Planned Parenthood Federation of America v. Sullivan

913 F.2d 1492, 1990 WL 127017
CourtCourt of Appeals for the Tenth Circuit
DecidedSeptember 6, 1990
DocketNo. 88-2251
StatusPublished
Cited by7 cases

This text of 913 F.2d 1492 (Planned Parenthood Federation of America v. Sullivan) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Planned Parenthood Federation of America v. Sullivan, 913 F.2d 1492, 1990 WL 127017 (10th Cir. 1990).

Opinions

LOGAN, Circuit Judge.

This appeal arises out of an action brought by organizations and physicians receiving funds under Title X of the Public Health Service Act, 42 U.S.C. §§ 300 to 300a-6, who challenge, on behalf of themselves and their patients, the 1988 amendments to the regulations under which Title X funds are administered. See 53 Fed.Reg. 2922, 2943-46 (1988) codified at 42 C.F.R. §§ 59.2, 59.5, 59.7-59.10. The new regulations prohibit Title X participants from advising women about abortion as a medical option if birth control devices should fail or if they are already pregnant, and the regulations require physical, financial, and personnel separation of Title X supported facilities from any others that counsel about or perform abortions.

The district court entered a preliminary and then a permanent injunction against implementation of the new regulations. Planned Parenthood Fed’n of Am. v. Bowen, 680 F.Supp. 1465 (preliminary injunction) and 687 F.Supp. 540 (permanent injunction) (D.Colo.1988). The district court ruled that the regulations violate the intent of Congress as expressed in the statute, informed by its contemporaneous and subsequent legislative history. 680 F.Supp. at 1468-73; 687 F.Supp. at 542. It also held that the regulations violate the constitutional rights of the women patients and their advising physicians. 680 F.Supp. at 1473-78; 687 F.Supp. at 542-44. On appeal the Secretary of Health and Human Services challenges all of these rulings.

Two other federal courts of appeals have faced the precise issues before us. A divided panel of the Second Circuit upheld the 1988 regulations against both statutory and constitutional challenges, New York v. Sullivan, 889 F.2d 401 (2d Cir.1989), cert. granted, - U.S. -, 110 S.Ct. 2559, 109 L.Ed.2d 742 (1990). The First Circuit, en banc with one dissent, struck down the new regulations in their entirety, principally on constitutional grounds. Massachusetts v. Secretary of Health & Human Services, 899 F.2d 53 (1st Cir.1990) (en banc). That court concluded that of the 1988 amendments, only 42 C.F.R. § 59.9 was invalid as inconsistent with Congress’ intent as expressed in Title X or on other nonconstitu-tional grounds. But the court held that all of the amendments violated the constitutional rights of women to make informed decisions concerning abortion, and violated the consulting physicians’ First Amendment rights to properly advise their patients.

We find ourselves in agreement with the First Circuit’s analysis, and we join it in holding the regulations invalid.

I

Congress enacted Title X of the Public Health Service Act, 42 U.S.C. §§ 300 to 300a-6, in 1970. The act authorizes the Secretary of Health and Human Services “to make grants to and enter into contracts with public or nonprofit private entities to assist in the establishment and operation of voluntary family planning projects which shall offer a broad range of acceptable and effective family planning methods and services.” Id. § 300(a). Section 1008 of that act provides that “[njone of the funds appropriated under this subchapter shall be used in programs where abortion is a method of family planning.” Id. § 300a-6. Grants and contracts under Title X are to be made “in accordance with such regula[1496]*1496tions as the Secretary may promulgate.” Id. § 300a-4.

Title X funds have never been permitted to be used either to perform or to subsidize actual abortions. See 42 C.F.R. §§ 59.-5(a)(5), 59.9 (1986). Almost since its enactment, however, the administrative interpretations permitted, and, since 1981, required Title X projects to provide nondirective counseling and referrals to pregnant women about all legally available medical options, including abortion. 53 Fed.Reg. 2923 (1988) This policy was reversed abruptly in 1988 by the promulgation of the regulations now under attack.

In the new regulations, § 59.2 redefined the term “family planning” to refer solely to preconceptual services, explicitly excluding pregnancy care and abortion. Sections 59.7 and following were rewritten entirely. Section 59.8(a)(1) expressly prohibits Title X projects from providing counseling concerning abortion or referrals for abortion. Section 59.8(a)(2) states that once a Title X project client is diagnosed as pregnant she “must be referred for appropriate prenatal and/or social services” by giving her a list of providers that promote welfare of mothers and unborn children, and she “must also be provided with information necessary to protect the health of mother and unborn child until such time as the referral appointment is kept.” She may be referred for emergency care. But § 59(a)(3) says that the project may not use emergency referrals as an “indirect means of encouraging or promoting abortion” by weighing referrals in favor of providers that perform abortions, by including on the list of referrals any providers whose principal business is providing abortions, by excluding providers who do not perform abortions, or by “steering” women to providers who offer abortions. Subsection (4) states that the project can provide the woman with medical information necessary to assess the risks of different methods of contraception, but cannot include counseling with respect to abortion.

Examples of proper and improper actions by Title X providers are set out in § 59.8(b). A pregnant woman requesting prenatal care must be referred to appropriate providers of prenatal care services. Id. § 59.8(b)(1). But a pregnant woman who directly asks for a list of abortion providers may not be given a list that includes any clinic which “principally” provides abortion, or a list that includes hospitals and clinics which provide abortion in addition to prenatal care, unless providers of prenatal care in the area that do not provide or refer for abortions are also included on the list. Id. § 59.8(b)(3) & (4). The Title X project is expressly prohibited from referring a pregnant woman to an abortion provider, even upon specific request, and apparently must tell one making such an inquiry that “the project does not consider abortion an appropriate method of family planning and therefore does not counsel or refer for abortion.” Id. § 59.8(b)(5).

Section 59.9 states specifically that Title X projects have to be so organized that they are “physically and financially separate” from prohibited abortion activities. This requires that the Title X project must have an “objective integrity and independence from prohibited activities;” mere bookkeeping separation is not sufficient. Id. The objective integrity and independence is based on factors that include, but are not limited to, separate accounting records, separate facilities, separate personnel, and absence of material promoting abortion. Id.

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913 F.2d 1492, 1990 WL 127017, Counsel Stack Legal Research, https://law.counselstack.com/opinion/planned-parenthood-federation-of-america-v-sullivan-ca10-1990.