Piccolo v. United States Department of Justice

90 F.R.D. 287, 7 Media L. Rep. (BNA) 1366, 1981 U.S. Dist. LEXIS 12333
CourtDistrict Court, District of Columbia
DecidedApril 22, 1981
DocketCiv. A. No. 80-2315
StatusPublished

This text of 90 F.R.D. 287 (Piccolo v. United States Department of Justice) is published on Counsel Stack Legal Research, covering District Court, District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Piccolo v. United States Department of Justice, 90 F.R.D. 287, 7 Media L. Rep. (BNA) 1366, 1981 U.S. Dist. LEXIS 12333 (D.D.C. 1981).

Opinion

MEMORANDUM

AUBREY E. ROBINSON, Jr., District Judge.

Before the Court is Defendant’s Motion for Summary Judgment in this Freedom of Information Act (FOIA) action. 5 U.S.C. § 552. Plaintiff seeks information relating to a criminal investigation involving him. Defendant has released much of the information, and has withheld some information [288]*288on grounds that are not objected to by Plaintiff.1 Two legal issues are presented in the instant Motion, to wit: (1) does exemption 3, 5 U.S.C. § 552(b)(3), permit nondisclosure of materials related to grand jury proceedings and (2) do exemptions 7(C) and 7(D), 5 U.S.C. § 552(b)(7)(C), (D), permit withholding of information given by a confidential source if the identity of that source is known by Plaintiff.

I. Exemption 3

Exemption 3 provides that Defendant may withhold information

[sjpecifically exempted by statute, provided that such statute (A) requires that the matters be withheld from the public in such a manner as to leave no discretion on the issue, or (B) established particular criteria for withholding or refers to particular types of matters to be withheld.

5 U.S.C. § 552(b)(3). The “statute” relied upon by Defendant is Fed.R.Cr.Pro. 6(e). That Rule provides that grand jury proceedings are to be kept secret, and prohibits disclosure of grand jury information with a few exceptions not relevant to the instant case.2

Plaintiff argues persuasively that the Federal Rules are not a “statute,” and therefore are inapplicable to FOIA litigation. In Founding Church of Scientology v. Bell, 603 F.2d 945, 951-952 (D.C.Cir.1979), the Court of Appeals stated that

[ejxemption 3 is explicitly confined to material exempted from disclosure “by statute,” and the Federal Rules of Civil Procedure simply do not satisfy this description. They are issued by the Supreme Court under rulemaking powers delegated by Congress. Although proposed rules may be rejected by Congress, they are not affirmatively adopted by the legislature, as all statutes must be.

The Federal Rules of Criminal Procedure are enacted in an identical manner. Thus, Fed.R.Cr.Pro. 6(e) is not a statute, and grand jury proceedings, unless they fall into the “substantive exceptions of the statute,” Id., at 952, must be disclosed. Defendants have made no such showing. Accordingly, all materials withheld pursuant to exemption 3 must be disclosed.

The Court is mindful of the distinctions between Fed.R.Cr.Pro. 6(e) and Fed.R.Civ. Pro. 26(c), the Rule analyzed in Bell. Fed. R.Civ.Pro. 26(c) is designed to protect the personal privacy of litigants, and the “substantive exceptions” in FOIA (e. g. exemptions 7(C) and 7(D)) will serve this purpose. Fed.R.Cr.Pro. 6(e), however, was designed to preserve an important constitutional process, and this process will be seriously endangered unless secrecy is ensured. Thus, application of FOIA to grand jury proceedings threatens the grand jury process.

The Court further notes that, while Fed. R.Civ.Pro. 26(c) does not meet the “anti-discretionary” requirements of exemption 3, Fed.R.Cr.Pro. 6(e) would satisfy those standards. Nevertheless, the Court is persuaded that Founding Church of Scientology v. Bell is dispositive; only Congress or the higher Courts can change its mandate.

II. Exemptions 7(C) and 7(D)

Plaintiff admits3 that the government has withheld information he seeks consistent with those exceptions. He alleges, however, that (1) the sources are not confidential, because he knows their identity, and (2) that the information provided by them was therefore not provided by a confidential source within the meaning of ex[289]*289emption 7(D). This contention is without merit. Exemption 7(D) protects disclosure of information if an express or implied promise of confidentiality exists between the informant and the agency. Plaintiff’s knowledge of the identity of the informant does not entitle him to confidential information supplied by that informant. Volz v. United States Department of Justice 619 F.2d 49, 50 (10th Cir. 1980). Because the two individuals had a promise of confidentiality from Defendant, and the information was gathered in the course of a criminal investigation conducted by Defendant, exemption 7(D) permits the withholding of the information.

An appropriate Order follows this Memorandum Opinion.

On Motion For Partial Reconsideration

Before the Court is Defendant’s Motion for Partial Reconsideration and Plaintiff’s Opposition in the above captioned litigation. On April 22, 1981, this Court held that Defendant could not withhold records of grand jury proceedings on the basis of exemption 3 of the Freedom of Information Act, 5 U.S.C. § 552(b)(3). The Court so ruled because it perceived the Court of Appeals’ decision in Founding Church of Scientology v. Bell, 603 F.2d 945, 951-952 (D.C.Cir.1979) to be dispositive. In Bell, the Court held, inter alia, that

[ejxemption 3 is explicitly confined to material exempted from disclosure “by statute,” and the Federal Rules of Civil Procedure simply do not meet this description. They are issued by the Supreme Court. under rulemaking powers delegated by Congress. Although proposed rules may be rejected by Congress, they are not affirmatively adopted by the legislature, as all statutes must be. (emphasis added)

This Court then reasoned that, since the Federal Rules of Criminal Procedure are adopted in an identical manner, it too was not a “statute” for exemption 3 purposes. Thus, the Court held that even though Fed. R.Crim.Pro. 6(e) would otherwise provide a basis for withholding the. grand jury information, it did not do so in the instant litigation.

Defendant has now moved this Court to reconsider that aspect of its April 22, 1981 Memorandum and Order, contending that Fed.R.Crim.Pro. 6(e) is indeed a statute. Defendant indicates Congress perceived the need to change an amendment to Rule 6 that had been proposed by the Supreme Court. In 1977, in response to this perception, Congress enacted Pub.L.No. 95-78, 91 Stat. 319 (1977). This legislation resulted in the enactment of the present Fed.R.Crim. Pro.

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90 F.R.D. 287, 7 Media L. Rep. (BNA) 1366, 1981 U.S. Dist. LEXIS 12333, Counsel Stack Legal Research, https://law.counselstack.com/opinion/piccolo-v-united-states-department-of-justice-dcd-1981.