Placer U.S., Inc. v. Dahlstrom (In Re Dahlstrom)

129 B.R. 240, 1991 Bankr. LEXIS 909, 1991 WL 118568
CourtUnited States Bankruptcy Court, D. Utah
DecidedJuly 3, 1991
Docket19-20933
StatusPublished
Cited by23 cases

This text of 129 B.R. 240 (Placer U.S., Inc. v. Dahlstrom (In Re Dahlstrom)) is published on Counsel Stack Legal Research, covering United States Bankruptcy Court, D. Utah primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Placer U.S., Inc. v. Dahlstrom (In Re Dahlstrom), 129 B.R. 240, 1991 Bankr. LEXIS 909, 1991 WL 118568 (Utah 1991).

Opinion

MEMORANDUM OPINION AND ORDER

GLEN E. CLARK, Chief Judge.

The matter presently before the court is a motion filed by the plaintiff, Placer U.S., Inc. (“Placer”), for summary judgment of the above-captioned adversary proceeding seeking a determination as to the dis-chargeability of the debtor’s debt to it un *241 der 11 U.S.C. § 523(a)(6). 1 held on December 13, 1989. ning, Esq. and Adam S. Affleck, Esq. appeared on behalf of Placer. Mona Lyman, Esq. appeared on behalf of the defendant-debtor, John A. Dahlstrom (“debtor”). Counsel presented argument after which the court granted Placer’s motion in part holding that under principles of collateral estoppel 2 that portion of a judgment which had been entered in the case of Placer Dome, U.S., Inc. v. Wagner et al., No. 13022 (Nev. 7th Dist. Ct. filed Dec. 22, 1989), aff'd, Dahlstrom et al. v. Placer Dome, U.S., Inc., No. 20758 (Nev. filed Mar. 28, 1991) awarding Placer actual damages in the amount of $186,977.94 plus interest from April 17, 1989 at a rate of 12% was not dischargeable under § 523(a)(6). The court also noted that the debtor was collaterally estopped from relit-igating the issue of whether the Nevada court’s award of punitive damages in the amount of $1,000,000.00 was for a “willful and malicious injury” to Placer or its property within the meaning of § 523(a)(6). Notwithstanding that fact, the court took under advisement the issue of whether punitive damages are, as a matter of law, the type of debt that can be held to be nondis-chargeable under § 523(a)(6). The court has carefully considered and reviewed the arguments of counsel and memoranda submitted by the parties and has made an independent review of the pertinent authorities. Now being fully advised, the court renders the following decision holding that punitive damages are debts that may be held to be nondischargeable pursuant to § 523(a)(6). A hearing was Brent v. Man-

DISCUSSION '

Section 523(a)(6) states, in relevant part, that “[a] discharge under section 727 ... of this title does not discharge an individual debtor from any debt — (6) for willful and malicious injury by the debtor to another entity or to the property of another entity[.]” (Emphasis added). “Debt” is defined in § 101(12) as “liability on a claim.” Thus, as was explained recently by the United States Supreme Court in Johnson v. Home State Bank, — U.S. -, - n. 5, 111 S.Ct. 2150, 2154 n. 5, 115 L.Ed.2d 66 (1991), the meaning of “debt” is “coextensive with that of ‘claim’ as defined in § 101(5).” See also Pennsylvania Dept. of Public Welfare v. Davenport, — U.S. -, 110 S.Ct. 2126, 2130, 109 L.Ed.2d 588 (1990). 3 The subsection of § 101 which is relevant to this court’s analysis is (5)(A) which defines “claim” as a “right to payment, whether or not such right is reduced to judgment, liquidated, unliquidated, fixed, contingent, matured, unmatured, disputed, undisputed, legal, equitable, secured, or unsecured....” “Right to payment” was interpreted by the Supreme Court in Davenport, 110 S.Ct. at 2131, quoted in Johnson, — U.S. at -, 111 S.Ct. at 2154, as meaning “nothing more nor less than an enforceable obligation, regardless of the objectives ... to [be] serve[d] in imposing the obligation.” In interpreting § 101(5), the Court in Johnson, — U.S. at -, 111 S.Ct. at 2155, looked to the legislative history of the definition of “claim” and stated:

Although the pre-1978 Bankruptcy Act contained no single definition of ‘claim,’ the Act did define ‘claim’ as ‘including all *242 claims of whatever character against a debtor or its property’ for the purposes of Chapter X corporate reorganizations. See 11 U.S.C. § 506(1)(1976 ed.)(emphasis added)[ 4 ].... S.Rep. No. 1916, 75th Cong., 3d Sess., 25 (1938); H.R.Rep. No. 1409, 75th Cong., 1st Sess., 39 (1937)_ In fashioning a single, definition of ‘claim’ for the 1978 Bankruptcy Code, Congress intended to ‘adopt an even broader definition of claim than [was] found in the [pre-1978 Act’s] debtor rehabilitation chapters.’ H.R.Rep. No., 95-595, [95th Cong., 1st Sess.,] at 309 [ (1977) ] (emphasis added); accord, S.Rep. No. 95-989, [95th Cong., 2d Sess.,] pp. 21-22 (1978)....

(Emphasis added.) The expansive nature of the term “claim” and, therefore, “debt” was also noted in Davenport, 110 S.Ct. at 2130, where the Court stated:

As is apparent, Congress chose expansive language in both definitions [of ‘claim’ and ‘debt’].... For example, to the extent the phrase ‘right to payment’ is modified in the statute, the modifying language (‘whether or not such right is ...’) reflects Congress’ broad rather than restrictive view of the class of obligations that qualify as a ‘claim’ giving rise to a ‘debt.’ See also H.R.Rep. No. 95-595, supra, at 309, U.S.Code & Admin.News 1978, p. 6266 (describing definition of ‘claim’ as ‘broadest possible’ and noting that Code ‘contemplates that all legal obligations of the debtor ... will be able to be dealt with in the bankruptcy case’); accord S.Rep. No. 95-989, supra, at 22, U.S.Code & Admin.News 1978, p. 5808.

Given the plain language of § 523(a)(6), which must be read in conjunction with § 101(5) & (12) as those subsections have been interpreted by the Supreme Court in Johnson and Davenport, the court is compelled to conclude that “debts” held to be nondischargeable under that subsection include punitive damage awards. See also Commercial Factors of Salt Lake City, Inc. v. Jensen (In re Jensen), 113 B.R. 51, 54-55 (Bankr.D.Utah 1990) (Holding the prevailing creditor’s attorney’s fees nondis-chargeable, the court stated that “fees incurred in the enforcement of a contract freely entered into between parties of relatively equal bargaining power [are] part of the debt as defined in section 101(11).”) 5

In addition to the plain language of § 523(a)(6), § 726(A)(4) indicates that Congress considers punitive damages to be debts under the Code. That section, which deals with the distribution of property of a Chapter 7 estate, provides for fourth priority to:

payment of any allowed claim, whether secured or unsecured, for any fine, penalty, or forfeiture, or for multiple, exemplary, or punitive damages, arising before the earlier of the order for relief or the appointment of a trustee, to the extent that such fine, penalty, forfeiture, or damages are not compensation for actual pecuniary loss suffered by the holder of such claim....

(Emphasis added.)

The court also points out that the Supreme Court and the Tenth Circuit have indicated that, if confronted with the issue, they would conclude that punitive damage judgments may be held to be nondischargeable under § 523. In Grogan v.

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Bluebook (online)
129 B.R. 240, 1991 Bankr. LEXIS 909, 1991 WL 118568, Counsel Stack Legal Research, https://law.counselstack.com/opinion/placer-us-inc-v-dahlstrom-in-re-dahlstrom-utb-1991.