Phyllis Falconer v. Michael P. Lane and Neil F. Hartigan

905 F.2d 1129, 1990 U.S. App. LEXIS 10926, 1990 WL 88170
CourtCourt of Appeals for the Seventh Circuit
DecidedJune 29, 1990
Docket89-2895
StatusPublished
Cited by114 cases

This text of 905 F.2d 1129 (Phyllis Falconer v. Michael P. Lane and Neil F. Hartigan) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Phyllis Falconer v. Michael P. Lane and Neil F. Hartigan, 905 F.2d 1129, 1990 U.S. App. LEXIS 10926, 1990 WL 88170 (7th Cir. 1990).

Opinion

CUMMINGS, Circuit Judge.

At her state court trial for murder, Phyllis Falconer attempted to prove that she killed her husband only in self-defense. The jury was instructed to consider the lesser offense of voluntary manslaughter. The jury nonetheless convicted Mrs. Falconer of murder and she was sentenced to 24 years in prison. Following a series of appeals described below, her second collateral attack on her conviction prevailed in district court. United States ex rel. Falconer v. Lane, 720 F.Supp. 631 (N.D.Ill. 1989). Paralleling a holding of the Illinois Supreme Court in a separate case, the district court held that the petitioner was denied due process because the instructions given to the jury at trial allowed the jury to return a verdict of murder even if the jury made findings that should have resulted in a verdict of voluntary manslaughter. We agree that the instructions were constitutionally inadequate under the Fourteenth Amendment’s Due Process Clause and therefore affirm.

I.

The facts of the petitioner’s criminal case presented in the Circuit Court of Kane County, Illinois, are set out in the state appellate court opinion and two district court opinions discussed below and do not bear extensive repetition. The petitioner stabbed her husband with a knife two times, once fatally, in their home on the morning of May 26, 1986. The State sought to prove at trial that during an altercation between the two the petitioner delivered the fatal blow to the victim’s back while the victim fled from her. The petitioner sought to prove that the decedent had physically abused the petitioner for many years (they were married two times for a total of 26 years of marriage), that at the time of the stabbing she was seriously ill, and that she stabbed him only in self-defense and in a confused state of mind immediately after he angrily confronted her and slapped her hard in the face.

On November 20, 1986, the petitioner *1131 was convicted of murder 1 and shortly thereafter received her sentence. She appealed her conviction to the Appellate Court of Illinois, Second District, on various grounds, none of which directly raised the constitutional validity of the jury instructions. 2 That direct appeal was denied in a published opinion in April 1988. People v. Falconer, 168 Ill.App.3d 618, 119 Ill.Dec. 241, 522 N.E.2d 903. The petitioner promptly filed a petition for leave to appeal from that decision to the Illinois Supreme Court.

About two months thereafter, before it had acted on Mrs. Falconer’s petition, the Illinois Supreme Court held in a separate, consolidated case that it was “grave error” to give instructions identical to those given at petitioner’s trial. People v. Reddick, 123 Ill.2d 184, 198, 122 Ill.Dec. 1, 526 N.E.2d 141 (1988). The Reddick Court first held that where a defendant on trial for murder asserts that, even if not fully justified as one would be in killing another in self-defense, the defendant acted either under sudden and intense passion resulting from serious provocation or else in the unreasonable belief that circumstances existed that would have justified the killing (self-defense), the State bears no burden of proof regarding those claims in order to secure a voluntary manslaughter conviction. Id. at 195, 122 Ill.Dec. 1, 526 N.E.2d 141. Instructions to the contrary were seriously defective, the Court held, because they directed the jury that it could find a defendant charged with murder guilty of voluntary manslaughter only if the State proved one of those two mitigating mental states on the part of the defendant.

A second holding of the Court is even more important to this appeal. The Court held that if a defendant in a murder trial presents sufficient evidence to raise these mitigating “manslaughter defenses” of serious provocation or unreasonable belief of justification, the jury must be instructed that in order to return a verdict of murder the State must have proved beyond a reasonable doubt that those defenses are without merit. Reddick, 123 Ill.2d at 197, 122 Ill.Dec. 1, 526 N.E.2d 141.

Two months thereafter, the Illinois Supreme Court granted petitioner’s motion for leave to supplement her petition for leave to appeal. Her supplement raised Reddick as the basis for relief on due process grounds. Nevertheless, the petition was denied without any comment by the Illinois Supreme Court in September 1988. People v. Falconer, 122 Ill.2d 583, 125 Ill. Dec. 226, 530 N.E.2d 254.

In December 1988, Mrs. Falconer filed a petition for habeas corpus redress in the United States District Court for the Northern District of Illinois. The petition was denied as premature under 28 U.S.C. § 2254(c) after the State asserted that the petitioner had yet to attempt to exhaust potential remedies under the Illinois post-conviction statute, Ill.Rev.Stat. ch. 38, ¶ 122-1. United States ex rel. Falconer v. Lane, 708 F.Supp. 202, 205 (N.D.Ill.1989). The district court was motivated to find that the petitioner’s claims had not been exhausted in part because the State assured the court that res judicata would not *1132 bar her claims in state court. United States ex rel. Falconer v. Lane, 720 F.Supp. 631, 639 (N.D.Ill.1989).

Consequently, as the State virtually invited her to do, the petitioner promptly filed a petition for post-conviction relief in Kane County Circuit Court, continuing to raise the Reddick ground that the combination of murder and manslaughter jury instructions given at her trial violated her constitutional rights to due process and a fair trial. In response, the State moved to dismiss the post-conviction petition. This time the State asserted that the Illinois Supreme Court’s denial of her petition for leave to appeal barred relief on res judicata grounds! The state trial court agreed that the state Supreme Court's denial of leave to appeal constituted a decision on the merits barring further judicial review by the state courts and dismissed her post-conviction petition.

Because the State was successful in its res judicata argument before the state trial court, Mrs. Falconer, instead of continuing to press her action for post-conviction relief in the Illinois courts, filed a second petition for writ of habeas corpus in federal district court. That is the action under consideration in this appeal. Again she maintained that the jury instructions given at her trial violated her right to due process. This time the district court reached the merits of her claim and found in her favor. The district court ordered the State to alter her conviction from murder to voluntary manslaughter and resentence her on that conviction, or to retry her for murder within 120 days. Falconer, 720 F.Supp. at 645.

The district court found that the first concern of the Reddick Court was avoided in the petitioner’s trial.

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Cite This Page — Counsel Stack

Bluebook (online)
905 F.2d 1129, 1990 U.S. App. LEXIS 10926, 1990 WL 88170, Counsel Stack Legal Research, https://law.counselstack.com/opinion/phyllis-falconer-v-michael-p-lane-and-neil-f-hartigan-ca7-1990.