Pfizer, Inc. v. Richardson

434 F.2d 536, 22 A.L.R. Fed. 865, 1970 U.S. App. LEXIS 6667
CourtCourt of Appeals for the Second Circuit
DecidedNovember 2, 1970
Docket35177
StatusPublished
Cited by8 cases

This text of 434 F.2d 536 (Pfizer, Inc. v. Richardson) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Pfizer, Inc. v. Richardson, 434 F.2d 536, 22 A.L.R. Fed. 865, 1970 U.S. App. LEXIS 6667 (2d Cir. 1970).

Opinion

434 F.2d 536

22 A.L.R.Fed. 865

PFIZER, INC., Petitioner,
v.
Elliot L. RICHARDSON, Secretary of Health, Education and
Welfare, and Charles C. Edwards, Commissioner of
the Food and Drug Administration, Respondents.

No. 217, Docket 35177.

United States Court of Appeals, Second Circuit.

Argued Sept. 30, 1970.
Decided Nov. 2, 1970.

William W. Goodrich, Asst. Gen. Counsel, Food, Drugs and Environmental Health Division (Will Wilson, Asst. Atty. Gen., Criminal Division, John L. Murphy, Chief, Administrative Regulations Section, Howard S. Epstein, Atty., U.S. Dept. of Justice, Washington, D.C., Joanne S. Sisk and Eugene M. Pfeifer, Attys., U.S. Dept. of Health, Education and Welfare, Rockville, Md., of counsel), for respondents.

William J. Manning, New York City (Simpson, Thacher & Bartlett, Albert X. Bader, Jr., Melvyn L. Cantor, Edward C. Mendrzycki, and Robert B. McKay, New York City, of counsel), for petitioner.

Before DANAHER,3 FRIENDLY and HAYS, Circuit Judges.

FRIENDLY, Circuit Judge:

This is a petition by Pfizer, Inc., a prominent pharmaceutical manufacturer, pursuant to 701(f) of the Federal Food, Drug and Cosmetic Act, 21 U.S.C. 371(f), here applicable by virtue of the last sentence of 507(f), to review a final order of the Food and Drug Administration (FDA) issued July 14, 1970.1 The order, made pursuant to 507(f) of the Act, see fn. 3 infra, repealed regulations, first issued during the 1950's, authorizing the distribution of six antibiotic drugs manufactured by Pfizer and revoked all certificates of safety and effectiveness thereunder. The FDA took this action without granting Pfizer an evidentiary hearing upon its objections. It sought to justify this summary procedure on the basis of a finding that Pfizer had failed to state 'reasonable grounds' for its objections within the meaning of 507(f). Judge Anderson granted a stay of the order pending argument of the petition on an expedited schedule; at argument we extended the stay until the filing of an opinion.

All six of the drugs are to be taken orally. Three are called Signemycin and three Sigmamycin. All are 'combination' drugs, containing two parts of tetracycline (or tetracycline hydrochloride), long and still approved antibiotics, and one part of triacetyloleandomycin (or oleandomycin phosphate), antibiotics also long and still approved. Since there is no contention that the case with respect to any of one of the preparations differs from the others, we shall follow the parties in referring to all six drugs as Signemycin.2

I.

It will be useful to begin with some history. Section 505 of the Federal Food, Drug and Cosmetic Act of 1938, 52 Stat. 1052-53, prohibited the introduction into interstate commerce of any drug unless an application therefor had become effective. Safety was the primary criterion for passing on such applications, 505(d). Section 505(e) provided that once an application had become effective, it could be suspended, after due notice and opportunity for hearing to the applicant, if the Secretary, then of Agriculture, found that clinical experience, tests by new methods, or tests by methods not deemed reasonably applicable when the application became effective showed that the drug was unsafe for use, or that the application contained any untrue statement of a material fact.

Seven years later Congress amended the Act to deal with the first of the antibiotics, penicillin, by enacting an entirely new provision, 507, 59 Stat. 463-64. This empowered the Federal Security Administrator, to whom administration of the Food, Drug and Cosmetic Act had then been confided, to provide for the certification of batches of drugs composed of penicillin or its derivatives. He was to do this 'if such drug has such characteristics of identity and such batch has such characteristics of strength, quality, and purity, as the Secretary prescribes in such regulations as necessary to adequately insure safety and efficacy of use.' Section 507(b) directed him to issue regulations providing for such certification. Section 507(f) stated that any interested person could apply for the issuance, amendment, or repeal of any such regulation, and any interested person could file objections to such action. The section went on to say, substantially as it still does, that if reasonable grounds for such objections had been stated, the Administrator was to hold a hearing thereon. No drug subject to 507 was to be deemed subject to 505. The teeth of the statute were an addition to 502 of a new paragraph (l) making a penicillin drug not complying with 507 a misbranded article. Subsequent amendments added four other named antibiotics and their derivatives, including in 1949 chlortetracycline, 63 Stat. 409-10. The net of all this was that while the standard antibiotics were not subject to the elaborate 'new drug' procedures of 505 as such, they were under even more stringent regulation in two respects. Certification of batches of antibiotic drugs was required, and the drugs had to meet a standard of efficacy as well as of safety.

In 1962 Congress substantially amended the Food, Drug and Cosmetic Act. Section 505 was greatly stiffened. The Secretary, now of Health, Education and Welfare, was authorized by 505(d) to deny approval of a new drug not only if 'he has insufficient information to determine whether such drug is safe for use * * *' but also if 'there is a lack of substantial evidence that the drug will have the effect it purports or is represented to have under the conditions of use prescribed, recommended, or suggested in the proposed labeling thereof.' The subsection provided that:

As used in this subsection and subsection (e) of this section, the term 'substantial evidence' means evidence consisting of adequate and well-controlled investigations, including clinical investigations, by experts qualified by scientific training and experience to evaluate the effectiveness of the drug involved, on the basis of which it could fairly and responsibly be concluded by such experts that the drug will have the effect it purports or is represented to have under the conditions of use prescribed, recommended, or suggested in the labeling or proposed labeling thereof.

Section 505(e) authorized withdrawal of approval of an application not only for falsity or for considerations relating to safety, stated more broadly than in the 1938 Act, but also

on the basis of new information before him with respect to such drug, evaluated together with the evidence available to him when the application was

However, withdrawal could be effected evidence that the drug will have the effect it purports or is represented to have under the conditions of use prescribed, recommended, or suggested in the labeling thereof.

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434 F.2d 536, 22 A.L.R. Fed. 865, 1970 U.S. App. LEXIS 6667, Counsel Stack Legal Research, https://law.counselstack.com/opinion/pfizer-inc-v-richardson-ca2-1970.