursuant to 14 M.R. S.A. § 6012 (1980) [hereinafter referred to as the FED action] and an action seeking damages and an accounting for conversion, breach of fiduciary duty, breach of contract, and violation of 14 M.R.S.A. § 3155 (1980) [hereinafter referred to as the conversion action]. Defendant Dale Sweatt has moved to dismiss the appeals. Because we find that this appeal is not moot and is within an exception to the final judgment rule, we deny defendant’s motion to dismiss the appeal.

I. PROCEDURAL HISTORY

A. State v. Sweatt

On March 30, 1981, this Court held that various tourmaline gems had been illegally *364 seized from the defendants, Dale and Carol Sweatt. State v. Sweatt, Me., 427 A.2d 940 (1981). Acting upon search warrants, police officers had seized tourmalines found at the Sweatts’ home, Dale Sweatt’s office and bank vault, a retail store that sold the gems on consignment, and a safe which was co-owned by the Sweatts and their attorney and located in that attorney’s office. On November 26, 1980, a Superior Court justice, following a hearing, ordered suppression of part of the seized property and ordered it returned to the defendants pursuant to M.R.Crim.P. 41(e). 1 He denied suppression of the remainder of the seized property. In deciding that the Superior Court had properly granted part of defendants’ motion to suppress and improperly denied the remainder of the motion, the Court stated that “where the suppressed evidence is neither contraband by force of law nor stolen property nor evidence of a crime, it must be returned to the movant absent an adverse claim of ownership.” Id. at 951. The Court expressly noted that “no third-party claim has been advanced.” Id. The mandate of the Law Court was “Remanded for entry of an order suppressing all property seized and directing its prompt return to the movants.” Id.

The State moved for a rehearing of the appeal on April 13, 1981, claiming that the District Attorney was left “in a state of doubt and confusion as to her responsibilities with respect to this property” since there existed pending civil claims. Counsel for the defendants submitted a letter to the court explaining the issues and opposing the State’s motion. The motion was denied without an opinion on April 21, 1981.

Plumbago’s participation in State v. Sweatt was quite limited prior to the issuance of the Court’s decision since it was not a party to the criminal case. Only the defendants’ counsel and the District Attorney participated in the suppression, hearing. However, counsel for Plumbago did address the hearing court briefly on the question of the tourmalines’ disposition should the court grant the suppression motion. The presiding justice noted that this was not a civil action and that the suppression issue was the only matter before the court; “If there are civil suits pending or contemplating attorneys would do well if they think it feasible to protect themselves as — attachment of [sic] trustee process.”

After this Court’s opinion and mandate were issued, Plumbago moved on April 10, 1981, to intervene as a third-party claimant or to appear as amicus curiae in the criminal case on remand. It also moved for a stay of the November 26, 1980, Superior Court order returning the seized tourmaline to the Sweatts. Both motions were denied on April 29, 1981, following the issuance of an order by a Superior Court Justice on April 27, 1981, implementing the mandate of the Law Court directing the return of the tourmalines to the Sweatts. In the criminal case, Plumbago has timely appealed from the denial of its motions to intervene and for a stay, and from the April 27, 1981 order.

B. The Civil Cases

Plumbago’s appeal focuses on the propriety of a Superior Court order issued in both civil cases on May 15, 1981. Prior to that date, the FED and conversion actions had been treated separately by the parties 2 and the courts. At the time this appeal was taken, neither case had reached the pre-trial stage, and so no decision on the merits of Plumbago’s claim that Dale Sweatt stole *365 the tourmaline from the corporation has been made.

1. The FED Action

The FED action was commenced in District Court (Rumford) on November 20, 1980. On the same date, plaintiff also filed a motion for a temporary restraining order seeking to restrain the state troopers, who had custody of the tourmalines at that time, from releasing the gems to anyone “pending the outcome of this litigation” which motion was granted following a hearing. 3 A subsequent motion to dismiss the action filed by Sweatt was denied, the judge having found that plaintiffs pleadings were proper and sufficient and that the FED action was not in conflict with the Superior Court criminal case.

A “consent judgment” 3.5 was rendered by the District Court on January 15, 1981, which read in pertinent part that, “by agreement of counsel,”

Defendant White and Ouellette [the state troopers who had custody of the gems] have no right, title or interest in the property in question other than as custodians.

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444 A.2d 361, 1982 Me. LEXIS 653, Counsel Stack Legal Research, https://law.counselstack.com/opinion/plumbago-mining-corp-v-sweatt-me-1982.