Peters v. United States

CourtCourt of Appeals for the Tenth Circuit
DecidedJune 21, 2024
Docket24-1013
StatusUnpublished

This text of Peters v. United States (Peters v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Peters v. United States, (10th Cir. 2024).

Opinion

Appellate Case: 24-1013 Document: 010111068471 Date Filed: 06/21/2024 Page: 1 FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit

FOR THE TENTH CIRCUIT June 21, 2024 _________________________________ Christopher M. Wolpert Clerk of Court TINA PETERS,

Plaintiff - Appellant,

v. No. 24-1013 (D.C. No. 1:23-CV-03014-NYW-SKC) UNITED STATES OF AMERICA; (D. Colo.) MERRICK B. GARLAND, in his official capacity as Attorney General of the United States; JENA GRISWOLD, in her official capacity as Colorado Secretary of State,

Defendants,

and

DANIEL P. RUBINSTEIN, in his official capacity as District Attorney for the Twenty-First Judicial District,

Defendant - Appellee. _________________________________

ORDER AND JUDGMENT* _________________________________

Before MATHESON, BACHARACH, and PHILLIPS, Circuit Judges.

* After examining the briefs and appellate record, this panel has determined unanimously that oral argument would not materially assist in the determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore ordered submitted without oral argument. This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1. Appellate Case: 24-1013 Document: 010111068471 Date Filed: 06/21/2024 Page: 2

_________________________________

Tina Peters asked the district court to prevent Daniel P. Rubinstein, the

District Attorney for Mesa County, Colorado, from criminally prosecuting her in

state court because he allegedly retaliated against her for exercising her First

Amendment rights. She now appeals the district court’s decision to abstain under

Younger v. Harris, 401 U.S. 37 (1971), from reaching the merits of her claim. She

contends that the court (1) could not abstain because she is immune from state

prosecution and (2) improperly applied Younger. We affirm.

I. BACKGROUND1

A. Factual History

Ms. Peters is the former Mesa County Clerk in charge of elections. While

serving as clerk, she arranged for a consultant to enter a secured area of the clerk’s

office and to copy county voting records. She gave the copies to experts to analyze.

Based on the experts’ analysis, Ms. Peters concluded the county’s voting system had

vulnerabilities and petitioned the Board of County Commissioners to stop using its

system.

Federal, state, and local law enforcement searched her home.

1 Because Ms. Peters appeals from a motion to dismiss under Federal Rule of Civil Procedure 12(b)(1), we need not assume the complaint’s factual allegations are correct, and we may consider the exhibits attached to her original complaint. See United States v. Rodriquez-Aguirre, 264 F.3d 1195, 1203 (10th Cir. 2001). Ms. Peters did not reattach them to her First Amended Complaint, but like the district court, we consider them as incorporated into the First Amended Complaint. Joint App., Vol. IV at 765 n.7. We also assume Rule 12(b)(1) is a proper vehicle for a Younger abstention motion.

2 Appellate Case: 24-1013 Document: 010111068471 Date Filed: 06/21/2024 Page: 3

B. State Court Proceedings

On March 8, 2022, a state grand jury indicted her on 10 criminal counts. The

indictment alleged that Ms. Peters (1) “devised and executed a deceptive scheme . . .

designed to influence public servants, breach security protocols, exceed permissible

access to voting equipment, and set in motion the eventual distribution of

confidential information to unauthorized people” and (2) used someone else’s “name

and personal identifying information” “without permission or lawful authorization”

“to further [her] criminal scheme.” Joint App., Vol. III at 527.

On May 5, 2022, Mr. Rubinstein moved to quash a subpoena duces tecum that

Ms. Peters had sent him requesting certain physical evidence related to the county’s

voting system.

On May 12, 2022, Ms. Peters moved for review of the grand jury indictment to

determine whether probable cause supported the charges against her.

On June 3, 2022, the state court held that probable cause supported each of the

charges in the indictment.

On June 5, 2022, the state court granted the motion to quash.

On April 1, 2024, Ms. Peters moved to dismiss the indictment, arguing she was

immune from prosecution under the Supremacy Clause in Article VI of the United

States Constitution. On May 7, 2024, the state court denied her motion.

3 Appellate Case: 24-1013 Document: 010111068471 Date Filed: 06/21/2024 Page: 4

C. Federal Court Proceedings

Federal District Court

On November 14, 2023, Ms. Peters sued Mr. Rubinstein in his official capacity

under 42 U.S.C. § 1983 in the United States District Court for the District of

Colorado.2 She brought a First Amendment retaliation claim, alleging

Mr. Rubinstein’s investigation and prosecution were in retaliation for her public

criticism of the county’s voting system.3 She contended that when she learned a

technology upgrade would delete some data from the county’s voting records, she

acted to protect election integrity and to comply with federal election law’s record

management requirements. She sought declaratory and injunctive relief to prevent

Mr. Rubinstein from investigating and prosecuting her in state court.

On November 27, 2023, Ms. Peters moved the district court for a preliminary

injunction to stop Mr. Rubinstein “from conducting, continuing, or participating in

2 Ms. Peters also sued Jena Griswold in her official capacity as Colorado Secretary of State; Merrick Garland in his official capacity as Attorney General of the United States; and the United States of America. Those claims are not at issue in this appeal. 3 For a First Amendment retaliation claim where the government defendant is neither the plaintiff’s employer nor a party to a contract with the plaintiff, the plaintiff must show (1) “the plaintiff was engaged in constitutionally protected activity”; (2) “the defendant’s actions caused the plaintiff to suffer an injury that would chill a person of ordinary firmness from continuing to engage in that activity”; and (3) “the defendant’s adverse action was substantially motivated as a response to the plaintiff’s exercise of constitutionally protected conduct.” Worrell v. Henry, 219 F.3d 1197, 1212 (10th Cir. 2000) (quotations omitted). “The First Amendment applies to the States under the Due Process Clause of the Fourteenth Amendment.” iMatter Utah v. Njord, 774 F.3d 1258, 1263 (10th Cir. 2014) (citing Va. State Bd. of Pharmacy v. Va. Citizens Consumer Council, Inc., 425 U.S. 748, 749 n.1 (1976)).

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