Plate v. Johnson

339 F. Supp. 3d 759
CourtDistrict Court, N.D. Ohio
DecidedOctober 18, 2018
DocketCase No. 3:15CV1699
StatusPublished
Cited by1 cases

This text of 339 F. Supp. 3d 759 (Plate v. Johnson) is published on Counsel Stack Legal Research, covering District Court, N.D. Ohio primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Plate v. Johnson, 339 F. Supp. 3d 759 (N.D. Ohio 2018).

Opinion

James G. Carr, Sr. U.S. District Judge

This is a § 1983 case arising out of the death of Scott Allyn Plate, who died while in custody at the Lucas County, Ohio, Jail.

In a prior order, I denied the defendants' motion to dismiss for lack of subject-matter jurisdiction. Plate v. Johnson , 2018 WL 3569893 (N.D. Ohio 2018).

The defendants had argued that an Ohio probate court's order appointing Scott's father, plaintiff Richard Plate, to administer Scott's estate was a nullity because, at the time of Scott's death, he did not reside in the county in which the probate court sat. Id. at *1.1 According to defendants, this meant that Scott's estate was "void ab initio " (Doc. 60 at 24), and that I lacked subject-matter jurisdiction over the case.

Disagreeing with those arguments, I concluded that the "validity of the appointment order affects only Richard's capacity to sue, and not my subject-matter jurisdiction." Plate, supra , 2018 WL 3569893 at *1.

For one thing, I had federal-question jurisdiction over Richard's § 1983 claims. Id. at *4-5. For another, what the defendants labeled challenges to my subject-matter jurisdiction were really challenges to "Richard's power to maintain this suit in light of the evidence suggesting that Scott did not reside in Sandusky County at the time of his death." Id. at *5.

*763To the extent that defendants' arguments implicated plaintiff's standing under Article III, I held that whether Richard had standing was irrelevant: Richard sued in his representative capacity and on behalf of the real party in interest, Scott's estate. Id. I then held that Scott's estate had standing because it "suffered injuries in fact - Scott's death as well as the injuries Scott suffered before he died - and it seeks, through its administrator, to recover the damages arising from those injuries that are traceable to defendants' conduct." Id. at *6.

In reaching the latter holding, I rejected the defendants' claim that Scott's estate did not exist - and thus lacked standing - because "the estate 'was not created in compliance with Ohio law.' " Id. at *5 (quoting Doc. 60 at 6).

Relying on Ohio cases describing the characteristics of a decedent's estate and, importantly, its ability to possess a "survivor claim for injuries that the decedent incurred before the decedent's death," I concluded that an estate exists "upon the death of the decedent ... without regard to whether someone has purported to 'open' the estate in probate court." Id. at *7. Despite the defendants' sweeping claim that "[t]he single most fundamental aspect of every action brought by [an] estate ... lies in the creation of the estate" in probate court (Doc. 60 at 13), "none of the cases the defendants cite[d] actually held that opening an estate in probate court is a prerequisite to the creation or existence of a so-called 'lawful estate.' " Plate, supra , 2018 WL 3569893 at *7.

Finally, after concluding that the validity of the appointment order affected only Richard's capacity under Fed. R. Civ. P. 17(c), I ordered supplemental briefing to determine whether the defendants forfeited their capacity challenge by raising it for the first time after more than two years of litigation. Id. at *8-10.

Pending are the defendants' motion to certify my order for interlocutory appeal (Doc. 95) and the parties' briefs on the forfeiture question.

For the following reasons, I deny the motion to certify.2 I also hold that the defendants did not forfeit their capacity objection. I then find that Scott was not a resident of Sandusky County when he died, and that Richard lacks capacity to sue on the estate's behalf. Finally, I hold that Richard is entitled to substitute the correct administrator under Fed. R. Civ. P. 17(a)(3).

A. Certification

Under 28 U.S.C. § 1292(b), I have "first line discretion" to certify an interlocutory order for immediate appeal. Turi v. Main St. Adoption Servs., LLP , 633 F.3d 496, 504 (6th Cir. 2011).

Certification is appropriate if the order "(1) involves a controlling question of law, (2) as to which there is a substantial ground for difference of opinion, and (3) ... an immediate appeal from the order may materially advance the ultimate termination of the litigation." In re Buccina , 657 F. App'x 350, 351 (6th Cir. 2016).

Defendants contend that the controlling question of law here is whether I have subject-matter jurisdiction even though "the plaintiff estate did not exist as *764a matter of Ohio law at the time [the lawsuit was filed]." (Doc. 95 at 8).

This question involves an application of the well-established, and in this case unquestioned, principle that when "a plaintiff admittedly has not suffered injury in fact by the defendants, it ha[s] no standing" to sue or "to make a motion to substitute the real party in interest ." GMAC Mortg., LLC v. McKeever , 651 F. App'x 332, 337 (6th Cir. 2016) (emphasis supplied).

Because Richard opened Scott's estate in the wrong probate court, so defendants' argument goes, the estate does not exist and does not have Article III standing. In light of cases like GMAC Mortgage , the argument continues, the estate likewise has no standing to seek substitution of the proper plaintiff - presumably another administrator appointed by a probate court with jurisdiction over Scott's estate.

While I agree with the defense that questions about my subject-matter jurisdiction may be "controlling," e.g., Deutsche Bank Nat'l Trust Co. v. Weickert , 638 F.Supp.2d 826, 831 (N.D. Ohio 2009) (Zouhary, J.), I disagree that this case actually presents the supposed controlling question that the defendants identified.

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Cite This Page — Counsel Stack

Bluebook (online)
339 F. Supp. 3d 759, Counsel Stack Legal Research, https://law.counselstack.com/opinion/plate-v-johnson-ohnd-2018.