Phillips v. Rockefeller

321 F. Supp. 516, 1970 U.S. Dist. LEXIS 9334
CourtDistrict Court, S.D. New York
DecidedDecember 2, 1970
DocketNo. 70 Civ. 4827
StatusPublished
Cited by10 cases

This text of 321 F. Supp. 516 (Phillips v. Rockefeller) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Phillips v. Rockefeller, 321 F. Supp. 516, 1970 U.S. Dist. LEXIS 9334 (S.D.N.Y. 1970).

Opinion

OPINION

EDELSTEIN, District Judge.

Three candidates competed for the office of United States Senator at the general election held in New York on November 3, 1970. Of the total number of votes cast James L. Buckley polled 39 percent, Richard L. Ottinger 37 percent, and Charles E. Goodell 24 percent.1 No candidate received a majority of the total votes cast. This suit, commenced on November 4, 1970, essentially attempts to raise the novel issue of whether or not the Seventeenth Amendment to the United States Constitution requires that a candidate must receive a majority of the votes cast before he can be elected to the office of United States Senator. The plaintiffs allege that they are citizens and registered voters of the State of New York who voted in the November 3, 1970, election for United States Senator. They also allege that they bring this action “ * * * in their own right individually and as Chairman and members respectively of The Committee for Fair Play for Voters and also on behalf of all registered voters similarly situated.” Defendants are the Governor of the State of New York and the Secretary of State of the State of New York. Counsel for James L. Buckley was permitted to appear as amicus curiae in opposition to plaintiffs.

Plaintiffs contend that a candidate for the United States Senate cannot be “elected by the people” within the meaning of the Seventeenth Amendment2 unless that candidate receives a majority of the votes cast in the election. Plaintiffs allege that defendants intend “to enforce, operate and execute § 296 of the Election Law of the State of New York so as to certify said James L. Buckley as the duly elected United States Senator of the State of New York * * * ” despite the fact that he received only 39 percent of the votes cast. It is claimed that execution and enforcement of section 296 3 in this manner abridges plaintiffs’ rights under the Seventeenth Amendment to be represented by a senator who is elected by a majority vote. It is also claimed that section 296 itself is unconstitutional because it does not make any provision for a run-off election between the two leading candidates [519]*519so that one of them may attain a majority vote.

Plaintiffs seek the following substantive relief: (1) An injunction4 prohibiting the defendants from enforcing section 296 of the Election Law of the State of New York, and from “certifying thereunder” the election of any candidate as United States Senator unless a run-off election is held between the two candidates who polled the most votes; (2) “A declaratory judgment that Section 296 of the Election Law of the State of New York in failing to provide for a run-off election is too vague and inadequate to constitute a lawful and constitutional exercise of the legislative power of the State of New York under the Seventeenth Amendment to the Constitution of the United States; ” and (3) a mandatory injunction ordering Governor Rockefeller to issue a writ for a run-off election between the two leading candidates. The complaint also seeks the convening of a three-judge statutory court pursuant to 28 U.S.C. §§ 2281 and 2284 (1964).

This case is now before the court on a motion by the plaintiffs for the convening of such a court. Defendants oppose this motion on the grounds that the complaint should be dismissed because the court lacks subject matter jurisdiction, this case is not ripe for decision, and plaintiffs have failed to join indispensable parties. Defendants have also made an abstention argument to the court. In addition, although the defendants have not precisely raised the question of whether or not a substantial federal question exists, the court cannot overlook this issue either.

Jurisdiction in the complaint is predicated upon the Seventeenth Amendment and 28 U.S.C. §§ 2281 and 1331 (1964).

The Seventeenth Amendment does not confer jurisdiction upon this court, nor does 28 U.S.C. § 2281 (1964). Section 2281 states that only a three-judge district court may enjoin the enforcement of a state statute on the grounds of unconstitutionality. A jurisdictional predicate separate and apart from section 2281 must be present before a statutory court may be held to have jurisdiction over a matter. E. g., Nieves v. United States, 280 F.Supp. 994, 997 (S.D.N.Y.1968).

28 U.S.C. § 1331 (1964) is the statutory authority which gives district courts jurisdiction to hear cases raising “federal questions.” No action may be brought under section 1331 unless the matter in controversy exceeds $10,000 exclusive of interests and costs. This complaint does not allege this jurisdictional amount, nor has any attempt been made to demonstrate that this jurisdictional amount requirement can be met in any event. Hence plaintiffs cannot rely on section 1331. Jacobs v. Tawes, 250 F.2d 611 (4th Cir. 1957); See Boyd v. Clark, 287 F.S.upp. 561 (S.D.N.Y.1968), aff’d on other grounds, 393 U.S. 316, 89 S.Ct. 553, 21 L.Ed.2d 511 (1969).

The complaint therefore is fatally deficient in its jurisdictional allegations. In their reply memorandum plaintiffs practically concede as much since they disregard the jurisdictional ground alleged in the complaint and instead argue that this court has jurisdiction under 28 U.S.C. § 1343(3) (1964), 42 U.S.C. §§ 1983 and 1988 (1964). Plaintiffs have not amended their complaint so as to allege their new jurisdictional ground. Thus only the original complaint stands before the court. Nevertheless, for purposes of this motion only, the court shall deem this complaint as having been [520]*520amended to allege the new jurisdictional bases.

Section 1988 5 is not a jurisdictional provision but is one that is addressed to the rule of law and the scope of the remedy to be applied in civil rights cases. Section 1343(3) 6 is a jurisdictional provision ; it does not contain an amount in controversy requirement. However, section 1343(3) is only a partial answer to plaintiffs’ problem. This section merely confers upon federal district courts jurisdiction over civil actions authorized by other provisions of law. Thus resolution of the jurisdictional issue depends upon the terms of section 1983 because, unless a cause of action is stated under that section, section 1343(3) cannot be applied.

Section 1983 provides that:

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Bluebook (online)
321 F. Supp. 516, 1970 U.S. Dist. LEXIS 9334, Counsel Stack Legal Research, https://law.counselstack.com/opinion/phillips-v-rockefeller-nysd-1970.