Pharmacia & Upjohn Co. v. Mylan Pharmaceuticals, Inc.

5 F. Supp. 2d 399, 46 U.S.P.Q. 2d (BNA) 1831, 1998 U.S. Dist. LEXIS 6627, 1998 WL 230226
CourtDistrict Court, N.D. West Virginia
DecidedMarch 31, 1998
Docket3:97-cv-00041
StatusPublished
Cited by5 cases

This text of 5 F. Supp. 2d 399 (Pharmacia & Upjohn Co. v. Mylan Pharmaceuticals, Inc.) is published on Counsel Stack Legal Research, covering District Court, N.D. West Virginia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pharmacia & Upjohn Co. v. Mylan Pharmaceuticals, Inc., 5 F. Supp. 2d 399, 46 U.S.P.Q. 2d (BNA) 1831, 1998 U.S. Dist. LEXIS 6627, 1998 WL 230226 (N.D.W. Va. 1998).

Opinion

MEMORANDUM OPINION AND ORDER

BROADWATER, District Judge.

I. INTRODUCTION

This is a patent infringement action in which plaintiff, Pharmacia & Upjohn Company (Upjohn), alleges that defendant, Mylan Pharmaceuticals Inc. (Mylan), has infringed Upjohn’s United States patent 4,916,163 (the ’163 patent) relating to certain pharmaceutical formulations of the anti-diabetic drug, glyburide. The action arises in part out of the Drug Price Competition and Patent Term Restoration Act of 1984, P.L. 98-417, 21 U.S.C. § 355(j) and 35 U.S.C. § 271(e) (commonly referred to as the “Wax-man-Hatch Act”). Upjohn alleges that My-lan’s filing of an Abbreviated New Drug Application (ANDA) with the Food and Drug Administration (FDA) constitutes infringement under 35 U.S.C. § 271(e)(2)(A). Upjohn also alleges that Mylan’s commercial manufacture and sale of two of the accused products constituted infringement under 35 U.S.C. § 271(a).

Upjohn acknowledges that Mylan has not literally infringed the ’163 patent and bases its allegations of infringement on the doctrine of equivalents. Mylan has moved for summary judgment of non-infringement as a matter of law (Document # 19) based on principles of prosecution history estoppel. The court initially heard oral argument on July 24, 1997, as to aspects of the motion for summary judgment as it was related to the defendant’s motion for sanctions (Document #11). Counsel also presented additional argument and responded to questions from the Court in reference to the motion for summary judgment during an interim status conference held on January 8, 1998. Both parties subsequently briefed the issues presented by oral argument. Mylan’s motion for summary judgment is now ready for a decision.

Having considered the parties’ written and oral submissions, the Court grants Mylan’s motion for summary judgment for reasons set forth below.

II. FACTUAL BACKGROUND

The following undisputed facts are taken from the parties’ briefs, evidentiary submissions, and counsel’s oral arguments.

A. The Parties

Mylan is a corporation organized and existing under the laws of the State of West Virginia and has its principal place of busi *401 ness at 781 Chestnut Ridge Road, Morgan-town, West Virginia. Mylan is engaged in the research, development, manufacturing, and distribution of generic pharmaceutical products.

Upjohn is a corporation organized and existing under the laws of the State of Delaware and has its principal place of business at 7000 Portage Road, Kalamazoo, Michigan 49001. Upjohn is a research-based pharmaceutical company and is the owner of the ’163 patent.

B. The ’163 Patent and its Prosecution History

The ’163 patent, entitled “Spray-Dried Lactose Formulation of Mieronized Glyburide,” claims mieronized glyburide compositions which employ a special form of lactose, known as “spray-dried lactose,” as the predominant excipient. Glyburide is a drug used in the treatment of diabetes. Mieron-ized glyburide is a finely divided form of the drug. Pharmaceutical compositions containing mieronized glyburide in combination with various pharmaceutically acceptable excipi-ents were known before the alleged invention of Upjohn’s ’163 patent.

The claims of the ’163 patent are in the style referred to as the Jepson format. The preamble of a Jepson claim recites the subject matter that was known at the time of the alleged invention, and the body of the claim, following the transitional phrase, “the improvement which comprises,” sets forth the claimed novel improvement. See Sjolund v. Musland, 847 F.2d 1573 (Fed.Cir.1988). Claim 1, the broadest claim of the 163 patent, reads as follows:

1. In an [sic] mieronized glyburide anti-diabetic pharmaceutical composition as a unit dose, containing one or more pharma-ceutically acceptable excipients, the improvement which comprises: spray-dried lactose as the predominant excipient in said composition, being present therein at about not less that [sic] seventy percent (70%) by weight of the final composition.

During prosecution of the application leading to the T63 patent, Upjohn continuously emphasized the criticality of the spray-dried lactose to the patentability of the claimed compositions; The Patent and Trademark Office (PTO) initially rejected the claims on the grounds that the prior art taught formulations of anti-diabetic drugs, including gly-buride, with lactose and that it was obvious to substitute spray-dried lactose, a well-known pharmaceutical excipient, for non-spray-dried lactose. Pros. Hist., Paper No. 6 at 2. 1 Upjohn’s representative responded to this rejection, arguing that,

the use of spray-dried lactose is a critical feature of the present invention. Using lactose which is not spray-dried does not yield a formulation which is easily and readily manufacturable.

Pros. Hist., Paper No. 7 at 1. To support this argument, Upjohn submitted declarations of named inventor Phillip F. Ni, Ph.D., as evidence of claimed unexpected manufacturing advantages of compositions containing spray-dried lactose as the predominant excipient. Dr. Ni stated that,

,[t]he key feature of the present invention is the particular type of lactose employed in the composition. The claims and the specification clearly indicate the need for spray-dried lactose. If ordinary or non-spray-dried lactose is employed in place of the spray-dried lactose, then the advantages of the present invention are lost.

Pros. Hist., Paper No, 8, ¶ 8.

The patent examiner was unpersuaded by Upjohn’s arguments, but the PTO Board of Patent Appeals and Interferences (Board) reversed. In reversing the examiner’s rejection, the Board stated,

[a]ppellant does not dispute that the references relied upon by the examiner establish that it would have been prima facie obvious to one of ordinary skill in the art at the time the invention was made to form a unit dose of mieronized glyburide anti-diabetic pharmaceutical using spray-dried lactose as a predominate excipient in an amount of about not less than about 70% *402 by weight of the final composition. Rather, appellant argues that using spray-dried lactose instead of nonspray-dried lactose in this manner results in a product which is more easily manufactured due to the free flowing characteristics of the composition to be formed into a unit dose. Appellant relies upon his two declarations filed under 37 C.F.R. § 1.132 in support of this assertion.

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5 F. Supp. 2d 399, 46 U.S.P.Q. 2d (BNA) 1831, 1998 U.S. Dist. LEXIS 6627, 1998 WL 230226, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pharmacia-upjohn-co-v-mylan-pharmaceuticals-inc-wvnd-1998.