OPINION
Yeary, J.,
delivered the opinion of the Court
in which Keller, P.J., and Hervey, Alcala, Richardson, Newell and Keel, JJ., joined.
This case involves an appeal from a district court judge’s denial of relief in a pretrial application for writ of habeas corpus. Appellant was under indictment for three charges of aggravated sexual assault of a child, and, in a consolidated trial, a jury had found him guilty of those offenses. Having elected to go to the jury for punishment, Appellant chose to testify at that stage of trial. When he stood to approach the witness stand, it became apparent to the jury that he was shackled. Appellant asked for a mistrial, and the trial court took that request under advisement, meanwhile allowing the punishment proceedings to continue. After Appellant had testified on direct-examination, and following brief cross-examination by the State, the trial court interrupted the proceedings to announce that it had decided to grant a mistrial—but only as to the punishment phase of trial. Before the trial court was able to empanel a new jury to assess punishment, however, Appellant filed a combined application for writ of habeas corpus and motion to reinstate his pre-trial bond. He argued that, by granting a mistrial, the trial court had necessarily restored the cases to their pre-trial status, and that he should therefore be released on bond
pending trial. The trial court denied both the writ application and the motion.
On appeal from denial of the writ application, the court of appeals sustained Appellant’s claim. In an unpublished opinion, it reversed the order denying habeas corpus relief and remanded the cases to the trial court for further proceedings—presumably to retry them from scratch, including a new guilt phase of trial. The court of appeals reasoned that, “[w]hen a mistrial is declared, the proceedings before the granting of the mistrial become legally ineffective, and the case stands as it did before the mistrial was declared.”
Ex 'parte Pete,
Nos. 05-15-01521-CR, 05-01522-CR, & 05-15-01523-CR, 2016 WL 3344224, at *2 (Tex. App.-Dallas 2016) (memo, op., not designated for publication). For this proposition, the court of appeals ultimately relied upon this Court’s opinion in
Bullard v. State,
168 Tex.Crim. 627, 331 S.W.2d 222, 223 (1960), a case that was decided at a time before criminal prosecutions in Texas were bifurcated.
Id.
We granted the State’s petition for discretionary review to address the question whether, under our present bifurcated system, when irremediable error or misconduct occurs during a jury trial, but not until the punishment phase, trial courts should have the authority to grant a mistrial as to the punishment phase of trial only.
BACKGROUND
Trial was consolidated on three indictments, charging Appellant with aggravated sexual assault on three different dates against the same victim. A jury found Appellant guilty on all three charges. Apparently, Appellant attempted to elect to have the jury assess his punishment.
At the
conclusion of the State’s case-in-chief at the punishment phase, Appellant presented several witnesses, and then rose to take the stand to testify in his own behalf:
THE COURT: Okay, Mr. Pete, come on up here to the witness stand.
THE DEFENDANT: (Complies.)
[PROSECUTOR]: Judge?
[DEFENSE COUNSEL]: Judge, I forgot that—
THE COURT: Okay. Just—you can testify from right here.
[DEFENSE COUNSEL]: Can we instruct the jury to disregard that, I guess?
[PROSECUTOR]: Can we ask that the jury please step out for a few minutes?
THE COURT: Yes.
THE BAILIFF: All rise.
(Jury exits courtroom; 2:37 p.m.)
All parties then retired to chambers for an off-the-record discussion. At 3:35 p.m.— almost an hour later—the parties returned to the courtroom and, outside the jury’s presence, Appellant’s counsel announced that, “at this time, we have no choice but to move for a mistrial[.]” After further discussion on the record, during which it was revealed that the jury had witnessed Appellant in shackles, the trial court announced that it would take the motion for mistrial under advisement in order to “think about it.”
The jury returned, and Appellant testified on direct examination. Shortly after defense counsel passed Appellant to the State for cross-examination, the trial court interrupted the testimony, declaring that “we need to take a short break.” After another recess that lasted forty-nine minutes, the parties reconvened in the courtroom, in the jury’s absence, and the trial court announced for the record:
THE COURT: ... The Defense has made a motion for mistrial with regard to the punishment phase of this trial. I’m going to grant that motion for mistrial with regard to the punishment phase.
The jury was discharged without ever having retired to deliberate punishment. On the same day, the trial court also signed a written order granting the mistrial. The written order makes no mention of the scope of the mistrial.
When the trial court reset the cause for a new punishment phase, Appellant filed his combined application for writ of habeas corpus and motion for reinstatement of pre-trial bond. He argued that the trial court “lacked authority to order a mistrial as to punishment only” and that the trial court was therefore required to reinstate Appellant’s bond. After hearing arguments, the trial court, with a different judge presiding, denied the combined pleading. Citing
State v. Stewart,
282 S.W.3d 729 (Tex. App.-Austin 2009, no pet.), the trial court announced that it had the authority to grant a mistrial as to punishment only by virtue of Rule 21.9 of the Texas Rules of Appellate Procedure, which requires a trial court to limit its
grant of a new trial (as opposed to a mistrial) to a new punishment phase when the only meritorious ground for new trial it finds is one that impacted only the assessment of punishment.
The trial court certified that Appellant was entitled to appeal from its order denying habeas corpus relief,
and Appellant filed a notice of appeal.
On appeal, the State argued that there is nothing in the Code of Criminal Procedure or the case law of Texas that would prohibit a trial court from granting a mistrial only as to the punishment phase of trial in any case in which irremediable error occurs only during that phase.
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OPINION
Yeary, J.,
delivered the opinion of the Court
in which Keller, P.J., and Hervey, Alcala, Richardson, Newell and Keel, JJ., joined.
This case involves an appeal from a district court judge’s denial of relief in a pretrial application for writ of habeas corpus. Appellant was under indictment for three charges of aggravated sexual assault of a child, and, in a consolidated trial, a jury had found him guilty of those offenses. Having elected to go to the jury for punishment, Appellant chose to testify at that stage of trial. When he stood to approach the witness stand, it became apparent to the jury that he was shackled. Appellant asked for a mistrial, and the trial court took that request under advisement, meanwhile allowing the punishment proceedings to continue. After Appellant had testified on direct-examination, and following brief cross-examination by the State, the trial court interrupted the proceedings to announce that it had decided to grant a mistrial—but only as to the punishment phase of trial. Before the trial court was able to empanel a new jury to assess punishment, however, Appellant filed a combined application for writ of habeas corpus and motion to reinstate his pre-trial bond. He argued that, by granting a mistrial, the trial court had necessarily restored the cases to their pre-trial status, and that he should therefore be released on bond
pending trial. The trial court denied both the writ application and the motion.
On appeal from denial of the writ application, the court of appeals sustained Appellant’s claim. In an unpublished opinion, it reversed the order denying habeas corpus relief and remanded the cases to the trial court for further proceedings—presumably to retry them from scratch, including a new guilt phase of trial. The court of appeals reasoned that, “[w]hen a mistrial is declared, the proceedings before the granting of the mistrial become legally ineffective, and the case stands as it did before the mistrial was declared.”
Ex 'parte Pete,
Nos. 05-15-01521-CR, 05-01522-CR, & 05-15-01523-CR, 2016 WL 3344224, at *2 (Tex. App.-Dallas 2016) (memo, op., not designated for publication). For this proposition, the court of appeals ultimately relied upon this Court’s opinion in
Bullard v. State,
168 Tex.Crim. 627, 331 S.W.2d 222, 223 (1960), a case that was decided at a time before criminal prosecutions in Texas were bifurcated.
Id.
We granted the State’s petition for discretionary review to address the question whether, under our present bifurcated system, when irremediable error or misconduct occurs during a jury trial, but not until the punishment phase, trial courts should have the authority to grant a mistrial as to the punishment phase of trial only.
BACKGROUND
Trial was consolidated on three indictments, charging Appellant with aggravated sexual assault on three different dates against the same victim. A jury found Appellant guilty on all three charges. Apparently, Appellant attempted to elect to have the jury assess his punishment.
At the
conclusion of the State’s case-in-chief at the punishment phase, Appellant presented several witnesses, and then rose to take the stand to testify in his own behalf:
THE COURT: Okay, Mr. Pete, come on up here to the witness stand.
THE DEFENDANT: (Complies.)
[PROSECUTOR]: Judge?
[DEFENSE COUNSEL]: Judge, I forgot that—
THE COURT: Okay. Just—you can testify from right here.
[DEFENSE COUNSEL]: Can we instruct the jury to disregard that, I guess?
[PROSECUTOR]: Can we ask that the jury please step out for a few minutes?
THE COURT: Yes.
THE BAILIFF: All rise.
(Jury exits courtroom; 2:37 p.m.)
All parties then retired to chambers for an off-the-record discussion. At 3:35 p.m.— almost an hour later—the parties returned to the courtroom and, outside the jury’s presence, Appellant’s counsel announced that, “at this time, we have no choice but to move for a mistrial[.]” After further discussion on the record, during which it was revealed that the jury had witnessed Appellant in shackles, the trial court announced that it would take the motion for mistrial under advisement in order to “think about it.”
The jury returned, and Appellant testified on direct examination. Shortly after defense counsel passed Appellant to the State for cross-examination, the trial court interrupted the testimony, declaring that “we need to take a short break.” After another recess that lasted forty-nine minutes, the parties reconvened in the courtroom, in the jury’s absence, and the trial court announced for the record:
THE COURT: ... The Defense has made a motion for mistrial with regard to the punishment phase of this trial. I’m going to grant that motion for mistrial with regard to the punishment phase.
The jury was discharged without ever having retired to deliberate punishment. On the same day, the trial court also signed a written order granting the mistrial. The written order makes no mention of the scope of the mistrial.
When the trial court reset the cause for a new punishment phase, Appellant filed his combined application for writ of habeas corpus and motion for reinstatement of pre-trial bond. He argued that the trial court “lacked authority to order a mistrial as to punishment only” and that the trial court was therefore required to reinstate Appellant’s bond. After hearing arguments, the trial court, with a different judge presiding, denied the combined pleading. Citing
State v. Stewart,
282 S.W.3d 729 (Tex. App.-Austin 2009, no pet.), the trial court announced that it had the authority to grant a mistrial as to punishment only by virtue of Rule 21.9 of the Texas Rules of Appellate Procedure, which requires a trial court to limit its
grant of a new trial (as opposed to a mistrial) to a new punishment phase when the only meritorious ground for new trial it finds is one that impacted only the assessment of punishment.
The trial court certified that Appellant was entitled to appeal from its order denying habeas corpus relief,
and Appellant filed a notice of appeal.
On appeal, the State argued that there is nothing in the Code of Criminal Procedure or the case law of Texas that would prohibit a trial court from granting a mistrial only as to the punishment phase of trial in any case in which irremediable error occurs only during that phase. Under the law as it currently stands, appellate courts are required to award new trials only as to punishment when they find that error occurred only during the punishment phase of trial. Tex. Code Crim. Proc. art. 44.29(b). Trial courts that find meritorious grounds for a new trial, but only with respect to the punishment phase of trial, are likewise required to grant a new trial only as to the punishment phase. Tex. R. App. P. 21.9(a)
&
(c). While there is no comparable provision in the Code of Criminal Procedure or the Rules of Appellate Procedure governing mistrials based solely upon punishment phase mishaps, the State argues, we should nonetheless regard it as within a trial court’s inherent authority to grant such a limited mistrial in the absence of any contradictory statute or rule.
The court of appeals rejected this view. Finding no provision comparable to Article 44.29(b) or Rule 21.9(a) and (c) that would regulate the scope of a mistrial for error occurring only during the punishment phase of trial, the court of appeals held that the trial court lacked the authority to grant such limited relief. Instead, when a trial court grants a mistrial, the court of appeals held, all of the prior proceedings “become legally ineffective, and the case stands as it did before the mistrial was declared.”
Pete,
2016 WL 3344224, at *2. For this proposition, the court of appeals primarily relied upon Bullard.
Id.
It also
cited
State v. Hight,
907 S.W.2d 845, 846-47 (Tex. Crim. App. 1995), a case from this Court that preceded the advent of present-day Rule 21.9.
Pete,
2016 WL 3344224, at *1. In
Hight,
we held that trial courts lacked authority to grant motions for new trial as to punishment only because Article 44.29(b) only authorized appellate courts to grant new punishment hearings, not trial courts.
The court of appeals also cited an earlier intermediate appellate court opinion,
State v. Bounhiza,
294 S.W.3d 780, 786 (Tex. App.-Austin 2009, no pet.), which continued to apply
Bullard’s
broad conception of mistrial—even after criminal trials in Texas became bifurcated—to hold that a trial court lacks authority to grant a mistrial as to punishment alone.
Pete,
2016 WL 3344224, at *1. We granted the State’s petition for discretionary review in order to decide whether a trial court may grant a mistrial limited to conducting a new punishment phase of trial.
ANALYSIS
There is little to be found in the Code of Criminal Procedure that directly regulates the usage of mistrials in criminal cases in Texas.
Black’s gives two definitions of “mistrial”: “1. A trial that the judge brings to an end, without a determination on the merits, because of a procedural error or serious misconduct occurring during the proceedings. 2. A trial that ends inconclusively because the jury can-not agree on a verdict.” Black’s Law Dictionary 1154 (10th ed. 2014). In a number of articles, the Code of Criminal Procedure addresses mistrials that fit within the latter definition, caused by a hung jury.
But in treating mistrials of the former variety, the Code gives little concrete guidance, and appellate courts have found themselves “obliged to resort to analogy.”
Rodriguez v. State,
852 S.W.2d 516, 518 (Tex. Crim. App. 1993). In
Rodriguez
itself, we had no specific code provision to consult when we held that a trial court retained the authority, once having granted a mistrial, to rescind that grant “so long as that remains a viable option under the circumstances.”
Id.
at 520. Our manifest improvisation in
Rodriguez
suggests a recognition that mistrial practice in criminal cases in Texas is flexible and, by default, largely a creature of the common law, subject to regulation by judicial decision.
See
Tex. Code Crim. Proc. art. 1.27 (“If this Code fails to provide a rule of procedure in any particular state of case which may arise, the rules of the common law shall be applied and govern.”).
That being so, there is no compelling reason to wait for regulatory authority in order to say what the appropriate scope of a mistrial ruling should be. So long as it makes sense for us to conclude that a mistrial for “procedural error or serious misconduct” affecting only the punishment
phase of trial should only require a new punishment phase, and there is no statutory or regulatory impediment to our so holding, we are not constrained by the lack of an express provision in the Code of Criminal Procedure or the Rules of Appellate Procedure. We are free to recognize that cases such as
Bullard
and
Bounhiza,
holding that a mistrial necessarily wipes the entire slate clean, including the guilty verdict, are anachronistic—the product of our former unitary procedure in which a jury assessed guilt and punishment during the same phase of trial. We are not presently bound by those holdings. We think the State’s methodology is the correct one to take under our current bifurcated scheme—to ask whether anything in the Code or the Rules would somehow
prohibit
a trial court from granting a mistrial limited to a new punishment phase of trial under appropriate circumstances.
We agree with the State that, in the abstract, it certainly makes sense to limit the scope of such a mistrial—for the same reason it makes sense to limit the scope of a grant of new trial based on punishment error alone, as required by Rule 21.9(a) and (c), or to limit the scope of appellate relief when the court of appeals perceives error affecting the punishment phase alone, as required by Article 44.29(b). If some error or misconduct occurring during the punishment phase of trial could have had no conceivable effect on the legitimacy of the jury’s verdict with respect to a defendant’s guilt, there is no compelling reason to repeat the guilt phase of trial. It would only serve to grant the defendant a gratuitous second chance at an acquittal. The only question is whether there exists any statutory or regulatory provision that would impede our holding as a matter of case law that such a limited mistrial is, not only desirable, but, in fact, permissible.
We do perceive one such impediment: a defendant’s statutory right to have “the same” jury assess punishment as the one that assessed his guilt.
See State v. Doyle,
140 S.W.3d 890, 895 & n.4 (Tex. App.-Corpus Christi 2004, pet. refd) (recognizing that granting mistrial as to punishment only would constitute an “infringement” that would be “unfavorable” to a defendant’s right to “the same” jury under Article 37.07, Section 2(b)). Under Section 2(b) of Article 37.07 of the Code of Criminal Procedure, a defendant may elect to have a jury assess his punishment. Tex. Code Crim. Proc. art. 37.07 § 2(b). The default under this provision is judge-assessed punishment, but a defendant may obtain jury punishment, at his option, “where [he] so elects in writing before the commencement of the voir dire examination of the jury panel,” or timely files a sworn motion for jury-assessed community supervision. Id Moreover, when he properly invokes this statutory right to jury-assessed punishment, “the punishment shall be assessed by
the same jury,
except as provided in Section 3(c) of this article [Article 37.07] and in Article 44.29.”
Id
(emphasis added). A defendant who has followed the procedural steps necessary to trigger his statutory right to jury assessment of punishment has the statutory right to have that punishment assessed by “the same” jury as the one that found him guilty. Section 2(b) of Article 37.07 admits of two—and only two—specifically delineated exceptions. While a mistrial based on a hung jury is one of those exceptions,
a
mistrial of Black’s Law Dictionary’s other variety—irremediable error or misconduct occurring during the punishment phase—is not.
Granting a mistrial only as to the punishment phase of trial under these circumstances could very well violate a defendant’s statutorily conferred right to have “the same” jury assess his punishment as previously found him guilty.
We do not believe, however, that this statutory right invariably presents an insurmountable obstacle to granting a mistrial as to punishment only in every conceivable case in which such a limited mistrial might otherwise be appropriate. The statutory right to assessment of punishment by “the same” jury is far from an indispensable feature of the criminal justice system.
See Marin v. State,
851 S.W.2d 275, 280 (Tex. Crim. App. 1993) (describing “absolute requirements and prohibitions,” which “are to be observed even without partisan request[,]” and which may be raised for the first time on appeal). Indeed, it is not even in the nature of a waiver-only right, which must be recognized and affirmatively relinquished before it can be lost.
Id.
(a defendant does not waive such a right until he “says so plainly, freely, and intelligently, sometimes in writing and always on the record”). Rather, it is a right that is wholly subject to forfeiture, since it is lost by mere inaction.
Id.
at 279 (“forfeiture” is the loss of a right or claim by failing to insist on its implementation by request or objection). A defendant who has failed to properly invoke his right to jury sentencing in the first place, in the manner required by Section 2(b) of Article 37.07, may not later insist that he was deprived of his right to have the “same jury” assess punishment as assessed guilt,
Moreover, there is no imaginable reason that the principle of invited error/estoppel should not also apply, where appropriate, to prevent a defendant—even
a defendant who has followed the proper procedure to invoke his right to jury-assessed punishment—from later insisting that “the same” jury that found him guilty must also assess his punishment. A defendant. who positively asks the trial court to grant a mistrial
that is limited to the 'punishment phase
may not he heard later to complain, after the trial court grants his request, that the limited mistrial compromised his right to have “the same” jury resolve both phases of his trial.
See Prystash v. State,
3 S.W.3d 522, 531 (Tex. Crim. App. 1999) (a party may not affirmatively seek some action in the trial court and then complain on appeal when the trial court complies with his request). That seems to be what happened here.
At the point at which Appellant first requested a mistrial on the record, after an extended recess and an off-the-record discussion in chambers, he did not specify what he thought the appropriate scope of the mistrial should be. He did not expressly ask that the case be put back in a pre-guilt-phase posture. Of course, neither did Appellant affirmatively ask the trial court to grant a mistrial solely as to punishment. The mere failure to designate the scope of his requested mistrial cannot support a conclusion of invited error.
See Trejo v. State,
280 S.W.3d 258, 260 (Tex. Crim. App. 2009) (a court may not infer invited error from a record that is simply silent with respect to whether the appellant requested the trial court to take the action he later complained about on appeal).
Later, however, after the trial court took the matter under advisement, and after another extensive break—during which any discussion of the scope of the mistrial that may have occurred was not memorialized on the record—the trial court made a pronouncement on the record with respect to the scope of the mistrial Appellant was requesting: “The Defense has made a motion for mistrial with regard to the punishment phase of this trial. I’m going to grant that motion for mistrial with regard to the punishment phase.” Appellant did not speak up at this point to contradict the trial court’s apparent assertion that Appellant himself had asked (perhaps at some point during off-the-record discussions) for a mistrial only to the extent of a new punishment phase. For all the record reveals, Appellant was content with the accuracy of the trial court’s characterization.
We have said that issues of procedural default are “systemic,” by which we mean that an appellate court is not at liberty to reverse a case on the basis of a claim of trial error without first addressing any issue of preservation of error that may suggest itself from the record.
Gipson v. State,
383 S.W.3d 152, 159 (Tex. Crim. App. 2012). We have also said that “[t]he law of invited error provides that a party cannot take advantage of an error that it invited or caused, even if such error is fundamental.”
Woodall v. State,
336 S.W.3d 634, 644 (Tex. Crim. App. 2011). When it appears that an intermediate appellate court may have reversed a conviction without addressing an issue of procedural default, we may address the issue for the first time ourselves, on discretionary review.
See, e.g,, Reynolds v. State,
423 S.W.3d 377, 383 (Tex. Crim. App. 2014);
Ford v. State,
305 S.W.3d 530, 532-33 (Tex. Crim. App. 2009);
Mays v. State,
285 S.W.3d 884, 889 (Tex. Crim. App. 2009);
Haley v. State,
173 S.W.3d 510, 515 (Tex. Crim. App. 2005). Because the record reflects without contradiction that Appellant in fact invited the trial court to conduct a fresh punishment hearing before a different jury, he should not be heard to complain about it in subsequent habeas corpus proceedings or on appeal.
CONCLUSION
We reverse the judgment of the court of appeals and remand the cause to the trial court for further proceedings consistent with this opinion.
Keasler, J., concurred in the result.
Walker, J., dissented. J.