Peters v. United States

Court of Appeals for the Tenth Circuit·Decided June 21, 2024·No. 24-1013·Unpublished

Opinion

Appellate Case: 24-1013 Document: 010111068471 Date Filed: 06/21/2024 Page: 1 FILED

United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit

FOR THE TENTH CIRCUIT June 21, 2024

Christopher M. Wolpert

Clerk of Court

TINA PETERS,

Plaintiff - Appellant,

v. No. 24-1013 (D.C. No. 1:23-CV-03014-NYW-SKC)

UNITED STATES OF AMERICA; (D. Colo.) MERRICK B. GARLAND, in his official capacity as Attorney General of the United States; JENA GRISWOLD, in her official capacity as Colorado Secretary of State,

Defendants, and

DANIEL P. RUBINSTEIN, in his official capacity as District Attorney for the Twenty-First Judicial District,

Defendant - Appellee.

ORDER AND JUDGMENT*

Before MATHESON, BACHARACH, and PHILLIPS, Circuit Judges.

*

After examining the briefs and appellate record, this panel has determined unanimously that oral argument would not materially assist in the determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The case is therefore ordered submitted without oral argument. This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.

Appellate Case: 24-1013 Document: 010111068471 Date Filed: 06/21/2024 Page: 2

Tina Peters asked the district court to prevent Daniel P. Rubinstein, the District Attorney for Mesa County, Colorado, from criminally prosecuting her in state court because he allegedly retaliated against her for exercising her First Amendment rights. She now appeals the district court’s decision to abstain under Younger v. Harris, 401 U.S. 37 (1971), from reaching the merits of her claim. She contends that the court (1) could not abstain because she is immune from state prosecution and (2) improperly applied Younger. We affirm.

I. BACKGROUND1

A. Factual History

Ms. Peters is the former Mesa County Clerk in charge of elections. While serving as clerk, she arranged for a consultant to enter a secured area of the clerk’s office and to copy county voting records. She gave the copies to experts to analyze. Based on the experts’ analysis, Ms. Peters concluded the county’s voting system had vulnerabilities and petitioned the Board of County Commissioners to stop using its system.

Federal, state, and local law enforcement searched her home.

1 Because Ms. Peters appeals from a motion to dismiss under Federal Rule of Civil Procedure 12(b)(1), we need not assume the complaint’s factual allegations are correct, and we may consider the exhibits attached to her original complaint. See United States v. Rodriquez-Aguirre, 264 F.3d 1195, 1203 (10th Cir. 2001). Ms. Peters did not reattach them to her First Amended Complaint, but like the district court, we consider them as incorporated into the First Amended Complaint. Joint App., Vol. IV at 765 n.7. We also assume Rule 12(b)(1) is a proper vehicle for a Younger abstention motion.

B. State Court Proceedings On March 8, 2022, a state grand jury indicted her on 10 criminal counts. The indictment alleged that Ms. Peters (1) “devised and executed a deceptive scheme . . . designed to influence public servants, breach security protocols, exceed permissible access to voting equipment, and set in motion the eventual distribution of confidential information to unauthorized people” and (2) used someone else’s “name and personal identifying information” “without permission or lawful authorization” “to further [her] criminal scheme.” Joint App., Vol. III at 527.

On May 5, 2022, Mr. Rubinstein moved to quash a subpoena duces tecum that Ms. Peters had sent him requesting certain physical evidence related to the county’s voting system.

On May 12, 2022, Ms. Peters moved for review of the grand jury indictment to determine whether probable cause supported the charges against her.

On June 3, 2022, the state court held that probable cause supported each of the charges in the indictment.

On June 5, 2022, the state court granted the motion to quash.

On April 1, 2024, Ms. Peters moved to dismiss the indictment, arguing she was immune from prosecution under the Supremacy Clause in Article VI of the United States Constitution. On May 7, 2024, the state court denied her motion.

Appellate Case: 24-1013 Document: 010111068471 Date Filed: 06/21/2024 Page: 4

C. Federal Court Proceedings Federal District Court On November 14, 2023, Ms. Peters sued Mr. Rubinstein in his official capacity under 42 U.S.C. § 1983 in the United States District Court for the District of Colorado.2 She brought a First Amendment retaliation claim, alleging Mr. Rubinstein’s investigation and prosecution were in retaliation for her public criticism of the county’s voting system.3 She contended that when she learned a technology upgrade would delete some data from the county’s voting records, she acted to protect election integrity and to comply with federal election law’s record management requirements. She sought declaratory and injunctive relief to prevent Mr. Rubinstein from investigating and prosecuting her in state court.

On November 27, 2023, Ms. Peters moved the district court for a preliminary injunction to stop Mr. Rubinstein “from conducting, continuing, or participating in

2 Ms. Peters also sued Jena Griswold in her official capacity as Colorado Secretary of State; Merrick Garland in his official capacity as Attorney General of the United States; and the United States of America. Those claims are not at issue in this appeal.

3 For a First Amendment retaliation claim where the government defendant is neither the plaintiff’s employer nor a party to a contract with the plaintiff, the plaintiff must show (1) “the plaintiff was engaged in constitutionally protected activity”; (2) “the defendant’s actions caused the plaintiff to suffer an injury that would chill a person of ordinary firmness from continuing to engage in that activity”; and (3) “the defendant’s adverse action was substantially motivated as a response to the plaintiff’s exercise of constitutionally protected conduct.” Worrell v. Henry, 219 F.3d 1197, 1212 (10th Cir. 2000) (quotations omitted). “The First Amendment applies to the States under the Due Process Clause of the Fourteenth Amendment.” iMatter Utah v. Njord, 774 F.3d 1258, 1263 (10th Cir. 2014) (citing Va. State Bd. of Pharmacy v. Va. Citizens Consumer Council, Inc., 425 U.S. 748, 749 n.1 (1976)).

any way in proceedings in [the state court case], or any other criminal proceedings against or harassment of [Ms.] Peters.” Dist. Ct. Doc. 8 at 1; Joint App., Vol. I at 3.

On December 13, 2023, Mr. Rubinstein responded by moving to dismiss the case, arguing for the district court to abstain under Younger from reaching the merits, including the request for a preliminary injunction.

On January 8, 2024, the district court granted Mr. Rubinstein’s motion, holding that abstention was appropriate and denying the preliminary injunction motion as moot. It reasoned that Younger abstention was mandatory because state proceedings were ongoing, implicated important state interests, and afforded Ms. Peters an adequate opportunity to present her “constitutional challenges arising under the First Amendment or the Privileges and Immunities Clause of the Fourteenth Amendment.” Joint App., Vol. IV at 767; see also id. at 766-69. On the adequate-opportunity issue, it said that Ms. Peters could raise her First Amendment claim in the state proceedings and that she had not shown “she was prevented by the [state court] from” doing so. Id. at 768.

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