Phillips v. Commission on Character & Fitness

District Court, District of Columbia·Decided April 30, 2021·No. Civil Action No. 2020-1982·Published

Opinion

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA

SOLON PHILLIPS, Plaintiff,

v.

Civil Action No. 20-1982 (CKK)

MONTANA COMMISSION ON CHARACTER & FITNESS, et al, Defendants.

MEMORANDUM OPINION

(April 30, 2021)

In May 2019, Mr. Solon Phillips (“Plaintiff”) was denied admission to the State Bar of

Montana. In response, Plaintiff filed this pro se civil action against the Montana Supreme Court’s Commission on Character and Fitness (the “Commission”) and Ms. Annie Goodwin, the Commission’s Chair (“Ms. Goodwin”) (collectively, “Defendants”) for alleged acts of discrimination arising from Plaintiff’s denied bar application.

Plaintiff filed his complaint on July 21, 2020, and after Defendants did not respond or otherwise plead, the Clerk of the Court entered default against Defendants. See Entry of Default, ECF No. 7, at 1. Now pending before the Court are Defendants’ [11] Motion to Set Aside Default and [12] Motion to Dismiss Under Rule 12(b), as well as Plaintiff’s miscellaneous [15] Motion to Condition Setting Aside Default. Upon consideration of the briefing, the relevant authorities, and the record as a whole, 1 the Court finds good cause to set aside the Clerk’s entry of default and

1 The Court’s consideration has focused on the following briefing and material submitted by the parties:

• Compl., ECF No. 1;

• Defs.’ Brief in Supp. of Mot. to Set Aside Default Under Rule 55 (“Defs.’ Default Mot.”), ECF No. 11-1;

• Defs.’ Brief in Supp. of Mot. to Dismiss Under Rule 12(b) (“Defs.’ Mot.”), ECF No. 12-1;

• Pl.’s Mot. to Condition Setting Aside Default (“Pl.’s Mot. to Condition”), ECF No. 15, • Pl.’s Opp’n to Defs.’ Mot. to Dismiss (“Pl.’s Opp’n”), ECF No. 17;

• Defs.’ Resp. to Pl.’s Mot. to Condition & Reply in Supp. of Defs.’ Default Mot., ECF No. 18;

• Defs.’ Reply in Supp. of Mot. to Dismiss, ECF No. 20; and, • Pl.’s Sur-Reply to Defs.’ Mot. to Dismiss, ECF No. 22.

In an exercise of its discretion, the Court finds that holding oral argument in this action would not be of assistance in rendering a decision. See LCvR 7(f).

further concludes that it lacks personal jurisdiction over both Defendants. Accordingly, the Court will GRANT Defendants’ [11] [12] Motions, setting aside the Clerk’s entry of default and dismissing Plaintiff’s complaint. In turn, the Court will DENY Plaintiff’s miscellaneous [15] Motion to Condition Setting Aside Default.

I. BACKGROUND

Mr. Solon Phillips is an attorney who graduated law school in 2008. See Compl. ¶ 21. He is currently admitted to practice law in the District of Columbia, Alabama, and Washington. See id. ¶¶ 15–17. In 2018, Plaintiff passed the Uniform Bar Examination and decided to apply for admission to the State Bar of Montana. See id. ¶¶ 22–23. Plaintiff submitted his application to the Montana Bar using his Maryland address and driver’s license. See O’Connor Aff., ECF No. 18-5, ¶ 10. Upon review, the Montana Bar identified “several issues” with Plaintiff’s application, Lynch Aff., ECF No. 11-4, ¶ 11, and, consequently, requested that Plaintiff provide a list of all jurisdictions in which he had previously applied for admission to the bar, Compl. ¶ 24. In November 2018, Plaintiff provided the Montana Bar with updated information regarding his admission to the bars of other jurisdictions. See id. ¶ 26. The Montana Bar ultimately referred Plaintiff’s application to the Commission “for a character and fitness investigation.” Lynch Aff., ECF No. 11-4, ¶ 11. A Commission subcommittee then reviewed Plaintiff’s application materials and “concluded that [he] should be denied certification in part based on the decision of the Maryland Court of Appeals denying him admission in Maryland and in part because he had failed to provide a comprehensive list of jurisdictions to which he had applied to become a member of the bar.” Goodwin Aff., ECF No. 11-7, ¶ 38.

In May 2019, a Bar Admissions Administrator from the Montana Bar sent Plaintiff a letter, addressed to his residence in Bowie, Maryland, informing Plaintiff that his application for

admission to the Montana Bar had been denied on character and fitness grounds. See May 15, 2019 Letter, ECF No. 11-5, at 1–2. The letter explained to Plaintiff that he had “failed to . . . provid[e] a comprehensive list of jurisdictions where he had applied to take the bar exam,” and had not adequately disclosed “his denial into the Maryland Bar.” Compl. ¶ 28. In response, Plaintiff requested an administrative hearing before the Commission to challenge its character and fitness finding and its decision to deny Plaintiff admission to the Montana Bar. See Lynch Aff., ECF No. 11-4, ¶ 13. Thereafter, the Commission scheduled an “adversarial” hearing to consider Plaintiff’s challenge. See Compl. ¶¶ 63–82, 88. At Plaintiff’s request, however, the administrative proceeding before the Commission has been stayed. See Lynch Aff., ECF No. 11-4, ¶ 14.

On July 21, 2020, Plaintiff filed a civil action before this Court, challenging the denial of his application to the Montana Bar and the conditions of his forthcoming “adversarial hearing” before the Commission. See Compl. ¶¶ 83–134. In his complaint, Plaintiff asserts five civil rights- based claims against the Commission and its Chairwoman, Ms. Annie Goodwin. See id. The Commission is a body of volunteers appointed by the Montana Supreme Court, charged with evaluating the character and fitness of applicants to the Montana Bar and administering pro hac vice appearances. See Goodwin Aff., ECF No. 11-7, ¶¶ 2–5. The Commission is located in Montana and does not carry out any work in the District of Columbia. Id. ¶ 33. Ms. Goodwin, herself, is the Chair of the Commission. See id. ¶ 1. Ms. Goodwin resides in Helena, Montana, where she practices law. See id. ¶ 19. Ms. Goodwin is not a member of the District of Columbia Bar, she owns no property in the District of Columbia, and she does not carry out any business activity in the District of Columbia. See id. ¶¶ 25, 27–30. Ms. Goodwin’s most recent contact with the District of Columbia occurred in 2016, when she traveled to the District of Columbia for a four-day conference. See id. ¶ 32. Nonetheless, Plaintiff elected to file the present action against

the Commission and Ms. Goodwin in the District of Columbia, asserting that this “court possesses an independent basis for jurisdiction.” Compl. ¶ 4.

By October 2020, the Commission and Ms. Goodwin had not responded to Plaintiff’s complaint, and on October 8, 2020, the Clerk of the Court entered default against them. See Entry of Default, ECF No. 7, at 1. In response, Defendants filed a motion on October 26, 2020 requesting that this Court set aside the Clerk’s entry of default, pursuant to Federal Rule of Civil Procedure 55(c). See Defs.’ Default Mot. at 1. Simultaneously, Defendants moved for the dismissal of Plaintiff’s complaint under Federal of Civil Procedure 12(b), including for lack of personal jurisdiction. See Defs.’ Mot. at 1, 16–22. In turn, Plaintiff filed a miscellaneous “Motion to Condition Setting Aside Default,” which requests that the Court “condition the setting aside of default on Defendants willfully consenting to be sued in this Court.” Pl.’s Mot. to Condition at 10. The parties have fully briefed each of these motions, and these motions are now ripe for the Court’s review.

II. LEGAL STANDARD

A. Rule 55(c)

A court may set aside an entry of default for “good cause.” Fed. R. Civ. P. 55(c). “In determining whether or not to set aside a default, a court must consider: (1) the willfulness of the respondent’s default, if any; (2) whether there is any prejudice to the petitioner; and (3) the merit of respondent’s alleged defenses.” Enka Insaat Ve Sanayi A.S. v. Gabonese Republic, 406 F. Supp. 3d 84, 87 (D.D.C. 2019) (citing Keegel v. Key West & Caribbean Trading Co., 627 F.2d 372, 373

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