Appellate Case: 23-3155 Document: 010110989919 Date Filed: 01/25/2024 Page: 1 FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT January 25, 2024 _________________________________ Christopher M. Wolpert Clerk of Court MOREHEI PIERCE,
Plaintiff - Appellant,
v. No. 23-3155 (D.C. No. 5:23-CV-04059-EFM-ADM) KRIS KOBACH, TIM EASLEY; JEFF (D. Kan.) ZMUDA,
Defendants - Appellees. _________________________________
ORDER AND JUDGMENT* _________________________________
Before MATHESON, BRISCOE, and EID, Circuit Judges. _________________________________
Morehei Pierce, proceeding pro se and in forma pauperis, appeals the district
court’s dismissal of his complaint for failure to state a claim, pursuant to 28 U.S.C.
§ 1915(e)(2)(B). Exercising jurisdiction under 28 U.S.C. § 1291, we affirm.
I.
Pierce filed a civil complaint pursuant to 42 U.S.C. § 1983 in the United States
District Court for the District of Kansas on July 21, 2023. The complaint named as
* After examining the briefs and appellate record, this panel has determined unanimously that oral argument would not materially assist in the determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore ordered submitted without oral argument. This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1. Appellate Case: 23-3155 Document: 010110989919 Date Filed: 01/25/2024 Page: 2
defendants Kris Kobach, in his capacity as Attorney General of Kansas; Tim Easley,
in his capacity as Warden at Larned Correctional Mental Health Facility; and Jeff
Zmuda, in his capacity as Secretary of the Kansas Department of Corrections. Pierce
alleges that officers at Larned Correctional Mental Health Facility ignored “repeated
reports” that “inmates were making racial threats prior to [Pierce] being attacked and
injured” on two occasions while Pierce was incarcerated at the facility. ROA at 6.
Magistrate Judge Angel Mitchell granted Pierce leave to proceed in Kansas district
court in forma pauperis. The magistrate judge then sua sponte reviewed Pierce’s
complaint and recommended that the district court dismiss it.
In her Report and Recommendation, the magistrate judge explained that while
Pierce’s complaint “names Kobach, Easley, and Zmuda as defendants, it does not set
forth any facts about, or attribute any actions to, these individuals.” ROA at 27. The
magistrate judge indicated that Pierce’s complaint was difficult to discern, but that he
“appears to be asserting an Eighth Amendment claim for inhumane conditions of
confinement, suggesting officers were deliberately indifferent to his safety.” Id. at
28. Because supervisors of prison officials cannot be held vicariously liable for the
actions of those they supervise, a plaintiff must plead that the official’s individual
actions violated the Constitution. See Keith v. Koerner, 843 F.3d 833, 838 (10th Cir.
2016) (citing Ashcroft v. Iqbal, 556 U.S. 662, 676 (2009)). The magistrate judge
found that Pierce had failed to state a claim because his complaint “lacks any factual
contention that one or more of these defendants, acting under color of state law,
caused Pierce to be deprived of his Eighth Amendment rights . . . as is necessary to
2 Appellate Case: 23-3155 Document: 010110989919 Date Filed: 01/25/2024 Page: 3
support a § 1983 claim.” ROA at 28–29. Pierce objected to the Report and
Recommendation on the basis that he had filed a grievance, which he believed
rendered the defendants liable. The district court rejected Pierce’s objection, noting
that Pierce “confuses knowledge of a grievance with allegations tying a defendant to
the facts underlying a claim” and adopted the Report and Recommendation,
dismissing Pierce’s complaint for failure to state a claim upon which relief can be
granted, pursuant to 28 U.S.C. § 1915(e)(2)(B)(ii). Id. at 33. Pierce timely appealed.
II.
We review de novo a district court’s sua sponte dismissal of a pro se complaint
in an in forma pauperis proceeding pursuant to 28 U.S.C. § 1915(e)(2).1 Vasquez
Arroyo v. Starks, 589 F.3d 1091, 1094 (10th Cir. 2009). Sua sponte dismissals are
generally disfavored, and dismissal for failure to state a claim under § 1915(e)(2) “is
warranted only where it is patently obvious that the plaintiff could not prevail on the
facts alleged,” and an opportunity for amendment would be futile. Whitney v. New
Mexico, 113 F.3d 1170, 1173 (10th Cir. 1997) (citations and internal quotation marks
omitted).
Pierce’s brief fails to demonstrate how the district court erred in dismissing his
complaint. Pierce simply states that “ignoring evidence isn’t complying with the
1 Although 28 U.S.C. § 1915(e)(2)(B) refers to “prisoners,” this court has repeatedly concluded that § 1915(e)(2)(B) “applies to all in forma pauperis proceedings.” Getachew v. Google, Inc., 491 F. App’x 923, 925 (10th Cir. 2012); see also Ruston v. Church of Jesus Christ of Latter-Day Saints, 304 F. App’x 666, 668 (10th Cir. 2008). 3 Appellate Case: 23-3155 Document: 010110989919 Date Filed: 01/25/2024 Page: 4
constitution” and that “none of the evidence was considered in this case.” Aplt. Br.
at 4. Though we are directed to construe a pro se party’s pleadings liberally, it is not
the “proper function” of a court “to assume the role of advocate for the pro se
litigant.” Hall v. Bellmon, 935 F.2d 1106, 1110 (10th Cir. 1991). A broad reading of
Pierce’s complaint does not relieve him from the duty to make a recognized legal
claim. As the magistrate judge correctly noted, the plaintiff in a deliberate
indifference case “must show an ‘affirmative link’ between [the official] and the
constitutional violation, which requires proof of three interrelated elements:
(1) personal involvement; (2) causation; and (3) state of mind.” ROA at 28; see also
Keith, 843 F.3d at 838 (quoting Schneider v. City of Grand Junction Police Dep’t,
717 F.3d 760, 767 (10th Cir. 2013)). Pierce alleges no affirmative link at all. He
simply infers that the defendants at one point saw his grievance report. The theory of
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Appellate Case: 23-3155 Document: 010110989919 Date Filed: 01/25/2024 Page: 1 FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT January 25, 2024 _________________________________ Christopher M. Wolpert Clerk of Court MOREHEI PIERCE,
Plaintiff - Appellant,
v. No. 23-3155 (D.C. No. 5:23-CV-04059-EFM-ADM) KRIS KOBACH, TIM EASLEY; JEFF (D. Kan.) ZMUDA,
Defendants - Appellees. _________________________________
ORDER AND JUDGMENT* _________________________________
Before MATHESON, BRISCOE, and EID, Circuit Judges. _________________________________
Morehei Pierce, proceeding pro se and in forma pauperis, appeals the district
court’s dismissal of his complaint for failure to state a claim, pursuant to 28 U.S.C.
§ 1915(e)(2)(B). Exercising jurisdiction under 28 U.S.C. § 1291, we affirm.
I.
Pierce filed a civil complaint pursuant to 42 U.S.C. § 1983 in the United States
District Court for the District of Kansas on July 21, 2023. The complaint named as
* After examining the briefs and appellate record, this panel has determined unanimously that oral argument would not materially assist in the determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore ordered submitted without oral argument. This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1. Appellate Case: 23-3155 Document: 010110989919 Date Filed: 01/25/2024 Page: 2
defendants Kris Kobach, in his capacity as Attorney General of Kansas; Tim Easley,
in his capacity as Warden at Larned Correctional Mental Health Facility; and Jeff
Zmuda, in his capacity as Secretary of the Kansas Department of Corrections. Pierce
alleges that officers at Larned Correctional Mental Health Facility ignored “repeated
reports” that “inmates were making racial threats prior to [Pierce] being attacked and
injured” on two occasions while Pierce was incarcerated at the facility. ROA at 6.
Magistrate Judge Angel Mitchell granted Pierce leave to proceed in Kansas district
court in forma pauperis. The magistrate judge then sua sponte reviewed Pierce’s
complaint and recommended that the district court dismiss it.
In her Report and Recommendation, the magistrate judge explained that while
Pierce’s complaint “names Kobach, Easley, and Zmuda as defendants, it does not set
forth any facts about, or attribute any actions to, these individuals.” ROA at 27. The
magistrate judge indicated that Pierce’s complaint was difficult to discern, but that he
“appears to be asserting an Eighth Amendment claim for inhumane conditions of
confinement, suggesting officers were deliberately indifferent to his safety.” Id. at
28. Because supervisors of prison officials cannot be held vicariously liable for the
actions of those they supervise, a plaintiff must plead that the official’s individual
actions violated the Constitution. See Keith v. Koerner, 843 F.3d 833, 838 (10th Cir.
2016) (citing Ashcroft v. Iqbal, 556 U.S. 662, 676 (2009)). The magistrate judge
found that Pierce had failed to state a claim because his complaint “lacks any factual
contention that one or more of these defendants, acting under color of state law,
caused Pierce to be deprived of his Eighth Amendment rights . . . as is necessary to
2 Appellate Case: 23-3155 Document: 010110989919 Date Filed: 01/25/2024 Page: 3
support a § 1983 claim.” ROA at 28–29. Pierce objected to the Report and
Recommendation on the basis that he had filed a grievance, which he believed
rendered the defendants liable. The district court rejected Pierce’s objection, noting
that Pierce “confuses knowledge of a grievance with allegations tying a defendant to
the facts underlying a claim” and adopted the Report and Recommendation,
dismissing Pierce’s complaint for failure to state a claim upon which relief can be
granted, pursuant to 28 U.S.C. § 1915(e)(2)(B)(ii). Id. at 33. Pierce timely appealed.
II.
We review de novo a district court’s sua sponte dismissal of a pro se complaint
in an in forma pauperis proceeding pursuant to 28 U.S.C. § 1915(e)(2).1 Vasquez
Arroyo v. Starks, 589 F.3d 1091, 1094 (10th Cir. 2009). Sua sponte dismissals are
generally disfavored, and dismissal for failure to state a claim under § 1915(e)(2) “is
warranted only where it is patently obvious that the plaintiff could not prevail on the
facts alleged,” and an opportunity for amendment would be futile. Whitney v. New
Mexico, 113 F.3d 1170, 1173 (10th Cir. 1997) (citations and internal quotation marks
omitted).
Pierce’s brief fails to demonstrate how the district court erred in dismissing his
complaint. Pierce simply states that “ignoring evidence isn’t complying with the
1 Although 28 U.S.C. § 1915(e)(2)(B) refers to “prisoners,” this court has repeatedly concluded that § 1915(e)(2)(B) “applies to all in forma pauperis proceedings.” Getachew v. Google, Inc., 491 F. App’x 923, 925 (10th Cir. 2012); see also Ruston v. Church of Jesus Christ of Latter-Day Saints, 304 F. App’x 666, 668 (10th Cir. 2008). 3 Appellate Case: 23-3155 Document: 010110989919 Date Filed: 01/25/2024 Page: 4
constitution” and that “none of the evidence was considered in this case.” Aplt. Br.
at 4. Though we are directed to construe a pro se party’s pleadings liberally, it is not
the “proper function” of a court “to assume the role of advocate for the pro se
litigant.” Hall v. Bellmon, 935 F.2d 1106, 1110 (10th Cir. 1991). A broad reading of
Pierce’s complaint does not relieve him from the duty to make a recognized legal
claim. As the magistrate judge correctly noted, the plaintiff in a deliberate
indifference case “must show an ‘affirmative link’ between [the official] and the
constitutional violation, which requires proof of three interrelated elements:
(1) personal involvement; (2) causation; and (3) state of mind.” ROA at 28; see also
Keith, 843 F.3d at 838 (quoting Schneider v. City of Grand Junction Police Dep’t,
717 F.3d 760, 767 (10th Cir. 2013)). Pierce alleges no affirmative link at all. He
simply infers that the defendants at one point saw his grievance report. The theory of
vicarious liability does not apply to suits against government officials for the
unconstitutional conduct of their subordinates. See Iqbal, 556 U.S. at 676. In light
of Pierce’s failure to allege any unconstitutional actions by the defendants, we agree
with the district court that Pierce has failed to state a claim on which relief may be
granted.
“Where a complaint, as amended, would be subject to dismissal, leave to
amend need not be granted.” Mountain View Pharmacy v. Abbott Lab'ys, 630 F.2d
1383, 1389 (10th Cir. 1980) (citing DeLoach v. Woodley, 405 F.2d 496, 497 (5th Cir.
1969)). Pierce does not argue that he should be given an opportunity to amend, nor
does his brief on appeal include any new information that indicates the deficiencies
4 Appellate Case: 23-3155 Document: 010110989919 Date Filed: 01/25/2024 Page: 5
in his complaint are curable. The defendants in this action are all supervisors, thus
Pierce’s claims against them necessarily rely on a disallowed theory of supervisory
liability. Given this fundamental failure in Pierce’s claim, we agree with the district
court that offering Pierce the opportunity to amend his complaint would be futile.
Even if Pierce’s underlying complaint did allege an affirmative link between
the defendants and the alleged constitutional violation, his briefing fails the basic
requirements of appellate procedure. “This court has repeatedly insisted that pro se
parties follow the same rules of procedure that govern other litigants.” Nielsen v.
Price, 17 F.3d 1276, 1277 (10th Cir. 1994) (internal quotation marks omitted).
Federal Rule of Appellate Procedure 28 requires, among other things, an appellant’s
brief to include a “statement of the issues presented for review,” a “concise statement
of the case setting out the facts relevant to the issues submitted for review,” and an
argument that contains “appellant’s contentions and the reasons for them, with
citations to the authorities and parties of the record on which the appellant relies.”
Fed. R. App. P. 28. “Under Rule 28, which applies equally to pro se litigants, a brief
must contain . . . more than a generalized assertion of error, with citations to
supporting authority.” Garrett v. Selby Connor Maddux & Janer, 425 F.3d 836 (10th
Cir. 2005) (quoting Anderson v. Hardman, 241 F.3d 544, 545 (7th Cir. 2001)).
Pierce vaguely accuses the defendants and the district court of ignoring evidence and
somehow failing to consider the Federal Bureau of Investigation. His brief lacks any
explanation as to how and where the district court erred, or what he even seeks on
appeal. The inadequacies of his brief render review impossible.
5 Appellate Case: 23-3155 Document: 010110989919 Date Filed: 01/25/2024 Page: 6
Accordingly, we conclude the district court did not err in dismissing Pierce’s
case pursuant to 28 U.S.C. § 1915(e)(2)(B)(ii).
III.
We AFFIRM the judgment of the district court.
Entered for the Court
Allison H. Eid Circuit Judge