Perkins v. Securities & Exchange Commission

31 F. App'x 562

Opinion

MEMORANDUM**

Keith S. Perkins petitions pro se for review of the Securities and Exchange Commission’s (“SEC”) order sustaining the National Association of Securities Dealers’ imposition of a $7,500 fine. We have jurisdiction pursuant to 15 U.S.C. § 78y(a)(l). We conclude that substantial evidence supports the SEC’s factual findings, and that the SEC properly affirmed the sanction. See Krull v. SEC, 248 F.3d 907, 911-12 (9th Cir.2001).

PETITION DENIED.

Footnotes

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This disposition is not appropriate for publication and may not be cited to or by the courts of this circuit except as may be provided by Ninth Circuit Rule 36-3.