Peter Frouws, et al. v. Robert A. Lyons, et al.

CourtDistrict Court, D. Arizona
DecidedJune 8, 2026
Docket2:23-cv-00691
StatusUnknown

This text of Peter Frouws, et al. v. Robert A. Lyons, et al. (Peter Frouws, et al. v. Robert A. Lyons, et al.) is published on Counsel Stack Legal Research, covering District Court, D. Arizona primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Peter Frouws, et al. v. Robert A. Lyons, et al., (D. Ariz. 2026).

Opinion

1 WO 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA

9 Peter Frouws, et al., No. CV-23-00691-PHX-DJH

10 Plaintiffs, ORDER

11 v.

12 Robert A. Lyons, et al.,

13 Defendants. 14 15 On February 11, 2026, Lead Plaintiff Peter Frouws (“Plaintiff”) filed an Unopposed 16 Motion for Preliminary Approval of Class Action Settlement (Doc. 80). As the Motion is 17 unopposed, Defendants Robert A, Lyons, David R. Boncel, and Stephen Cummings 18 (collectively, “Defendants”) did not file a response. For the reasons stated below, the Court 19 will grant Plaintiff’s Motion. 20 I. Background 21 Plaintiff has brought this action against Defendants under Sections 10(b) and 20(a) 22 of the Securities Exchange Act of 1934 on behalf of himself and a class of other similarly 23 situated investors. (Doc. 32 at 1). 24 In the Amended Complaint, Plaintiff alleges that, between February 11, 2021, to 25 March 12, 2023 (the “Class Period”), Edgio and Defendants made materially false and 26 misleading statements and omissions. These alleged misstatements included overstating 27 the success of Edgio’s projects and artificially inflating Edgio’s revenue. (Id. at ¶¶ 4–7). 28 Plaintiff and other class members purchased or otherwise acquired Edgio’s common stock 1 during the Class Period. (Id. at ¶ 1). However, when the truth surrounding Edgio’s 2 performance came to light, Plaintiff alleges that Edgio’s stock price was steadily driven 3 down. (Id. at ¶ 8). Therefore, Plaintiff filed the present action to recoup his losses as well 4 as those of other investors. 5 In the time since, Defendant Edgio filed for bankruptcy and was subsequently 6 terminated as a Defendant on March 17, 2025 (Doc. 49). The remaining Defendants then 7 sought dismissal of the action based on a failure to state a claim, which the Court denied. 8 (See Doc. 58). During the pendency of the Motion to Dismiss, however, the parties retained 9 a highly experienced mediator with decades of experience handling securities class actions. 10 (Doc. 80-1 at 10). While the first mediation session was unsuccessful and discovery in this 11 case ensued, the parties were ultimately able to reach a settlement with the assistance of 12 the mediator. (Id. at 11). 13 II. Proposed Settlement Agreement 14 The parties entered into a Stipulation and Agreement of Settlement (the “Settlement 15 Agreement” or “Stipulation”) on February 11, 2026. The pertinent terms of the Agreement 16 are as follows. The “Settlement Class” is defined as: 17 [A]ll persons and entities who purchased or otherwise acquired shares of Edgio common stock (including shares of Limelight common stock, before 18 the company changed its name to Edgio) between February 12, 2021 and 19 March 10, 2023, inclusive. Excluded from the Settlement Class are (i) Defendants, (ii) any present or former officers and directors of Edgio during 20 the Class Period (the “Excluded D&Os”), (iii) members of Defendants’ and 21 Excluded D&Os’ Immediate Family, (iv) the Affiliates of any Defendant, (v) any firm, trust, corporation, or other entity in which any Defendant or any 22 other excluded person or entity has or had a majority ownership interest; and 23 (vi) the legal representatives, heirs, successors, and assigns of any such excluded person or entity. For the avoidance of doubt, the foregoing 24 exclusions do not apply where the person or entity that is excluded from the 25 Settlement Class (or the entity in which such person or entity has a majority ownership interest) acts as nominee, trustee, street name holder, fund 26 manager, or in any other fiduciary capacity for persons or entities who otherwise would be entitled to be included in the Settlement Class. Also 27 excluded from the Settlement Class are any persons who, or entities which, 28 exclude themselves by submitting a request for exclusion that is accepted by 1 the Court. 2 (Doc. 80-3 at 13). 3 Under the terms of the Agreement, Defendants will pay the “Settlement Amount” 4 of $15,000,000.00 into an “Escrow Account.”1 (Id. at 17). After this amount is used to 5 pay for items such as taxes, notice and administration costs, any attorney fees and costs 6 awarded by the Court, and any Lead Plaintiff award granted, the “Net Settlement Fund” 7 shall be distributed to “Authorized Claimants.” (Id. at 19). A “Claims Administrator” will 8 be appointed to review claims to receive a distribution of the Fund, and, once a claim is 9 determined to be valid, each claimant will receive a pro rata distribution of the Net 10 Settlement Fund, based on “a common formula applicable to all Claimants that takes into 11 account the estimated amount of inflation per share in Edgio stock at the times that they 12 purchased and sold (if they sold) their shares.” (Id. at 24; Doc. 80-1 at 18). Defendants do 13 not have a right to the return of any portion of the Settlement Fund. (Doc. 80-3 at 19). 14 The Agreement allows for Class counsel to submit a motion for attorney fees and 15 expenses to the Court. (Id. at 21–22). Finally, both Settlement Class Members and 16 Defendants release each other from any and all claims relating to the present action, except 17 for actions to enforce the agreement. (Id. at 12–13, 16–17). 18 III. Legal Standard 19 While the Ninth Circuit has declared a strong judicial policy for settlement of class 20 actions, Class Plaintiffs v. City of Seattle, 955 F.2d 1268, 1276 (9th Cir. 1992), Federal 21 Rule of Procedure 23(e) still requires court approval of any class action settlement. Fed. 22 R. Civ. P. 23(e). “Approval under [Rule] 23(e) involves a two-step process in which the 23 Court first determines whether a proposed class action settlement deserves preliminary 24 approval and then, after notice is given to class members, whether final approval is 25 warranted.” Nat’l Rural Telecomms. Coop. v. DIRECTV, Inc., 221 F.R.D. 523, 525 (C.D. 26 Cal. 2004). 27 At the preliminary approval stage, “courts must peruse the proposed compromise to

28 1 Unless otherwise defined herein, the meaning of all capitalized terms is as provided in the Stipulation (Doc. 80-3). 1 ratify both [1] the propriety of the certification and [2] the fairness of the settlement.” 2 Staton v. Boeing Co., 327 F.3d 938, 952 (9th Cir. 2003). Where “the parties negotiate a 3 settlement agreement before the class has been certified, “settlement approval requires a 4 higher standard of fairness and a more probing inquiry than may normally be required 5 under Rule 23(e).” Roes, 1-2 v. SFBSC Mgt., LLC, 944 F.3d 1035, 1048 (9th Cir. 2019) 6 (internal quotation marks omitted). “The initial decision to approve or reject a settlement 7 proposal is committed to the sound discretion of the trial judge.” Officers for J. v. Civ. 8 Serv. Comm’n. of City and Cnty. of San Francisco, 688 F.2d 615, 625 (9th Cir. 1982) 9 IV. Discussion 10 The Court will first examine the settlement class to ensure it meets the requirements 11 of Rule 23(a) and (b), then will determine whether the proposed settlement is fair, 12 reasonable, and adequate such that it should be preliminarily certified. 13 A. Settlement Class Certification 14 The proposed Settlement Class is listed above, but, in simplified terms, it is 15 essentially compromised of those who purchased or somehow acquired Edgio’s common 16 stock during the Class Period with certain exceptions. Plaintiff contends that the proposed 17 Class meets all the necessary requirements to be certified for settlement purposes. 18 (Doc. 80-1 at 23–27).

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Peter Frouws, et al. v. Robert A. Lyons, et al., Counsel Stack Legal Research, https://law.counselstack.com/opinion/peter-frouws-et-al-v-robert-a-lyons-et-al-azd-2026.